| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 339,848 | 553,607 | +213,759 | 0.01 | 0.02 | +0.01 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 152,782 | +152,782 | 0.00 | 0.71 | +0.71 | buy |
| GUGGENHEIM CAPITAL LLC | 223,249 | 286,092 | +62,843 | 0.02 | 0.02 | +0.01 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 71,605 | 127,714 | +56,109 | 0.06 | 0.11 | +0.05 | buy |
| RIVERBRIDGE PARTNERS LLC | 93,221 | 125,699 | +32,478 | 0.02 | 0.03 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 29,727 | +29,727 | 0.00 | 0.11 | +0.11 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 25,150 | +25,150 | 0.00 | 0.01 | +0.01 | buy |
| Bank of New York Mellon Corp | 0 | 14,483 | +14,483 | 0.00 | 0.00 | +0.00 | buy |
| Savvy Advisors, Inc. | 0 | 12,866 | +12,866 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 0 | 10,702 | +10,702 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 10,392 | +10,392 | 0.00 | 0.00 | +0.00 | buy |
| Camelot Portfolios, LLC | 0 | 6,500 | +6,500 | 0.00 | 0.04 | +0.04 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 26,121 | 31,121 | +5,000 | 0.17 | 0.20 | +0.03 | buy |
| North Ground Capital | 34,371 | 38,429 | +4,058 | 0.23 | 0.21 | -0.02 | buy |
| UBS Group AG | 71,875 | 75,053 | +3,178 | 0.00 | 0.00 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 34,170 | 34,170 | 0 | 0.00 | 0.01 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,898 | 4,898 | 0 | 0.01 | 0.01 | -0.00 | hold |
| 1607 Capital Partners, LLC | 43,510 | 43,510 | 0 | 0.04 | 0.03 | -0.00 | hold |
| SIGNATUREFD, LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 28,963 | 28,963 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Aptus Capital Advisors, LLC | 12,866 | 12,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 128,815 | 128,815 | 0 | 0.64 | 0.64 | -0.00 | hold |
| Mascoma Wealth Management LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| XML Financial, LLC | 17,920 | 17,920 | 0 | 0.02 | 0.02 | +0.00 | hold |
| PFG Investments, LLC | 15,700 | 15,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SARD WEALTH MANAGEMENT GROUP, LLC | 20,598 | 20,598 | 0 | 0.13 | 0.13 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 3,684 | 3,684 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ProVise Management Group, LLC | 35,194 | 34,194 | -1,000 | 0.03 | 0.03 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 27,361 | 25,650 | -1,711 | 0.06 | 0.06 | -0.01 | sell |
| Center for Financial Planning, Inc. | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 99,292 | 93,168 | -6,124 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 75,449 | 68,827 | -6,622 | 0.38 | 0.19 | -0.19 | sell |
| GILL CAPITAL PARTNERS, LLC | 72,793 | 65,370 | -7,423 | 0.25 | 0.22 | -0.03 | sell |
| Steward Partners Investment Advisory, LLC | 27,083 | 18,953 | -8,130 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 374,908 | 365,326 | -9,582 | 0.14 | 0.14 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 137,778 | 125,057 | -12,721 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 18,090 | 0 | -18,090 | 0.04 | 0.00 | -0.04 | sell |
| TRUIST FINANCIAL CORP | 26,434 | 0 | -26,434 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 89,920 | 57,281 | -32,639 | 0.00 | 0.00 | -0.00 | sell |