| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 572,867 | 947,311 | +374,444 | 0.31 | 0.51 | +0.20 | buy |
| SIT INVESTMENT ASSOCIATES INC | 91,201 | 220,175 | +128,974 | 0.02 | 0.06 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 39,550 | 95,981 | +56,431 | 0.02 | 0.04 | +0.03 | buy |
| Kestra Advisory Services, LLC | 0 | 52,619 | +52,619 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 10,101 | 60,101 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 76,601 | 102,221 | +25,620 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 1,630,390 | 1,650,924 | +20,534 | 0.40 | 0.42 | +0.02 | buy |
| Bank of New York Mellon Corp | 19,448 | 38,925 | +19,477 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 14,681 | +14,681 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 0 | 13,062 | +13,062 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 23,652 | 35,088 | +11,436 | 0.09 | 0.14 | +0.05 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 180,728 | 190,300 | +9,572 | 0.16 | 0.19 | +0.02 | buy |
| Camelot Portfolios, LLC | 0 | 4,500 | +4,500 | 0.00 | 0.03 | +0.03 | buy |
| UBS Group AG | 76,054 | 79,342 | +3,288 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 118,797 | 121,473 | +2,676 | 0.25 | 0.24 | -0.01 | buy |
| Fort Point Capital Partners LLC | 24,641 | 27,056 | +2,415 | 0.04 | 0.04 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 2,322 | +2,322 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 45,695 | 45,978 | +283 | 0.01 | 0.01 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 8,229 | 8,395 | +166 | 0.00 | 0.00 | +0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 89,513 | 89,522 | +9 | 0.40 | 0.40 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 10,946 | 10,946 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 9,108 | 9,108 | 0 | 0.02 | 0.02 | -0.00 | hold |
| 1607 Capital Partners, LLC | 317,397 | 317,397 | 0 | 0.29 | 0.32 | +0.04 | hold |
| Almitas Capital LLC | 17,873 | 17,873 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Aptus Capital Advisors, LLC | 14,316 | 14,316 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mascoma Wealth Management LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| XML Financial, LLC | 23,230 | 23,230 | 0 | 0.03 | 0.03 | +0.00 | hold |
| SARD WEALTH MANAGEMENT GROUP, LLC | 25,276 | 25,276 | 0 | 0.25 | 0.20 | -0.05 | hold |
| Avior Wealth Management, LLC | 3,688 | 3,687 | -1 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 29 | 0 | -29 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 132 | 0 | -132 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 44,870 | 44,723 | -147 | 0.00 | 0.00 | +0.00 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 35,189 | 34,959 | -230 | 0.01 | 0.01 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 56,814 | 56,569 | -245 | 0.00 | 0.00 | +0.00 | sell |
| Capital Investment Advisors, LLC | 31,500 | 31,200 | -300 | 0.01 | 0.01 | -0.00 | sell |
| FNY Investment Advisers, LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 405 | 0 | -405 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Capital Market Strategies LLC | 27,061 | 25,961 | -1,100 | 0.23 | 0.19 | -0.04 | sell |
| ProVise Management Group, LLC | 47,376 | 45,927 | -1,449 | 0.05 | 0.04 | -0.00 | sell |
| Pathstone Holdings, LLC | 260,028 | 256,871 | -3,157 | 0.01 | 0.01 | -0.00 | sell |
| AMERICAN NATIONAL BANK & TRUST | 4,733 | 0 | -4,733 | 0.01 | 0.00 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 228,523 | 221,873 | -6,650 | 0.02 | 0.02 | +0.00 | sell |
| Catalina Capital Group, LLC | 11,374 | 0 | -11,374 | 0.05 | 0.00 | -0.05 | sell |
| AQR Arbitrage LLC | 122,886 | 98,366 | -24,520 | 0.05 | 0.03 | -0.02 | sell |
| BANK OF AMERICA CORP /DE/ | 187,114 | 162,282 | -24,832 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 169,201 | 124,140 | -45,061 | 0.40 | 0.37 | -0.04 | sell |
| Hennion & Walsh Asset Management, Inc. | 263,851 | 143,895 | -119,956 | 0.16 | 0.08 | -0.07 | sell |