| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 12,600,000 | 12,795,000 | +195,000 | 6.22 | 4.41 | -1.81 | buy |
| BlackRock, Inc. | 7,135,938 | 7,143,948 | +8,010 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 4,589,213 | 4,669,815 | +80,602 | 0.00 | 0.00 | -0.00 | buy |
| Aberdeen Group plc | 4,200,950 | 4,092,062 | -108,888 | 0.02 | 0.02 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 117,002 | 4,067,559 | +3,950,557 | 0.00 | 0.01 | +0.01 | buy |
| Nantahala Capital Management, LLC | 4,030,619 | 4,030,619 | 0 | 0.70 | 0.61 | -0.09 | hold |
| Telemark Asset Management, LLC | 4,000,000 | 4,000,000 | 0 | 1.04 | 0.93 | -0.11 | hold |
| AMERIPRISE FINANCIAL INC | 2,550,806 | 2,773,646 | +222,840 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,977,869 | 1,992,404 | +14,535 | 0.00 | 0.00 | -0.00 | buy |
| Pier Capital, LLC | 1,915,160 | 1,891,232 | -23,928 | 0.71 | 0.72 | +0.01 | sell |
| STATE STREET CORP | 1,613,338 | 1,540,754 | -72,584 | 0.00 | 0.00 | -0.00 | sell |
| Empire Financial Management Company, LLC | 295,000 | 1,463,537 | +1,168,537 | 0.21 | 0.82 | +0.61 | buy |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 1,178,131 | 1,164,846 | -13,285 | 0.01 | 0.01 | +0.00 | sell |
| Nuveen, LLC | 300,852 | 920,122 | +619,270 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 447,526 | 756,158 | +308,632 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 448,770 | 724,255 | +275,485 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 659,158 | 645,274 | -13,884 | 0.00 | 0.00 | -0.00 | sell |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 700,591 | 635,545 | -65,046 | 0.20 | 0.16 | -0.04 | sell |
| DIMENSIONAL FUND ADVISORS LP | 572,139 | 603,620 | +31,481 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 4,610,357 | 584,367 | -4,025,990 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 522,913 | 561,413 | +38,500 | 0.01 | 0.01 | -0.00 | buy |
| Post Resch Tallon Group Inc. | 467,301 | 559,935 | +92,634 | 1.10 | 1.21 | +0.11 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 537,833 | +537,833 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 174,151 | 522,383 | +348,232 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 496,791 | +496,791 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 414,419 | 410,133 | -4,286 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 755,486 | 310,486 | -445,000 | 0.00 | 0.00 | -0.00 | sell |
| PERKINS CAPITAL MANAGEMENT INC | 312,000 | 307,700 | -4,300 | 0.77 | 0.66 | -0.10 | sell |
| STIFEL FINANCIAL CORP | 39,991 | 278,341 | +238,350 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 17,104 | 276,361 | +259,257 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 111,848 | 269,931 | +158,083 | 0.00 | 0.00 | +0.00 | buy |
| PLATINUM INVESTMENT MANAGEMENT LTD | 316,383 | 264,464 | -51,919 | 0.05 | 0.04 | -0.01 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 250,726 | 250,732 | +6 | 0.00 | 0.00 | -0.00 | buy |
| FEDERATED HERMES, INC. | 872,814 | 234,247 | -638,567 | 0.00 | 0.00 | -0.00 | sell |
| Assenagon Asset Management S.A. | 229,697 | 233,953 | +4,256 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 253,639 | 224,492 | -29,147 | 0.00 | 0.00 | -0.00 | sell |
| Mink Brook Asset Management LLC | 321,711 | 220,000 | -101,711 | 0.68 | 0.36 | -0.32 | sell |
| Bank of New York Mellon Corp | 207,800 | 208,249 | +449 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 173,805 | +173,805 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 147,381 | +147,381 | 0.00 | 0.01 | +0.01 | buy |
| WHITE PINE CAPITAL LLC | 137,749 | 138,187 | +438 | 0.11 | 0.10 | -0.01 | buy |
| Man Group plc | 0 | 133,835 | +133,835 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 129,869 | +129,869 | 0.00 | 0.12 | +0.12 | buy |
| Invesco Ltd. | 96,078 | 123,136 | +27,058 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 118,130 | 118,130 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RHUMBLINE ADVISERS | 135,556 | 111,819 | -23,737 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 100,908 | 100,908 | 0 | 0.01 | 0.01 | -0.00 | hold |
| STRS OHIO | 115,300 | 99,100 | -16,200 | 0.00 | 0.00 | -0.00 | sell |
| Stonepine Capital Management, LLC | 0 | 88,264 | +88,264 | 0.00 | 0.18 | +0.18 | buy |
| MARSHALL WACE, LLP | 102,378 | 87,063 | -15,315 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 84,556 | 84,069 | -487 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 44,193 | 76,583 | +32,390 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 68,402 | 67,717 | -685 | 0.00 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 82,037 | 60,365 | -21,672 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 31,265 | 56,040 | +24,775 | 0.00 | 0.00 | +0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 54,042 | +54,042 | 0.00 | 0.04 | +0.04 | buy |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Brevan Howard Capital Management LP | 42,029 | 48,734 | +6,705 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 38,036 | 48,443 | +10,407 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 46,713 | 46,713 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 40,497 | 44,269 | +3,772 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 42,811 | 41,690 | -1,121 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 48,395 | 41,033 | -7,362 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 45,606 | 38,742 | -6,864 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 42,101 | 38,336 | -3,765 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 0 | 37,065 | +37,065 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 35,927 | +35,927 | 0.00 | 0.01 | +0.01 | buy |
| BLAIR WILLIAM & CO/IL | 36,830 | 35,293 | -1,537 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 50,349 | 35,281 | -15,068 | 0.00 | 0.00 | -0.00 | sell |
| Krilogy Financial LLC | 0 | 30,029 | +30,029 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 29,775 | 29,466 | -309 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 46,000 | 27,500 | -18,500 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 0 | 26,926 | +26,926 | 0.00 | 0.00 | +0.00 | buy |
| Dynamic Technology Lab Private Ltd | 0 | 24,106 | +24,106 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 33,648 | 22,745 | -10,903 | 0.00 | 0.00 | -0.00 | sell |
| Elmwood Wealth Management, Inc. | 21,695 | 21,695 | 0 | 0.02 | 0.02 | -0.00 | hold |
| SG Americas Securities, LLC | 0 | 21,536 | +21,536 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 19,441 | 19,441 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 0 | 18,812 | +18,812 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 47,492 | 17,304 | -30,188 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 19,883 | 17,215 | -2,668 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 16,888 | 16,888 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 8,570 | 16,608 | +8,038 | 0.00 | 0.00 | +0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 0 | 15,830 | +15,830 | 0.00 | 0.01 | +0.01 | buy |
| China Universal Asset Management Co., Ltd. | 16,639 | 15,823 | -816 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 23,124 | 14,843 | -8,281 | 0.00 | 0.00 | -0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 13,643 | 13,643 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIDUCIARY TRUST CO | 13,620 | 13,620 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CRUX WEALTH ADVISORS | 0 | 13,413 | +13,413 | 0.00 | 0.01 | +0.01 | buy |
| State of Wyoming | 10,443 | 13,102 | +2,659 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 10,608 | +10,608 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 10,536 | 10,536 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VICTORY CAPITAL MANAGEMENT INC | 0 | 10,072 | +10,072 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 9,950 | 9,974 | +24 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 9,138 | 9,138 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 8,500 | 8,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 8,428 | 8,428 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 5,931 | 5,934 | +3 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 5,768 | 4,293 | -1,475 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 0 | 3,529 | +3,529 | 0.00 | 0.00 | +0.00 | buy |