| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 715,875 | 821,241 | +105,366 | 0.03 | 0.03 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 86,461 | 170,498 | +84,037 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 0 | 73,079 | +73,079 | 0.00 | 0.02 | +0.02 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 66,149 | +66,149 | 0.00 | 0.23 | +0.23 | buy |
| Bulldog Investors, LLP | 34,182 | 84,716 | +50,534 | 0.08 | 0.21 | +0.13 | buy |
| Invesco Ltd. | 0 | 42,722 | +42,722 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 36,650 | +36,650 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 39,388 | 46,656 | +7,268 | 0.25 | 0.29 | +0.04 | buy |
| Integrated Wealth Concepts LLC | 0 | 3,600 | +3,600 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 23,073 | 24,555 | +1,482 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 146,927 | 147,928 | +1,001 | 0.08 | 0.08 | +0.00 | buy |
| ProVise Management Group, LLC | 35,730 | 36,230 | +500 | 0.03 | 0.03 | -0.00 | buy |
| ROYAL BANK OF CANADA | 10,201 | 10,201 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 157,714 | 157,714 | 0 | 0.13 | 0.11 | -0.02 | hold |
| Karpus Management, Inc. | 45,191 | 45,191 | 0 | 0.02 | 0.01 | -0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 34,170 | 34,170 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,898 | 4,898 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Financial Gravity Companies, Inc. | 3,260 | 3,260 | 0 | 0.01 | 0.01 | -0.00 | hold |
| 1607 Capital Partners, LLC | 90,804 | 90,804 | 0 | 0.07 | 0.09 | +0.02 | hold |
| SIGNATUREFD, LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 195,329 | 195,329 | 0 | 0.97 | 0.99 | +0.02 | hold |
| Mascoma Wealth Management LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| XML Financial, LLC | 17,920 | 17,920 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Savvy Advisors, Inc. | 12,866 | 12,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 34,937 | 34,937 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Bank of New York Mellon Corp | 101,531 | 101,527 | -4 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 68,696 | 68,674 | -22 | 0.00 | 0.00 | -0.00 | sell |
| GILL CAPITAL PARTNERS, LLC | 65,189 | 64,739 | -450 | 0.20 | 0.20 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 702 | 0 | -702 | 0.00 | 0.00 | -0.00 | sell |
| SARD WEALTH MANAGEMENT GROUP, LLC | 20,598 | 19,706 | -892 | 0.12 | 0.11 | -0.01 | sell |
| North Ground Capital | 17,018 | 15,818 | -1,200 | 0.22 | 0.22 | -0.01 | sell |
| RIVERBRIDGE PARTNERS LLC | 140,894 | 139,632 | -1,262 | 0.04 | 0.04 | +0.01 | sell |
| Ackerman Capital Advisors, LLC | 29,033 | 27,495 | -1,538 | 0.07 | 0.06 | -0.00 | sell |
| Scarborough Advisors, LLC | 2,745 | 0 | -2,745 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 28,963 | 24,763 | -4,200 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 47,243 | 40,914 | -6,329 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 7,970 | 0 | -7,970 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 266,375 | 254,793 | -11,582 | 0.02 | 0.02 | -0.00 | sell |
| Logan Stone Capital, LLC | 67,341 | 46,021 | -21,320 | 0.20 | 0.11 | -0.09 | sell |
| Matisse Capital | 128,815 | 105,041 | -23,774 | 0.60 | 0.48 | -0.12 | sell |
| BANK OF AMERICA CORP /DE/ | 133,861 | 97,163 | -36,698 | 0.00 | 0.00 | -0.00 | sell |