| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 205,500 | +205,500 | 0.00 | 0.35 | +0.35 | buy |
| Alpine Global Management, LLC | 121,473 | 228,000 | +106,527 | 0.24 | 0.69 | +0.44 | buy |
| Quarry LP | 0 | 78,600 | +78,600 | 0.00 | 0.30 | +0.30 | buy |
| SIT INVESTMENT ASSOCIATES INC | 220,175 | 265,480 | +45,305 | 0.06 | 0.07 | +0.02 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 21,420 | +21,420 | 0.00 | 0.22 | +0.22 | buy |
| WELLS FARGO & COMPANY/MN | 102,221 | 115,304 | +13,083 | 0.00 | 0.00 | +0.00 | buy |
| XML Financial, LLC | 23,230 | 25,830 | +2,600 | 0.03 | 0.03 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 190,300 | 192,606 | +2,306 | 0.19 | 0.21 | +0.02 | buy |
| Avior Wealth Management, LLC | 3,687 | 5,534 | +1,847 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 31,200 | 32,213 | +1,013 | 0.01 | 0.01 | +0.00 | buy |
| UBS Group AG | 79,342 | 79,908 | +566 | 0.00 | 0.00 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 34,959 | 35,149 | +190 | 0.01 | 0.01 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 44,723 | 44,779 | +56 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 10,946 | 10,946 | 0 | 0.00 | 0.00 | +0.00 | hold |
| 1607 Capital Partners, LLC | 317,397 | 317,397 | 0 | 0.32 | 0.36 | +0.04 | hold |
| Saba Capital Management, L.P. | 1,650,924 | 1,650,924 | 0 | 0.42 | 0.45 | +0.04 | hold |
| Aptus Capital Advisors, LLC | 14,316 | 14,316 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mascoma Wealth Management LLC | 333 | 333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SARD WEALTH MANAGEMENT GROUP, LLC | 25,276 | 25,276 | 0 | 0.20 | 0.21 | +0.00 | hold |
| GILL CAPITAL PARTNERS, LLC | 89,522 | 89,522 | 0 | 0.40 | 0.40 | +0.00 | hold |
| TRUIST FINANCIAL CORP | 56,569 | 56,564 | -5 | 0.00 | 0.00 | +0.00 | sell |
| ROYAL BANK OF CANADA | 60,101 | 59,151 | -950 | 0.00 | 0.00 | -0.00 | sell |
| Capital Market Strategies LLC | 25,961 | 25,011 | -950 | 0.19 | 0.19 | -0.00 | sell |
| Kestra Advisory Services, LLC | 52,619 | 50,654 | -1,965 | 0.00 | 0.00 | +0.00 | sell |
| ProVise Management Group, LLC | 45,927 | 43,952 | -1,975 | 0.04 | 0.04 | -0.00 | sell |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 13,062 | 10,924 | -2,138 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 9,108 | 6,908 | -2,200 | 0.02 | 0.02 | -0.01 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 2,322 | 0 | -2,322 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 17,873 | 15,170 | -2,703 | 0.08 | 0.07 | -0.02 | sell |
| Camelot Portfolios, LLC | 4,500 | 0 | -4,500 | 0.03 | 0.00 | -0.03 | sell |
| OSAIC HOLDINGS, INC. | 8,395 | 3,029 | -5,366 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 38,925 | 31,532 | -7,393 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 256,871 | 248,916 | -7,955 | 0.01 | 0.01 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 162,282 | 154,139 | -8,143 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 35,088 | 22,813 | -12,275 | 0.14 | 0.09 | -0.05 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,681 | 0 | -14,681 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 98,366 | 79,752 | -18,614 | 0.03 | 0.02 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 143,895 | 118,262 | -25,633 | 0.08 | 0.07 | -0.02 | sell |
| Fort Point Capital Partners LLC | 27,056 | 0 | -27,056 | 0.04 | 0.00 | -0.04 | sell |
| RIVERBRIDGE PARTNERS LLC | 45,978 | 0 | -45,978 | 0.01 | 0.00 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 221,873 | 157,105 | -64,768 | 0.02 | 0.01 | -0.00 | sell |
| Logan Stone Capital, LLC | 124,140 | 37,171 | -86,969 | 0.37 | 0.12 | -0.25 | sell |
| WHITEBOX ADVISORS LLC | 95,981 | 0 | -95,981 | 0.04 | 0.00 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 947,311 | 459,191 | -488,120 | 0.51 | 0.28 | -0.24 | sell |