| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Aberdeen Group plc | 7,966,498 | 8,680,368 | +713,870 | 0.02 | 0.02 | +0.00 | buy |
| BlackRock, Inc. | 7,395,740 | 7,028,773 | -366,967 | 0.00 | 0.00 | -0.00 | sell |
| Opaleye Management Inc. | 6,789,738 | 6,785,000 | -4,738 | 1.46 | 1.46 | -0.00 | sell |
| Nantahala Capital Management, LLC | 3,990,169 | 4,123,613 | +133,444 | 0.39 | 0.42 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 3,135,192 | 3,998,130 | +862,938 | 0.00 | 0.00 | +0.00 | buy |
| Telemark Asset Management, LLC | 3,846,411 | 3,846,411 | 0 | 0.63 | 0.58 | -0.05 | hold |
| AMERIPRISE FINANCIAL INC | 3,793,574 | 3,400,496 | -393,078 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 809,520 | 2,183,775 | +1,374,255 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,026,006 | 1,885,353 | -140,653 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 1,603,510 | 1,666,954 | +63,444 | 0.00 | 0.00 | +0.00 | buy |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 1,135,190 | 1,088,027 | -47,163 | 0.01 | 0.01 | +0.00 | sell |
| D. E. Shaw & Co., Inc. | 628,291 | 979,847 | +351,556 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 299,930 | 919,964 | +620,034 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 654,581 | 847,001 | +192,420 | 0.01 | 0.01 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 718,109 | 824,870 | +106,761 | 0.00 | 0.00 | +0.00 | buy |
| Assenagon Asset Management S.A. | 566,547 | 751,170 | +184,623 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 740,558 | 688,210 | -52,348 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 645,296 | 657,139 | +11,843 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 64,675 | 608,601 | +543,926 | 0.00 | 0.00 | +0.00 | buy |
| Post Resch Tallon Group Inc. | 511,748 | 571,478 | +59,730 | 0.70 | 0.79 | +0.08 | buy |
| TUDOR INVESTMENT CORP ET AL | 537,833 | 537,833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERKINS CAPITAL MANAGEMENT INC | 529,500 | 527,500 | -2,000 | 0.69 | 0.81 | +0.12 | sell |
| Stonepine Capital Management, LLC | 256,106 | 417,994 | +161,888 | 0.33 | 0.60 | +0.27 | buy |
| FMR LLC | 641,926 | 412,597 | -229,329 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 300,852 | 367,443 | +66,591 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 112,254 | 359,268 | +247,014 | 0.05 | 0.15 | +0.10 | buy |
| CITADEL ADVISORS LLC | 499,377 | 287,595 | -211,782 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 406,004 | 284,636 | -121,368 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 428,921 | 282,380 | -146,541 | 0.00 | 0.00 | -0.00 | sell |
| PLATINUM INVESTMENT MANAGEMENT LTD | 264,464 | 264,464 | 0 | 0.10 | 0.11 | +0.01 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 274,898 | 242,211 | -32,687 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 39,804 | 241,955 | +202,151 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 116,567 | 215,365 | +98,798 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 204,749 | 209,645 | +4,896 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 737,485 | 198,733 | -538,752 | 0.00 | 0.00 | -0.00 | sell |
| ALGERT GLOBAL LLC | 0 | 197,447 | +197,447 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 174,590 | 180,925 | +6,335 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 74,558 | 167,542 | +92,984 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 244,851 | 155,093 | -89,758 | 0.00 | 0.00 | -0.00 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 133,665 | +133,665 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 150,908 | 125,908 | -25,000 | 0.01 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 88,376 | 123,749 | +35,373 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 118,130 | 118,130 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GSA CAPITAL PARTNERS LLP | 0 | 116,923 | +116,923 | 0.00 | 0.01 | +0.01 | buy |
| RHUMBLINE ADVISERS | 108,582 | 99,314 | -9,268 | 0.00 | 0.00 | -0.00 | sell |
| STRS OHIO | 99,100 | 99,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 51,406 | 93,082 | +41,676 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 54,435 | 64,199 | +9,764 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 39,813 | 63,753 | +23,940 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 44,269 | 63,593 | +19,324 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 59,051 | 58,479 | -572 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 122,030 | 56,631 | -65,399 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 34,787 | 54,680 | +19,893 | 0.00 | 0.01 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 41,398 | 42,418 | +1,020 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 1,794 | 39,077 | +37,283 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 17,095 | 36,414 | +19,319 | 0.00 | 0.00 | +0.00 | buy |
| Krilogy Financial LLC | 30,101 | 36,257 | +6,156 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 34,998 | +34,998 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 0 | 32,892 | +32,892 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 37,346 | 31,500 | -5,846 | 0.00 | 0.00 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 30,390 | 30,018 | -372 | 0.00 | 0.00 | +0.00 | sell |
| EVERGREEN CAPITAL MANAGEMENT LLC | 29,000 | 29,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Advisors, Ltd. LLC | 0 | 28,890 | +28,890 | 0.00 | 0.01 | +0.01 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 32,751 | 27,439 | -5,312 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 27,355 | 26,950 | -405 | 0.00 | 0.00 | +0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 35,491 | 24,247 | -11,244 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 0 | 23,529 | +23,529 | 0.00 | 0.00 | +0.00 | buy |
| Elmwood Wealth Management, Inc. | 21,695 | 21,695 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 20,668 | 20,691 | +23 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| Police & Firemen's Retirement System of New Jersey | 19,441 | 19,441 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 18,859 | +18,859 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 0 | 18,183 | +18,183 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 17,679 | +17,679 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 20,214 | 16,976 | -3,238 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 16,888 | 16,888 | 0 | 0.00 | 0.00 | +0.00 | hold |
| China Universal Asset Management Co., Ltd. | 14,718 | 16,029 | +1,311 | 0.00 | 0.00 | +0.00 | buy |
| Navalign, LLC | 15,340 | 15,340 | 0 | 0.01 | 0.01 | +0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 14,843 | 14,816 | -27 | 0.00 | 0.00 | +0.00 | sell |
| StoneX Group Inc. | 0 | 14,096 | +14,096 | 0.00 | 0.00 | +0.00 | buy |
| FIDUCIARY TRUST CO | 13,620 | 13,620 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRUDENTIAL FINANCIAL INC | 0 | 13,580 | +13,580 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 27,409 | 13,572 | -13,837 | 0.00 | 0.00 | -0.00 | sell |
| Simplicity Wealth,LLC | 0 | 13,308 | +13,308 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 5,417 | 11,909 | +6,492 | 0.00 | 0.00 | +0.00 | buy |
| Caerus Investment Advisors, LLC | 0 | 10,580 | +10,580 | 0.00 | 0.01 | +0.01 | buy |
| Pallas Capital Advisors LLC | 0 | 10,325 | +10,325 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 10,081 | 10,081 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GAMCO INVESTORS, INC. ET AL | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 8,428 | 8,428 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 0 | 8,273 | +8,273 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 8,500 | 7,142 | -1,358 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 4,389 | 4,711 | +322 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 2,604 | 4,406 | +1,802 | 0.00 | 0.00 | +0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 1,775 | 1,808 | +33 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 6 | 1,510 | +1,504 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 824 | 1,321 | +497 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 1,016 | +1,016 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 1,471 | 980 | -491 | 0.00 | 0.00 | -0.00 | sell |