Stock Transactions — NUVEEN NY AMT FREE

Total Bought
2,356,382
43 transactions
Total Sold
6,768,318
30 transactions
Net
-4,411,936
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY683,1071,283,714+600,6070.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC159,733628,368+468,6350.090.37+0.28buy
Alpine Global Management, LLC0283,500+283,5000.000.52+0.52buy
North Ground Capital320,575538,650+218,0754.033.37-0.66buy
SIT INVESTMENT ASSOCIATES INC65,865235,974+170,1090.010.05+0.03buy
GUGGENHEIM CAPITAL LLC1,056,5671,202,572+146,0050.080.09+0.01buy
WELLS FARGO & COMPANY/MN621,468681,122+59,6540.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC54,28496,816+42,5320.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.256,231297,486+41,2550.100.11+0.01buy
Bank of New York Mellon Corp035,830+35,8300.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC50,77883,131+32,3530.000.00+0.00buy
CARY STREET PARTNERS FINANCIAL LLC031,149+31,1490.000.01+0.01buy
Rockefeller Capital Management L.P.027,119+27,1190.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.14,10334,251+20,1480.000.00+0.00buy
FIRST MANHATTAN CO. LLC.10,01026,497+16,4870.000.00+0.00buy
Breakwater Capital Group015,290+15,2900.000.02+0.02buy
CHOREO, LLC015,211+15,2110.000.00+0.00buy
Cetera Investment Advisers17,17430,919+13,7450.000.00+0.00buy
Kercheville Advisors, LLC012,145+12,1450.000.04+0.04buy
TIAA TRUST, NATIONAL ASSOCIATION012,016+12,0160.000.00+0.00buy
Marex Group plc012,000+12,0000.000.00+0.00buy
BANK OF AMERICA CORP /DE/337,472349,333+11,8610.000.00-0.00buy
LAZARD ASSET MANAGEMENT LLC011,800+11,8000.000.00+0.00buy
ACCREDITED INVESTOR SERVICES, LLC010,731+10,7310.000.08+0.08buy
Private Advisor Group, LLC010,037+10,0370.000.00+0.00buy
LPL Financial LLC70,21077,685+7,4750.000.00-0.00buy
Steward Partners Investment Advisory, LLC9,24315,743+6,5000.000.00+0.00buy
CWM, LLC2903,786+3,4960.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC75,03278,447+3,4150.000.00+0.00buy
OSAIC HOLDINGS, INC.27,41230,423+3,0110.000.00-0.00buy
Janney Montgomery Scott LLC28,46831,408+2,9400.000.00+0.00buy
RMR Wealth Builders63,98366,677+2,6940.060.06-0.00buy
HIGHLINE WEALTH PARTNERS LLC02,000+2,0000.000.01+0.01buy
Frisch Financial Group, Inc.15,92417,221+1,2970.040.04+0.00buy
Atlantic Union Bankshares Corp01,256+1,2560.000.00+0.00buy
Mathes Company, Inc.22,00023,000+1,0000.080.08+0.00buy
Advisory Services Network, LLC0856+8560.000.00+0.00buy
ASHTON THOMAS SECURITIES, LLC44,50045,300+8000.110.06-0.04buy
&PARTNERS11,97312,659+6860.000.00-0.00buy
WPG Advisers, LLC130599+4690.000.00+0.00buy
Herold Advisors, Inc.31,17131,264+930.060.07+0.01buy
COMERICA BANK2084+640.000.00+0.00buy
David J Yvars Group37,05037,086+360.220.20-0.01buy
MAI Capital Management2,4002,40000.000.00-0.00hold
WEBSTER BANK, N. A.87987900.000.00-0.00hold
STALEY CAPITAL ADVISERS INC26,00026,00000.010.01-0.00hold
Stockman Wealth Management, Inc.30,00030,00000.040.04-0.00hold
BROWN, LISLE/CUMMINGS, INC.5,0365,03600.010.01-0.00hold
Creative Planning11,28111,28100.000.00-0.00hold
Ascent Wealth Partners, LLC52,24752,24700.060.06-0.00hold
Tortoise Investment Management, LLC6,4006,40000.010.01-0.00hold
Leisure Capital Management30,15330,15300.110.11-0.01hold
Lido Advisors, LLC380,076380,07600.020.02-0.00hold
IBEX WEALTH ADVISORS11,37511,37500.010.01-0.00hold
GPS Wealth Strategies Group, LLC6,2906,29000.010.01-0.00hold
FNY Investment Advisers, LLC1,1001,10000.000.00-0.00hold
Realta Investment Advisors53,35953,35900.210.18-0.03hold
Clear Creek Financial Management, LLC16,80016,80000.020.01-0.00hold
Williams Jones Wealth Management, LLC.24,96624,96600.000.00-0.00hold
Key FInancial Inc48948900.000.00-0.00hold
Opal Wealth Advisors, LLC23,78023,78000.070.07+0.00hold
SOA Wealth Advisors, LLC.4,0104,01000.010.01-0.00hold
Spire Wealth Management12,32912,32900.000.00-0.00hold
Mill Creek Capital Advisors, LLC12,12312,12300.000.00-0.00hold
BCS Private Wealth Management, Inc.24,60024,60000.090.09-0.00hold
Mountain Hill Investment Partners Corp.34,59434,59400.290.31+0.02hold
Marshall & Sterling Wealth Advisors Inc.3,5383,53800.020.02-0.00hold
US BANCORP \DE\1,8061,80600.000.00-0.00hold
MACKAY SHIELDS LLC797,635797,63500.250.28+0.02hold
PINNACLE ASSOCIATES LTD16,63016,63000.000.00-0.00hold
NBT BANK N A /NY1,3061,30600.000.00-0.00hold
DEUTSCHE BANK AG\458,267458,26700.000.00-0.00hold
Everstar Asset Management, LLC12,47312,359-1140.080.07-0.00sell
FMR LLC2060-2060.000.00-0.00sell
Moors & Cabot, Inc.15,80014,900-9000.010.01-0.00sell
BROWN BROTHERS HARRIMAN & CO3,1132,100-1,0130.000.00-0.00sell
WealthTrak Capital Management LLC1,2080-1,2080.010.00-0.01sell
Avestar Capital, LLC43,06841,568-1,5000.030.03-0.00sell
Geneos Wealth Management Inc.1,5730-1,5730.000.00-0.00sell
WEDBUSH SECURITIES INC69,13267,443-1,6890.020.02-0.00sell
OPPENHEIMER & CO INC57,09855,389-1,7090.010.01-0.00sell
NewEdge Wealth, LLC81,91079,910-2,0000.010.01-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC140,575135,988-4,5870.020.02+0.00sell
HighTower Advisors, LLC445,312440,119-5,1930.010.01-0.00sell
Wealthspire Advisors, LLC13,4367,150-6,2860.000.00-0.00sell
Elequin Capital, LP8,3960-8,3960.010.00-0.01sell
PFG Investments, LLC260,163251,055-9,1080.150.13-0.02sell
STIFEL FINANCIAL CORP128,919117,911-11,0080.000.00-0.00sell
MML INVESTORS SERVICES, LLC46,76334,559-12,2040.000.00-0.00sell
Wellspring Financial Advisors, LLC12,3750-12,3750.010.00-0.01sell
UBS Group AG227,443214,445-12,9980.000.00-0.00sell
Traub Capital Management LLC41,89126,797-15,0940.380.27-0.11sell
COHEN & STEERS, INC.17,0000-17,0000.000.00-0.00sell
ROYAL BANK OF CANADA263,169238,604-24,5650.000.00-0.00sell
Westchester Capital Management, LLC26,1250-26,1250.020.00-0.02sell
Mariner, LLC63,81334,727-29,0860.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.178,351129,851-48,5000.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO68,9294,448-64,4810.000.00-0.00sell
JPMORGAN CHASE & CO118,0390-118,0390.000.00-0.00sell
Dakota Wealth Management417,581224,361-193,2200.090.05-0.04sell
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