| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alpine Global Management, LLC | 121,473 | 228,000 | +106,527 | 0.24 | 0.69 | +0.44 | buy |
| SIT INVESTMENT ASSOCIATES INC | 220,175 | 265,480 | +45,305 | 0.06 | 0.07 | +0.02 | buy |
| XML Financial, LLC | 23,230 | 25,830 | +2,600 | 0.03 | 0.03 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 190,300 | 192,606 | +2,306 | 0.19 | 0.21 | +0.02 | buy |
| Capital Investment Advisors, LLC | 31,200 | 32,213 | +1,013 | 0.01 | 0.01 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 34,959 | 35,149 | +190 | 0.01 | 0.01 | -0.00 | buy |
| Capital Market Strategies LLC | 25,961 | 25,011 | -950 | 0.19 | 0.19 | -0.00 | sell |
| ProVise Management Group, LLC | 45,927 | 43,952 | -1,975 | 0.04 | 0.04 | -0.00 | sell |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 13,062 | 10,924 | -2,138 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 9,108 | 6,908 | -2,200 | 0.02 | 0.02 | -0.01 | sell |
| Almitas Capital LLC | 17,873 | 15,170 | -2,703 | 0.08 | 0.07 | -0.02 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 35,088 | 22,813 | -12,275 | 0.14 | 0.09 | -0.05 | sell |
| AQR Arbitrage LLC | 98,366 | 79,752 | -18,614 | 0.03 | 0.02 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 143,895 | 118,262 | -25,633 | 0.08 | 0.07 | -0.02 | sell |
| Logan Stone Capital, LLC | 124,140 | 37,171 | -86,969 | 0.37 | 0.11 | -0.25 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 947,311 | 459,191 | -488,120 | 0.51 | 0.28 | -0.24 | sell |