| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Aberdeen Group plc | 606,294 | 4,200,950 | +3,594,656 | 0.00 | 0.02 | +0.01 | buy |
| Opaleye Management Inc. | 9,500,000 | 12,600,000 | +3,100,000 | 5.69 | 6.22 | +0.53 | buy |
| Nantahala Capital Management, LLC | 2,830,619 | 4,030,619 | +1,200,000 | 0.63 | 0.70 | +0.07 | buy |
| Telemark Asset Management, LLC | 3,000,000 | 4,000,000 | +1,000,000 | 1.06 | 1.04 | -0.02 | buy |
| Pier Capital, LLC | 1,669,204 | 1,915,160 | +245,956 | 0.75 | 0.71 | -0.04 | buy |
| Mink Brook Asset Management LLC | 126,642 | 321,711 | +195,069 | 0.36 | 0.68 | +0.32 | buy |
| Private Advisor Group, LLC | 342,660 | 522,913 | +180,253 | 0.01 | 0.01 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 269,193 | 447,526 | +178,333 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 309,086 | 448,770 | +139,684 | 0.00 | 0.00 | +0.00 | buy |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 568,974 | 700,591 | +131,617 | 0.22 | 0.20 | -0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 117,002 | +117,002 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 458,616 | 572,139 | +113,523 | 0.00 | 0.00 | +0.00 | buy |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 1,070,253 | 1,178,131 | +107,878 | 0.01 | 0.01 | -0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 650,786 | 755,486 | +104,700 | 0.00 | 0.00 | -0.00 | buy |
| MARSHALL WACE, LLP | 0 | 102,378 | +102,378 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 198,134 | 253,639 | +55,505 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,925,281 | 1,977,869 | +52,588 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 0 | 47,492 | +47,492 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 4,569,425 | 4,610,357 | +40,932 | 0.00 | 0.00 | -0.00 | buy |
| Inspire Investing, LLC | 126,103 | 162,912 | +36,809 | 0.04 | 0.04 | +0.00 | buy |
| MetLife Investment Management, LLC | 19,816 | 50,349 | +30,533 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 67,447 | 96,078 | +28,631 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 107,659 | 135,556 | +27,897 | 0.00 | 0.00 | +0.00 | buy |
| Elmwood Wealth Management, Inc. | 0 | 21,695 | +21,695 | 0.00 | 0.02 | +0.02 | buy |
| AMERIPRISE FINANCIAL INC | 2,534,707 | 2,550,806 | +16,099 | 0.00 | 0.00 | -0.00 | buy |
| State of Wyoming | 0 | 10,443 | +10,443 | 0.00 | 0.00 | +0.00 | buy |
| STRS OHIO | 107,100 | 115,300 | +8,200 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 2,649 | 9,950 | +7,301 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 1,946 | 9,138 | +7,192 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 78,032 | 84,556 | +6,524 | 0.00 | 0.00 | -0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 94,608 | 100,908 | +6,300 | 0.01 | 0.01 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 34,199 | 40,497 | +6,298 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 5,046 | 8,570 | +3,524 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 4,346 | 5,768 | +1,422 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 28,392 | 29,775 | +1,383 | 0.00 | 0.00 | -0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 21,899 | 23,124 | +1,225 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 7,349 | 8,500 | +1,151 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 32,908 | 33,648 | +740 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 250,250 | 250,726 | +476 | 0.00 | 0.00 | -0.00 | buy |
| Physician Wealth Advisors, Inc. | 0 | 442 | +442 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 2,772 | 3,200 | +428 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 117,815 | 118,130 | +315 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 107 | 342 | +235 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 213 | +213 | 0.00 | 0.00 | 0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 70 | 205 | +135 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 269 | 379 | +110 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 16,616 | 16,639 | +23 | 0.00 | 0.00 | -0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 46,713 | 46,713 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MAI Capital Management | 138 | 138 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 8,428 | 8,428 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 5,931 | 5,931 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PLATINUM INVESTMENT MANAGEMENT LTD | 316,383 | 316,383 | 0 | 0.05 | 0.05 | +0.00 | hold |
| CLOUGH CAPITAL PARTNERS L P | 69,000 | 69,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Daiwa Securities Group Inc. | 269 | 269 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| N.E.W. Advisory Services LLC | 325 | 325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Empire Financial Management Company, LLC | 295,000 | 295,000 | 0 | 0.25 | 0.21 | -0.04 | hold |
| Farther Finance Advisors, LLC | 14 | 14 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 19,441 | 19,441 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GF FUND MANAGEMENT CO. LTD. | 2,019 | 2,019 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 13,643 | 13,643 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIDUCIARY TRUST CO | 13,620 | 13,620 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| SouthState Corp | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 16,888 | 16,888 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 972 | 972 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLAIR WILLIAM & CO/IL | 36,830 | 36,830 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 2,780 | 2,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| CURIO WEALTH, LLC | 1 | 0 | -1 | 0.01 | 0.00 | -0.01 | sell |
| Covestor Ltd | 25 | 23 | -2 | 0.00 | 0.00 | 0.00 | sell |
| True Wealth Design, LLC | 13 | 0 | -13 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 1,075 | 973 | -102 | 0.00 | 0.00 | -0.00 | sell |
| Parkside Financial Bank & Trust | 115 | 0 | -115 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 392 | 100 | -292 | 0.00 | 0.00 | -0.00 | sell |
| COLDSTREAM CAPITAL MANAGEMENT INC | 435 | 0 | -435 | 0.00 | 0.00 | -0.00 | sell |
| Sterling Capital Management LLC | 1,242 | 567 | -675 | 0.00 | 0.00 | -0.00 | sell |
| SEI INVESTMENTS CO | 11,708 | 10,536 | -1,172 | 0.00 | 0.00 | -0.00 | sell |
| Post Resch Tallon Group Inc. | 468,587 | 467,301 | -1,286 | 1.18 | 1.10 | -0.08 | sell |
| ProShare Advisors LLC | 21,177 | 19,883 | -1,294 | 0.00 | 0.00 | -0.00 | sell |
| CoreCap Advisors, LLC | 1,577 | 0 | -1,577 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 17,960 | 16,200 | -1,760 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 47,634 | 45,606 | -2,028 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 42,121 | 39,991 | -2,130 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 4,200 | 1,800 | -2,400 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,726 | 2,276 | -2,450 | 0.00 | 0.00 | -0.00 | sell |
| SUMMIT SECURITIES GROUP LLC | 2,932 | 0 | -2,932 | 0.01 | 0.00 | -0.01 | sell |
| NORTHERN TRUST CORP | 663,045 | 659,158 | -3,887 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 48,262 | 44,193 | -4,069 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 46,643 | 42,101 | -4,542 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 49,509 | 42,811 | -6,698 | 0.00 | 0.00 | -0.00 | sell |
| PERKINS CAPITAL MANAGEMENT INC | 318,800 | 312,000 | -6,800 | 0.90 | 0.77 | -0.14 | sell |
| CIBC WORLD MARKETS CORP | 17,876 | 10,088 | -7,788 | 0.00 | 0.00 | -0.00 | sell |
| Brooklyn Investment Group | 8,610 | 12 | -8,598 | 0.01 | 0.00 | -0.00 | sell |
| Brevan Howard Capital Management LP | 50,837 | 42,029 | -8,808 | 0.00 | 0.00 | -0.00 | sell |