| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 444,646 | 572,867 | +128,221 | 0.23 | 0.31 | +0.07 | buy |
| SIT INVESTMENT ASSOCIATES INC | 44,956 | 91,201 | +46,245 | 0.01 | 0.02 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 31,871 | 76,601 | +44,730 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 39,550 | +39,550 | 0.00 | 0.02 | +0.02 | buy |
| Saba Capital Management, L.P. | 1,594,731 | 1,630,390 | +35,659 | 0.43 | 0.40 | -0.04 | buy |
| Fort Point Capital Partners LLC | 13,563 | 24,641 | +11,078 | 0.02 | 0.04 | +0.01 | buy |
| ROYAL BANK OF CANADA | 0 | 10,101 | +10,101 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 8,229 | +8,229 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 180,194 | 187,114 | +6,920 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 16,806 | 23,652 | +6,846 | 0.07 | 0.09 | +0.02 | buy |
| Pathstone Holdings, LLC | 255,749 | 260,028 | +4,279 | 0.02 | 0.01 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,872 | 9,108 | +4,236 | 0.01 | 0.02 | +0.01 | buy |
| Bank of New York Mellon Corp | 15,485 | 19,448 | +3,963 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 3,688 | +3,688 | 0.00 | 0.00 | +0.00 | buy |
| XML Financial, LLC | 20,870 | 23,230 | +2,360 | 0.02 | 0.03 | +0.00 | buy |
| Alpine Global Management, LLC | 117,454 | 118,797 | +1,343 | 0.35 | 0.25 | -0.10 | buy |
| Invesco Ltd. | 43,848 | 44,870 | +1,022 | 0.00 | 0.00 | -0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 89,475 | 89,513 | +38 | 0.41 | 0.40 | -0.02 | buy |
| IFP Advisors, Inc | 131 | 132 | +1 | 0.00 | 0.00 | -0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 35,189 | 35,189 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 10,946 | 10,946 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 405 | 405 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 1607 Capital Partners, LLC | 317,397 | 317,397 | 0 | 0.24 | 0.29 | +0.04 | hold |
| CWM, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 31,500 | 31,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Almitas Capital LLC | 17,873 | 17,873 | 0 | 0.07 | 0.08 | +0.01 | hold |
| Aptus Capital Advisors, LLC | 14,316 | 14,316 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mascoma Wealth Management LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SARD WEALTH MANAGEMENT GROUP, LLC | 25,276 | 25,276 | 0 | 0.28 | 0.25 | -0.03 | hold |
| Catalina Capital Group, LLC | 11,374 | 11,374 | 0 | 0.10 | 0.05 | -0.04 | hold |
| COMERICA BANK | 42 | 29 | -13 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 57,097 | 56,814 | -283 | 0.00 | 0.00 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 46,589 | 45,695 | -894 | 0.01 | 0.01 | -0.00 | sell |
| Capital Market Strategies LLC | 28,036 | 27,061 | -975 | 0.27 | 0.23 | -0.04 | sell |
| ProVise Management Group, LLC | 49,714 | 47,376 | -2,338 | 0.05 | 0.05 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 231,264 | 228,523 | -2,741 | 0.02 | 0.02 | -0.00 | sell |
| AMERICAN NATIONAL BANK & TRUST | 8,343 | 4,733 | -3,610 | 0.01 | 0.01 | -0.01 | sell |
| UBS Group AG | 80,347 | 76,054 | -4,293 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 9,261 | 0 | -9,261 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 183,301 | 169,201 | -14,100 | 0.41 | 0.40 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,059 | 0 | -17,059 | 0.02 | 0.00 | -0.02 | sell |
| AQR Arbitrage LLC | 143,071 | 122,886 | -20,185 | 0.06 | 0.05 | -0.02 | sell |
| Fisher Asset Management, LLC | 21,727 | 0 | -21,727 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 305,182 | 263,851 | -41,331 | 0.19 | 0.16 | -0.04 | sell |
| Matisse Capital | 44,588 | 0 | -44,588 | 0.26 | 0.00 | -0.26 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 240,342 | 180,728 | -59,614 | 0.22 | 0.16 | -0.05 | sell |