| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 243,107 | 1,291,192 | +1,048,085 | 0.06 | 0.32 | +0.26 | buy |
| Karpus Management, Inc. | 19,529,693 | 20,382,532 | +852,839 | 6.26 | 6.39 | +0.13 | buy |
| Penserra Capital Management LLC | 0 | 362,909 | +362,909 | 0.00 | 0.05 | +0.05 | buy |
| MACKAY SHIELDS LLC | 561,758 | 786,331 | +224,573 | 0.17 | 0.24 | +0.06 | buy |
| PFG Investments, LLC | 0 | 109,025 | +109,025 | 0.00 | 0.07 | +0.07 | buy |
| MORGAN STANLEY | 656,108 | 749,495 | +93,387 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 576,806 | 624,280 | +47,474 | 0.05 | 0.05 | +0.00 | buy |
| SANDERS MORRIS HARRIS LLC | 0 | 42,700 | +42,700 | 0.00 | 0.09 | +0.09 | buy |
| BANK OF AMERICA CORP /DE/ | 267,956 | 307,373 | +39,417 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 385,161 | 424,427 | +39,266 | 0.16 | 0.12 | -0.04 | buy |
| Opal Wealth Advisors, LLC | 0 | 26,130 | +26,130 | 0.00 | 0.10 | +0.10 | buy |
| Williams Jones Wealth Management, LLC. | 10,466 | 25,466 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 66,238 | 80,108 | +13,870 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 13,745 | +13,745 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 234,377 | 245,989 | +11,612 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 44,401 | 50,434 | +6,033 | 0.00 | 0.00 | +0.00 | buy |
| Herold Advisors, Inc. | 37,031 | 39,046 | +2,015 | 0.11 | 0.10 | -0.01 | buy |
| Bank of New York Mellon Corp | 121,503 | 123,264 | +1,761 | 0.00 | 0.00 | -0.00 | buy |
| NOMURA HOLDINGS INC | 11,000 | 12,675 | +1,675 | 0.00 | 0.00 | +0.00 | buy |
| Realta Investment Advisors | 58,053 | 59,530 | +1,477 | 0.14 | 0.13 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 1,100 | +1,100 | 0.00 | 0.01 | +0.01 | buy |
| MML INVESTORS SERVICES, LLC | 56,725 | 57,740 | +1,015 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 12,064 | 12,139 | +75 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 25,282 | 25,345 | +63 | 0.00 | 0.00 | -0.00 | buy |
| NBC SECURITIES, INC. | 1,078 | 1,086 | +8 | 0.00 | 0.00 | -0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 66,896 | 66,896 | 0 | 0.01 | 0.01 | -0.00 | hold |
| STALEY CAPITAL ADVISERS INC | 26,500 | 26,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,448 | 4,448 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 23,368 | 23,368 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 29,504 | 29,504 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mathes Company, Inc. | 54,000 | 54,000 | 0 | 0.23 | 0.22 | -0.01 | hold |
| Stockman Wealth Management, Inc. | 40,862 | 40,862 | 0 | 0.09 | 0.08 | -0.01 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 14,177 | 14,177 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 211,788 | 211,788 | 0 | 0.11 | 0.11 | +0.00 | hold |
| BROWN, LISLE/CUMMINGS, INC. | 5,036 | 5,036 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Westchester Capital Management, LLC | 115,857 | 115,857 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Ascent Wealth Partners, LLC | 52,247 | 52,247 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Private Advisor Group, LLC | 13,033 | 13,033 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Moors & Cabot, Inc. | 15,800 | 15,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Leisure Capital Management | 10,083 | 10,083 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Wealthspire Advisors, LLC | 23,636 | 23,636 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avestar Capital, LLC | 10,568 | 10,568 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 5,775 | 5,775 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 6,290 | 6,290 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Next Capital Management LLC | 66,704 | 66,704 | 0 | 0.30 | 0.29 | -0.01 | hold |
| Key FInancial Inc | 489 | 489 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RMR Wealth Builders | 66,383 | 66,383 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Wellspring Financial Advisors, LLC | 43,496 | 43,496 | 0 | 0.11 | 0.07 | -0.04 | hold |
| Concord Wealth Partners | 2,492 | 2,492 | 0 | 0.01 | 0.00 | -0.00 | hold |
| David J Yvars Group | 37,050 | 37,050 | 0 | 0.31 | 0.27 | -0.04 | hold |
| SOA Wealth Advisors, LLC. | 9,225 | 9,225 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Spire Wealth Management | 12,329 | 12,329 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NorthCrest Asset Manangement, LLC | 14,249 | 14,249 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Washington Trust Advisors, Inc. | 2,077 | 2,077 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atria Wealth Solutions, Inc. | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 1,806 | 1,806 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 385,440 | 385,440 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 16,819 | 16,819 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VALLEY WEALTH MANAGERS, INC. | 457 | 457 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 598,900 | 598,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AVANTAX ADVISORY SERVICES, INC. | 29,138 | 29,046 | -92 | 0.00 | 0.00 | -0.00 | sell |
| Frisch Financial Group, Inc. | 38,631 | 38,173 | -458 | 0.15 | 0.14 | -0.02 | sell |
| PINNACLE ASSOCIATES LTD | 15,680 | 15,130 | -550 | 0.00 | 0.00 | -0.00 | sell |
| Rockbridge Investment Management, LCC | 1,791 | 0 | -1,791 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 98,380 | 95,147 | -3,233 | 0.00 | 0.00 | -0.00 | sell |
| NAPLES GLOBAL ADVISORS, LLC | 19,075 | 15,825 | -3,250 | 0.02 | 0.02 | -0.00 | sell |
| LPL Financial LLC | 24,380 | 20,950 | -3,430 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 207,404 | 203,176 | -4,228 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 677,380 | 671,987 | -5,393 | 0.01 | 0.01 | -0.00 | sell |
| Family Management Corp | 24,149 | 15,243 | -8,906 | 0.05 | 0.03 | -0.02 | sell |
| Tortoise Investment Management, LLC | 64,910 | 55,510 | -9,400 | 0.09 | 0.07 | -0.02 | sell |
| UBS Group AG | 148,722 | 138,671 | -10,051 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 201,366 | 191,245 | -10,121 | 0.00 | 0.00 | -0.00 | sell |
| Onyx Bridge Wealth Group LLC | 10,856 | 0 | -10,856 | 0.02 | 0.00 | -0.02 | sell |
| Constitution Capital LLC | 11,400 | 0 | -11,400 | 0.07 | 0.00 | -0.07 | sell |
| NewEdge Advisors, LLC | 12,900 | 0 | -12,900 | 0.00 | 0.00 | -0.00 | sell |
| Cresset Asset Management, LLC | 21,823 | 0 | -21,823 | 0.00 | 0.00 | -0.00 | sell |
| Bridgewater Advisors Inc. | 22,478 | 0 | -22,478 | 0.04 | 0.00 | -0.04 | sell |
| Almitas Capital LLC | 25,000 | 0 | -25,000 | 0.09 | 0.00 | -0.09 | sell |
| Rockefeller Capital Management L.P. | 102,871 | 65,727 | -37,144 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 39,961 | 0 | -39,961 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 40,078 | 0 | -40,078 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 55,890 | 11,427 | -44,463 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 83,385 | 30,000 | -53,385 | 0.00 | 0.00 | -0.00 | sell |
| Weiss Asset Management LP | 70,308 | 0 | -70,308 | 0.05 | 0.00 | -0.05 | sell |
| Narwhal Capital Management | 70,830 | 0 | -70,830 | 0.08 | 0.00 | -0.08 | sell |
| Allspring Global Investments Holdings, LLC | 300,749 | 213,899 | -86,850 | 0.01 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 852,427 | 750,494 | -101,933 | 0.51 | 0.44 | -0.08 | sell |
| AQR Arbitrage LLC | 422,886 | 293,971 | -128,915 | 0.18 | 0.11 | -0.07 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 183,880 | 27,696 | -156,184 | 0.17 | 0.03 | -0.15 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 203,382 | 0 | -203,382 | 0.76 | 0.00 | -0.76 | sell |
| Lido Advisors, LLC | 792,367 | 542,186 | -250,181 | 0.08 | 0.05 | -0.03 | sell |
| Logan Stone Capital, LLC | 583,903 | 276,817 | -307,086 | 1.24 | 0.65 | -0.60 | sell |