| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 809,520 | 2,183,775 | +1,374,255 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 3,135,192 | 3,998,130 | +862,938 | 0.00 | 0.00 | +0.00 | buy |
| Aberdeen Group plc | 7,966,498 | 8,680,368 | +713,870 | 0.02 | 0.02 | +0.00 | buy |
| JANE STREET GROUP, LLC | 299,930 | 919,964 | +620,034 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 64,675 | 608,601 | +543,926 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 628,291 | 979,847 | +351,556 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 112,254 | 359,268 | +247,014 | 0.05 | 0.15 | +0.10 | buy |
| TWO SIGMA INVESTMENTS, LP | 39,804 | 241,955 | +202,151 | 0.00 | 0.00 | +0.00 | buy |
| ALGERT GLOBAL LLC | 0 | 197,447 | +197,447 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 654,581 | 847,001 | +192,420 | 0.01 | 0.01 | +0.00 | buy |
| Assenagon Asset Management S.A. | 566,547 | 751,170 | +184,623 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 256,106 | 417,994 | +161,888 | 0.33 | 0.60 | +0.27 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 133,665 | +133,665 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 3,990,169 | 4,123,613 | +133,444 | 0.39 | 0.42 | +0.03 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 116,923 | +116,923 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 718,109 | 824,870 | +106,761 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 116,567 | 215,365 | +98,798 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 74,558 | 167,542 | +92,984 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 300,852 | 367,443 | +66,591 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,603,510 | 1,666,954 | +63,444 | 0.00 | 0.00 | +0.00 | buy |
| Post Resch Tallon Group Inc. | 511,748 | 571,478 | +59,730 | 0.70 | 0.79 | +0.08 | buy |
| DEUTSCHE BANK AG\ | 51,406 | 93,082 | +41,676 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,794 | 39,077 | +37,283 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 88,376 | 123,749 | +35,373 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 34,998 | +34,998 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 0 | 32,892 | +32,892 | 0.00 | 0.00 | +0.00 | buy |
| Capital Advisors, Ltd. LLC | 0 | 28,890 | +28,890 | 0.00 | 0.01 | +0.01 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 39,813 | 63,753 | +23,940 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 23,529 | +23,529 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 34,787 | 54,680 | +19,893 | 0.00 | 0.01 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 44,269 | 63,593 | +19,324 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 17,095 | 36,414 | +19,319 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 18,859 | +18,859 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 0 | 18,183 | +18,183 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 17,679 | +17,679 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 14,096 | +14,096 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 13,580 | +13,580 | 0.00 | 0.00 | +0.00 | buy |
| Simplicity Wealth,LLC | 0 | 13,308 | +13,308 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 645,296 | 657,139 | +11,843 | 0.00 | 0.00 | +0.00 | buy |
| Caerus Investment Advisors, LLC | 0 | 10,580 | +10,580 | 0.00 | 0.01 | +0.01 | buy |
| Pallas Capital Advisors LLC | 0 | 10,325 | +10,325 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 54,435 | 64,199 | +9,764 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 0 | 8,273 | +8,273 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 5,417 | 11,909 | +6,492 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 174,590 | 180,925 | +6,335 | 0.00 | 0.00 | +0.00 | buy |
| Krilogy Financial LLC | 30,101 | 36,257 | +6,156 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 204,749 | 209,645 | +4,896 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 2,604 | 4,406 | +1,802 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 6 | 1,510 | +1,504 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 14,718 | 16,029 | +1,311 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 41,398 | 42,418 | +1,020 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 1,016 | +1,016 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 824 | 1,321 | +497 | 0.00 | 0.00 | +0.00 | buy |
| Rialto Wealth Management, LLC | 0 | 420 | +420 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 4,389 | 4,711 | +322 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 301 | +301 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 197 | +197 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 113 | 303 | +190 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 138 | 232 | +94 | 0.00 | 0.00 | +0.00 | buy |
| Root Financial Partners, LLC | 0 | 73 | +73 | 0.00 | 0.00 | +0.00 | buy |
| SJS Investment Consulting Inc. | 0 | 67 | +67 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 62 | +62 | 0.00 | 0.00 | +0.00 | buy |
| Transamerica Financial Advisors, LLC | 0 | 46 | +46 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 0 | 40 | +40 | 0.00 | 0.00 | +0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 1,775 | 1,808 | +33 | 0.00 | 0.00 | -0.00 | buy |
| Covestor Ltd | 23 | 52 | +29 | 0.00 | 0.00 | 0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 20,668 | 20,691 | +23 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 321 | 330 | +9 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 10,081 | 10,081 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 8,428 | 8,428 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 118,130 | 118,130 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PLATINUM INVESTMENT MANAGEMENT LTD | 264,464 | 264,464 | 0 | 0.10 | 0.11 | +0.01 | hold |
| EVERGREEN CAPITAL MANAGEMENT LLC | 29,000 | 29,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Telemark Asset Management, LLC | 3,846,411 | 3,846,411 | 0 | 0.63 | 0.58 | -0.05 | hold |
| Elmwood Wealth Management, Inc. | 21,695 | 21,695 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| N.E.W. Advisory Services LLC | 325 | 325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Navalign, LLC | 15,340 | 15,340 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 19,441 | 19,441 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIDUCIARY TRUST CO | 13,620 | 13,620 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMCO INVESTORS, INC. ET AL | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 501 | 501 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 16,888 | 16,888 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STRS OHIO | 99,100 | 99,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TUDOR INVESTMENT CORP ET AL | 537,833 | 537,833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 14,843 | 14,816 | -27 | 0.00 | 0.00 | +0.00 | sell |
| Sunbelt Securities, Inc. | 30 | 0 | -30 | 0.00 | 0.00 | -0.00 | sell |
| Daiwa Securities Group Inc. | 269 | 0 | -269 | 0.00 | 0.00 | 0.00 | sell |
| BLAIR WILLIAM & CO/IL | 30,390 | 30,018 | -372 | 0.00 | 0.00 | +0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 27,355 | 26,950 | -405 | 0.00 | 0.00 | +0.00 | sell |
| Sterling Capital Management LLC | 1,471 | 980 | -491 | 0.00 | 0.00 | -0.00 | sell |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 59,051 | 58,479 | -572 | 0.00 | 0.00 | -0.00 | sell |
| Optiver Holding B.V. | 1,152 | 0 | -1,152 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 8,500 | 7,142 | -1,358 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1,587 | 154 | -1,433 | 0.00 | 0.00 | -0.00 | sell |
| PERKINS CAPITAL MANAGEMENT INC | 529,500 | 527,500 | -2,000 | 0.69 | 0.81 | +0.12 | sell |