Stock TransactionsNUVEEN NY AMT FREE

Total Bought
720,273
43 transactions
Total Sold
1,621,310
31 transactions
Net
-901,037
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Hennion & Walsh Asset Management, Inc.726,559830,423+103,8640.250.25+0.00buy
JANE STREET GROUP, LLC076,018+76,0180.000.00+0.00buy
GUGGENHEIM CAPITAL LLC1,332,9341,406,909+73,9750.110.10-0.01buy
OSAIC HOLDINGS, INC.39,79983,950+44,1510.000.00+0.00buy
LPL Financial LLC68,10998,501+30,3920.000.00+0.00buy
ROYAL BANK OF CANADA246,312274,997+28,6850.000.00+0.00buy
Kingsview Wealth Management, LLC027,328+27,3280.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV026,160+26,1600.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.64,89390,198+25,3050.000.00+0.00buy
Lionshead Wealth Management, LLC024,023+24,0230.000.17+0.17buy
Breakwater Capital Group22,60744,086+21,4790.030.06+0.03buy
MML INVESTORS SERVICES, LLC13,70034,836+21,1360.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP018,513+18,5130.000.01+0.01buy
NORTHERN TRUST CORP015,474+15,4740.000.00+0.00buy
Cetera Investment Advisers103,353118,032+14,6790.000.00+0.00buy
Kestra Advisory Services, LLC013,633+13,6330.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC199,638212,057+12,4190.000.00-0.00buy
ASHTON THOMAS SECURITIES, LLC49,30061,711+12,4110.060.10+0.03buy
Pathstone Holdings, LLC012,123+12,1230.000.00+0.00buy
Equitable Holdings, Inc.011,500+11,5000.000.00+0.00buy
Arax Advisory Partners011,238+11,2380.000.00+0.00buy
BANK OF AMERICA CORP /DE/276,958287,023+10,0650.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC79,45689,373+9,9170.000.00+0.00buy
Avestar Capital, LLC105,768114,968+9,2000.070.07-0.00buy
AMERIPRISE FINANCIAL INC34,76743,207+8,4400.000.00+0.00buy
&PARTNERS18,15626,198+8,0420.000.00+0.00buy
Global Retirement Partners, LLC8,38016,048+7,6680.000.00+0.00buy
Farther Finance Advisors, LLC06,500+6,5000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP06,000+6,0000.000.00+0.00buy
OPPENHEIMER & CO INC42,50246,840+4,3380.010.01+0.00buy
Integrated Wealth Concepts LLC04,200+4,2000.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP48,63952,683+4,0440.000.00-0.00buy
Penserra Capital Management LLC1,4664,398+2,9320.000.00+0.00buy
ASSETMARK, INC02,643+2,6430.000.00+0.00buy
HighTower Advisors, LLC437,638440,190+2,5520.000.00-0.00buy
Herold Advisors, Inc.32,37934,793+2,4140.070.07+0.00buy
Williams Jones Wealth Management, LLC.19,50021,500+2,0000.000.00+0.00buy
IFG Advisory, LLC01,604+1,6040.000.00+0.00buy
Geneos Wealth Management Inc.01,189+1,1890.000.00+0.00buy
Kercheville Advisors, LLC12,31613,403+1,0870.040.04+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC4,3744,806+4320.000.00-0.00buy
Steward Partners Investment Advisory, LLC16,69016,990+3000.000.00+0.00buy
Institute for Wealth Management, LLC.0200+2000.000.00+0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC138,453138,45300.020.02+0.00hold
WEBSTER BANK, N. A.87987900.000.00-0.00hold
STALEY CAPITAL ADVISERS INC26,00026,00000.010.01-0.00hold
Mathes Company, Inc.23,00023,00000.090.08-0.01hold
Stockman Wealth Management, Inc.30,00030,00000.030.03-0.00hold
BROWN BROTHERS HARRIMAN & CO2,1002,10000.000.00-0.00hold
CARY STREET PARTNERS FINANCIAL LLC32,34932,34900.010.01-0.00hold
Ascent Wealth Partners, LLC25,24725,24700.030.03-0.00hold
Moors & Cabot, Inc.14,90014,90000.010.01-0.00hold
Leisure Capital Management30,15330,15300.110.10-0.01hold
Lido Advisors, LLC380,076380,07600.020.01-0.00hold
IBEX WEALTH ADVISORS11,37511,37500.010.01-0.00hold
GenWealth Group, Inc.17,56517,56500.030.03-0.00hold
Belpointe Asset Management LLC10,60010,60000.000.00-0.00hold
FNY Investment Advisers, LLC1,1001,10000.000.00-0.00hold
Occidental Asset Management, LLC11,72511,72500.010.01-0.00hold
Realta Investment Advisors53,35953,35900.190.18-0.01hold
Clear Creek Financial Management, LLC17,80017,80000.010.01-0.00hold
Key FInancial Inc48948900.000.00-0.00hold
Opal Wealth Advisors, LLC23,78023,78000.050.06+0.00hold
SOA Wealth Advisors, LLC.4,0104,01000.010.01-0.00hold
Spire Wealth Management12,32912,32900.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.18,62518,62500.110.11-0.00hold
Everstar Asset Management, LLC11,43111,43100.060.06-0.00hold
Sage Capital Management, LLC10,00010,00000.050.04-0.01hold
HIGHLINE WEALTH PARTNERS LLC2,0002,00000.010.00-0.00hold
BCS Private Wealth Management, Inc.23,30023,30000.070.08+0.00hold
Mountain Hill Investment Partners Corp.16,59416,59400.100.10+0.00hold
Marshall & Sterling Wealth Advisors Inc.3,5383,53800.020.02-0.00hold
FIFTH THIRD BANCORP25825800.000.00-0.00hold
US BANCORP \DE\1,2011,20100.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.31,46331,46300.000.00-0.00hold
FIRST MANHATTAN CO. LLC.10,01010,01000.000.00-0.00hold
Atlantic Union Bankshares Corp1,2561,25600.000.00-0.00hold
NBT BANK N A /NY1,3061,30600.000.00+0.00hold
WPG Advisers, LLC1,8591,856-30.010.01-0.00sell
Pinnacle Wealth Planning Services, Inc.8,1118,097-140.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,4484,348-1000.000.00-0.00sell
PARK AVENUE SECURITIES LLC14,14413,940-2040.000.00-0.00sell
RMR Wealth Builders65,68965,445-2440.050.04-0.01sell
PFG Investments, LLC261,307260,768-5390.120.11-0.02sell
Mariner, LLC39,66238,983-6790.000.00-0.00sell
Rockefeller Capital Management L.P.27,39226,569-8230.000.00-0.00sell
Merit Financial Group, LLC15,37914,287-1,0920.000.00-0.00sell
WEDBUSH SECURITIES INC72,04170,845-1,1960.020.02-0.00sell
CoreCap Advisors, LLC1,4000-1,4000.000.00-0.00sell
PINNACLE ASSOCIATES LTD13,63012,130-1,5000.000.00-0.00sell
STIFEL FINANCIAL CORP112,308110,684-1,6240.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC118,700116,856-1,8440.000.00-0.00sell
UBS Group AG186,026183,425-2,6010.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC19,71016,424-3,2860.130.10-0.03sell
Janney Montgomery Scott LLC40,39836,871-3,5270.000.00-0.00sell
CHOREO, LLC45,44541,606-3,8390.010.00-0.00sell
Creative Planning16,63911,281-5,3580.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC245,974239,593-6,3810.050.05-0.00sell
Western Wealth Management, LLC6,8900-6,8900.000.00-0.00sell
MAI Capital Management14,9000-14,9000.000.00-0.00sell
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