| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 553,607 | 715,875 | +162,268 | 0.02 | 0.03 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 25,150 | 146,927 | +121,777 | 0.01 | 0.08 | +0.07 | buy |
| Bank of New York Mellon Corp | 14,483 | 101,531 | +87,048 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 43,510 | 90,804 | +47,294 | 0.03 | 0.07 | +0.04 | buy |
| Karpus Management, Inc. | 0 | 45,191 | +45,191 | 0.00 | 0.02 | +0.02 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 152,782 | 195,329 | +42,547 | 0.71 | 0.97 | +0.26 | buy |
| Bulldog Investors, LLP | 0 | 34,182 | +34,182 | 0.00 | 0.08 | +0.08 | buy |
| SIT INVESTMENT ASSOCIATES INC | 3,684 | 34,937 | +31,253 | 0.00 | 0.01 | +0.01 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 127,714 | 157,714 | +30,000 | 0.11 | 0.13 | +0.02 | buy |
| AMERIPRISE FINANCIAL INC | 0 | 23,073 | +23,073 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 125,699 | 140,894 | +15,195 | 0.03 | 0.04 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 125,057 | 133,861 | +8,804 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 31,121 | 39,388 | +8,267 | 0.20 | 0.25 | +0.05 | buy |
| Ackerman Capital Advisors, LLC | 25,650 | 29,033 | +3,383 | 0.06 | 0.07 | +0.01 | buy |
| Scarborough Advisors, LLC | 0 | 2,745 | +2,745 | 0.00 | 0.00 | +0.00 | buy |
| ProVise Management Group, LLC | 34,194 | 35,730 | +1,536 | 0.03 | 0.03 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 702 | +702 | 0.00 | 0.00 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 34,170 | 34,170 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,898 | 4,898 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SIGNATUREFD, LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Capital Investment Advisors, LLC | 28,963 | 28,963 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 128,815 | 128,815 | 0 | 0.64 | 0.60 | -0.04 | hold |
| Mascoma Wealth Management LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| XML Financial, LLC | 17,920 | 17,920 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Savvy Advisors, Inc. | 12,866 | 12,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SARD WEALTH MANAGEMENT GROUP, LLC | 20,598 | 20,598 | 0 | 0.13 | 0.12 | -0.00 | hold |
| GILL CAPITAL PARTNERS, LLC | 65,370 | 65,189 | -181 | 0.22 | 0.20 | -0.02 | sell |
| ROYAL BANK OF CANADA | 10,392 | 10,201 | -191 | 0.00 | 0.00 | +0.00 | sell |
| JFS WEALTH ADVISORS, LLC | 350 | 0 | -350 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 68,827 | 67,341 | -1,486 | 0.19 | 0.20 | +0.02 | sell |
| UBS Group AG | 75,053 | 68,696 | -6,357 | 0.00 | 0.00 | -0.00 | sell |
| Camelot Portfolios, LLC | 6,500 | 0 | -6,500 | 0.04 | 0.00 | -0.04 | sell |
| WELLS FARGO & COMPANY/MN | 93,168 | 86,461 | -6,707 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 57,281 | 47,243 | -10,038 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 10,702 | 0 | -10,702 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 18,953 | 7,970 | -10,983 | 0.00 | 0.00 | -0.00 | sell |
| Aptus Capital Advisors, LLC | 12,866 | 0 | -12,866 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 15,700 | 0 | -15,700 | 0.01 | 0.00 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 286,092 | 266,375 | -19,717 | 0.02 | 0.02 | -0.00 | sell |
| North Ground Capital | 38,429 | 17,018 | -21,411 | 0.21 | 0.22 | +0.01 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 29,727 | 0 | -29,727 | 0.11 | 0.00 | -0.11 | sell |
| Saba Capital Management, L.P. | 365,326 | 0 | -365,326 | 0.14 | 0.00 | -0.14 | sell |