| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HORIZON KINETICS ASSET MANAGEMENT LLC | 71,483 | 140,575 | +69,092 | 0.01 | 0.02 | +0.01 | buy |
| Avestar Capital, LLC | 10,568 | 43,068 | +32,500 | 0.01 | 0.03 | +0.02 | buy |
| NewEdge Wealth, LLC | 64,300 | 81,910 | +17,610 | 0.01 | 0.01 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 239,116 | 256,231 | +17,115 | 0.11 | 0.10 | -0.01 | buy |
| ASHTON THOMAS SECURITIES, LLC | 38,500 | 44,500 | +6,000 | 0.11 | 0.11 | -0.00 | buy |
| PINNACLE ASSOCIATES LTD | 15,130 | 16,630 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| Marshall & Sterling Wealth Advisors Inc. | 3,738 | 3,538 | -200 | 0.03 | 0.02 | -0.00 | sell |
| Williams Jones Wealth Management, LLC. | 25,966 | 24,966 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 11,058 | 8,396 | -2,662 | 0.02 | 0.01 | -0.01 | sell |
| Frisch Financial Group, Inc. | 18,709 | 15,924 | -2,785 | 0.05 | 0.04 | -0.02 | sell |
| Ascent Wealth Partners, LLC | 56,247 | 52,247 | -4,000 | 0.08 | 0.06 | -0.01 | sell |
| Herold Advisors, Inc. | 40,762 | 31,171 | -9,591 | 0.09 | 0.06 | -0.03 | sell |
| Wealthspire Advisors, LLC | 23,636 | 13,436 | -10,200 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 174,922 | 159,733 | -15,189 | 0.10 | 0.09 | -0.01 | sell |
| Wellspring Financial Advisors, LLC | 33,696 | 12,375 | -21,321 | 0.04 | 0.01 | -0.03 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 482,967 | 452,967 | -30,000 | 2.02 | 1.88 | -0.14 | sell |
| North Ground Capital | 356,195 | 320,575 | -35,620 | 3.62 | 4.03 | +0.41 | sell |
| Dakota Wealth Management | 457,356 | 417,581 | -39,775 | 0.11 | 0.09 | -0.02 | sell |
| SIT INVESTMENT ASSOCIATES INC | 309,101 | 65,865 | -243,236 | 0.07 | 0.01 | -0.06 | sell |
| Karpus Management, Inc. | 17,942,460 | 14,487,996 | -3,454,464 | 5.99 | 4.63 | -1.36 | sell |