Stock Transactions — NUVEEN NY AMT FREE

Total Bought
1,919,014
45 transactions
Total Sold
6,476,028
36 transactions
Net
-4,557,014
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY1,882,3292,854,737+972,4080.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.529,103726,559+197,4560.180.25+0.07buy
ROBINSON CAPITAL MANAGEMENT, LLC275,353425,353+150,0001.172.03+0.86buy
Alpine Global Management, LLC0118,173+118,1730.000.18+0.18buy
Cambridge Investment Research Advisors, Inc.064,893+64,8930.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC136,586199,638+63,0520.000.00+0.00buy
Avestar Capital, LLC65,568105,768+40,2000.050.07+0.03buy
Cetera Investment Advisers65,525103,353+37,8280.000.00+0.00buy
AMERIPRISE FINANCIAL INC034,767+34,7670.000.00+0.00buy
CHOREO, LLC25,13645,445+20,3090.000.01+0.00buy
Evanson Asset Management, LLC019,974+19,9740.000.01+0.01buy
GenWealth Group, Inc.017,565+17,5650.000.03+0.03buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP32,07648,639+16,5630.000.00+0.00buy
PFG Investments, LLC244,944261,307+16,3630.120.12+0.01buy
ENVESTNET ASSET MANAGEMENT INC63,98779,456+15,4690.000.00+0.00buy
GUGGENHEIM CAPITAL LLC1,318,4651,332,934+14,4690.100.11+0.01buy
PARK AVENUE SECURITIES LLC014,144+14,1440.000.00+0.00buy
MAI Capital Management2,40014,900+12,5000.000.00+0.00buy
Occidental Asset Management, LLC011,725+11,7250.000.01+0.01buy
Janney Montgomery Scott LLC30,68440,398+9,7140.000.00+0.00buy
Herold Advisors, Inc.23,43732,379+8,9420.050.07+0.02buy
STIFEL FINANCIAL CORP104,214112,308+8,0940.000.00+0.00buy
Breakwater Capital Group15,42222,607+7,1850.020.03+0.01buy
Western Wealth Management, LLC06,890+6,8900.000.00+0.00buy
Creative Planning11,28116,639+5,3580.000.00+0.00buy
ACCREDITED INVESTOR SERVICES, LLC15,64719,710+4,0630.100.13+0.02buy
&PARTNERS14,42818,156+3,7280.000.00+0.00buy
Mariner, LLC36,29039,662+3,3720.000.00+0.00buy
Merit Financial Group, LLC12,16615,379+3,2130.000.00+0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC135,256138,453+3,1970.020.02-0.00buy
Pinnacle Wealth Planning Services, Inc.5,0608,111+3,0510.010.01+0.00buy
OSAIC HOLDINGS, INC.36,82239,799+2,9770.000.00+0.00buy
HighTower Advisors, LLC434,670437,638+2,9680.000.00-0.00buy
NewEdge Wealth, LLC69,59671,251+1,6550.010.01+0.00buy
Penserra Capital Management LLC01,466+1,4660.000.00+0.00buy
CoreCap Advisors, LLC01,400+1,4000.000.00+0.00buy
Steward Partners Investment Advisory, LLC15,39016,690+1,3000.000.00+0.00buy
FNY Investment Advisers, LLC01,100+1,1000.000.00+0.00buy
WPG Advisers, LLC1,0161,859+8430.010.01+0.01buy
FIFTH THIRD BANCORP0258+2580.000.00+0.00buy
WEDBUSH SECURITIES INC71,90572,041+1360.020.02+0.00buy
Rockefeller Capital Management L.P.27,30127,392+910.000.00-0.00buy
OPPENHEIMER & CO INC42,44142,502+610.010.01-0.00buy
Kercheville Advisors, LLC12,25912,316+570.030.04+0.01buy
RMR Wealth Builders65,65265,689+370.050.05+0.00buy
WEBSTER BANK, N. A.87987900.000.00+0.00hold
STALEY CAPITAL ADVISERS INC26,00026,00000.010.01+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,4484,44800.000.00-0.00hold
Mathes Company, Inc.23,00023,00000.080.09+0.00hold
Stockman Wealth Management, Inc.30,00030,00000.040.03-0.00hold
BROWN BROTHERS HARRIMAN & CO2,1002,10000.000.00-0.00hold
BROWN, LISLE/CUMMINGS, INC.5,0365,03600.010.01+0.00hold
CARY STREET PARTNERS FINANCIAL LLC32,34932,34900.010.01+0.00hold
CWM, LLC3,7863,78600.000.00-0.00hold
Ascent Wealth Partners, LLC25,24725,24700.030.03+0.00hold
Moors & Cabot, Inc.14,90014,90000.010.01+0.00hold
Leisure Capital Management30,15330,15300.100.11+0.01hold
Lido Advisors, LLC380,076380,07600.020.02-0.00hold
IBEX WEALTH ADVISORS11,37511,37500.010.01-0.00hold
Belpointe Asset Management LLC10,60010,60000.000.00+0.00hold
Realta Investment Advisors53,35953,35900.180.19+0.01hold
Clear Creek Financial Management, LLC17,80017,80000.010.01-0.00hold
Key FInancial Inc48948900.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC4,3744,37400.000.00+0.00hold
Opal Wealth Advisors, LLC23,78023,78000.060.05-0.01hold
SOA Wealth Advisors, LLC.4,0104,01000.010.01+0.00hold
Spire Wealth Management12,32912,32900.000.00+0.00hold
MELFA WEALTH MANAGEMENT, INC.18,62518,62500.110.11+0.00hold
Mill Creek Capital Advisors, LLC12,12312,12300.000.00+0.00hold
Sage Capital Management, LLC10,00010,00000.050.05+0.00hold
HIGHLINE WEALTH PARTNERS LLC2,0002,00000.010.01-0.00hold
Mountain Hill Investment Partners Corp.16,59416,59400.120.10-0.02hold
Marshall & Sterling Wealth Advisors Inc.3,5383,53800.020.02+0.00hold
US BANCORP \DE\1,2011,20100.000.00+0.00hold
FIRST MANHATTAN CO. LLC.10,01010,01000.000.00+0.00hold
SIT INVESTMENT ASSOCIATES INC245,974245,97400.050.05+0.00hold
ASHTON THOMAS SECURITIES, LLC49,30049,30000.090.06-0.03hold
Atlantic Union Bankshares Corp1,2561,25600.000.00+0.00hold
NBT BANK N A /NY1,3061,30600.000.00+0.00hold
BCS Private Wealth Management, Inc.24,60023,300-1,3000.080.07-0.01sell
Everstar Asset Management, LLC12,86711,431-1,4360.090.06-0.03sell
PINNACLE ASSOCIATES LTD16,63013,630-3,0000.000.00-0.00sell
Williams Jones Wealth Management, LLC.24,96619,500-5,4660.000.00-0.00sell
ROYAL BANK OF CANADA252,228246,312-5,9160.000.00+0.00sell
Elyxium Wealth, LLC6,7970-6,7970.020.00-0.02sell
COMMONWEALTH EQUITY SERVICES, LLC125,758118,700-7,0580.000.00+0.00sell
LPL Financial LLC75,83968,109-7,7300.000.00-0.00sell
Kestra Advisory Services, LLC7,8050-7,8050.000.00-0.00sell
Summit Trail Advisors, LLC10,7220-10,7220.000.00-0.00sell
Cerity Partners LLC11,1250-11,1250.000.00-0.00sell
MOODY NATIONAL BANK TRUST DIVISION11,2120-11,2120.010.00-0.01sell
TIAA TRUST, NATIONAL ASSOCIATION12,0160-12,0160.000.00-0.00sell
Permanent Capital Management, LP13,8360-13,8360.030.00-0.03sell
HRT FINANCIAL LP15,0200-15,0200.000.00-0.00sell
UBS Group AG201,594186,026-15,5680.000.00-0.00sell
Traub Capital Management LLC17,2970-17,2970.170.00-0.17sell
Frisch Financial Group, Inc.17,6320-17,6320.040.00-0.04sell
BANK OF AMERICA CORP /DE/296,651276,958-19,6930.000.00-0.00sell
MML INVESTORS SERVICES, LLC35,37613,700-21,6760.000.00-0.00sell
Logan Stone Capital, LLC22,0630-22,0630.050.00-0.05sell
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