| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | 1,299,073 | 2,002,745 | +703,672 | 0.00 | 0.00 | +0.00 | buy |
| Opaleye Management Inc. | 3,120,000 | 3,455,000 | +335,000 | 2.37 | 2.45 | +0.07 | buy |
| Aberdeen Group plc | 160,581 | 492,648 | +332,067 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 206,320 | 479,270 | +272,950 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 138,515 | 278,652 | +140,137 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 130,067 | 237,272 | +107,205 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 99,686 | +99,686 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 253,305 | 340,762 | +87,457 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 59,857 | 131,001 | +71,144 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,562,679 | 1,632,957 | +70,278 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 117,415 | 173,280 | +55,865 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 161,649 | 216,286 | +54,637 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 197,261 | 251,372 | +54,111 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 231,341 | 275,241 | +43,900 | 0.01 | 0.01 | -0.00 | buy |
| Squarepoint Ops LLC | 34,867 | 74,531 | +39,664 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 252,028 | 284,166 | +32,138 | 0.00 | 0.00 | -0.00 | buy |
| MARSHALL WACE, LLP | 0 | 28,867 | +28,867 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 28,326 | +28,326 | 0.00 | 0.00 | +0.00 | buy |
| Empire Financial Management Company, LLC | 187,952 | 212,952 | +25,000 | 0.22 | 0.22 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 17,480 | +17,480 | 0.00 | 0.00 | +0.00 | buy |
| STRS OHIO | 145,300 | 161,800 | +16,500 | 0.00 | 0.00 | -0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 84,715 | 100,734 | +16,019 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 21,252 | 36,677 | +15,425 | 0.00 | 0.00 | +0.00 | buy |
| Savant Capital, LLC | 0 | 14,456 | +14,456 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 4,433,659 | 4,445,268 | +11,609 | 0.00 | 0.00 | -0.00 | buy |
| Elmwood Wealth Management, Inc. | 0 | 10,350 | +10,350 | 0.00 | 0.01 | +0.01 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 204,554 | 213,567 | +9,013 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 7,248 | +7,248 | 0.00 | 0.00 | +0.00 | buy |
| ALGERT GLOBAL LLC | 35,487 | 41,556 | +6,069 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 25,372 | 30,763 | +5,391 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 49,630 | 54,292 | +4,662 | 0.01 | 0.01 | -0.00 | buy |
| MetLife Investment Management, LLC | 34,925 | 39,195 | +4,270 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 104,577 | 108,594 | +4,017 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 104,010 | 107,950 | +3,940 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 2,189 | 5,303 | +3,114 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 26,047 | 28,976 | +2,929 | 0.00 | 0.00 | -0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | 2,825 | +2,825 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 13,168 | 15,886 | +2,718 | 0.00 | 0.00 | -0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 22,311 | 23,922 | +1,611 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 101,771 | 103,019 | +1,248 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 1,240 | 1,902 | +662 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 1,205 | 1,707 | +502 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 424 | +424 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 77,609 | 77,692 | +83 | 0.00 | 0.00 | -0.00 | buy |
| INNEALTA CAPITAL, LLC | 0 | 59 | +59 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 16,843 | 16,888 | +45 | 0.00 | 0.00 | -0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 45 | +45 | 0.00 | 0.00 | +0.00 | buy |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 900,000 | 900,000 | 0 | 0.15 | 0.13 | -0.02 | hold |
| Ameritas Investment Partners, Inc. | 4,645 | 4,645 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 242,000 | 242,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 3,400 | 3,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Miller Investment Management, LP | 11,693 | 11,693 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Telemark Asset Management, LLC | 2,696,411 | 2,696,411 | 0 | 0.97 | 0.76 | -0.22 | hold |
| Casdin Capital, LLC | 2,000,000 | 2,000,000 | 0 | 0.52 | 0.47 | -0.05 | hold |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vivo Capital, LLC | 388,144 | 388,144 | 0 | 0.11 | 0.11 | +0.00 | hold |
| Parallel Advisors, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMMA Investing LLC | 1,124 | 1,124 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 160 | 160 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FRANKLIN RESOURCES INC | 29,456 | 29,456 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Legal & General Group Plc | 6,162 | 6,162 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 20,794 | 20,794 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERKINS CAPITAL MANAGEMENT INC | 159,600 | 159,600 | 0 | 0.46 | 0.47 | +0.00 | hold |
| SALEM INVESTMENT COUNSELORS INC | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 972 | 972 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 2,084 | 2,084 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VALLEY WEALTH MANAGERS, INC. | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Covestor Ltd | 25 | 24 | -1 | 0.00 | 0.00 | 0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 6 | 1 | -5 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 12 | 0 | -12 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 61 | 38 | -23 | 0.00 | 0.00 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 36,005 | 35,880 | -125 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 4,141 | 3,860 | -281 | 0.00 | 0.00 | -0.00 | sell |
| CoreCap Advisors, LLC | 406 | 0 | -406 | 0.00 | 0.00 | -0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 14,171 | 13,643 | -528 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 13,965 | 13,043 | -922 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 1,511,283 | 1,509,931 | -1,352 | 0.00 | 0.00 | -0.00 | sell |
| Salomon & Ludwin, LLC | 1,500 | 0 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 29,973 | 28,263 | -1,710 | 0.00 | 0.00 | -0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 1,926 | 0 | -1,926 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 7,010 | 5,061 | -1,949 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 591,677 | 588,759 | -2,918 | 0.00 | 0.00 | -0.00 | sell |
| Point72 (DIFC) Ltd | 2,987 | 0 | -2,987 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 5,472 | 0 | -5,472 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 32,186 | 25,052 | -7,134 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 21,037 | 10,734 | -10,303 | 0.00 | 0.00 | -0.00 | sell |
| SEI INVESTMENTS CO | 10,941 | 0 | -10,941 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 12,526 | 0 | -12,526 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 17,004 | 4,386 | -12,618 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 15,551 | 0 | -15,551 | 0.01 | 0.00 | -0.01 | sell |
| PRUDENTIAL FINANCIAL INC | 16,134 | 0 | -16,134 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Technology Lab Private Ltd | 18,283 | 0 | -18,283 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 80,500 | 58,294 | -22,206 | 0.00 | 0.00 | -0.00 | sell |
| Cubist Systematic Strategies, LLC | 158,194 | 135,511 | -22,683 | 0.01 | 0.01 | +0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 24,978 | 0 | -24,978 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 164,576 | 137,373 | -27,203 | 0.00 | 0.00 | -0.00 | sell |