| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 117,002 | 4,067,559 | +3,950,557 | 0.00 | 0.01 | +0.01 | buy |
| Empire Financial Management Company, LLC | 295,000 | 1,463,537 | +1,168,537 | 0.21 | 0.82 | +0.61 | buy |
| Nuveen, LLC | 300,852 | 920,122 | +619,270 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 537,833 | +537,833 | 0.00 | 0.01 | +0.01 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 496,791 | +496,791 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 174,151 | 522,383 | +348,232 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 447,526 | 756,158 | +308,632 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 448,770 | 724,255 | +275,485 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 17,104 | 276,361 | +259,257 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 39,991 | 278,341 | +238,350 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 2,550,806 | 2,773,646 | +222,840 | 0.00 | 0.00 | +0.00 | buy |
| Opaleye Management Inc. | 12,600,000 | 12,795,000 | +195,000 | 6.22 | 4.41 | -1.81 | buy |
| D. E. Shaw & Co., Inc. | 0 | 173,805 | +173,805 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 111,848 | 269,931 | +158,083 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 147,381 | +147,381 | 0.00 | 0.01 | +0.01 | buy |
| Man Group plc | 0 | 133,835 | +133,835 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 129,869 | +129,869 | 0.00 | 0.12 | +0.12 | buy |
| Post Resch Tallon Group Inc. | 467,301 | 559,935 | +92,634 | 1.10 | 1.21 | +0.11 | buy |
| Stonepine Capital Management, LLC | 0 | 88,264 | +88,264 | 0.00 | 0.18 | +0.18 | buy |
| VANGUARD GROUP INC | 4,589,213 | 4,669,815 | +80,602 | 0.00 | 0.00 | -0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 54,042 | +54,042 | 0.00 | 0.04 | +0.04 | buy |
| Private Advisor Group, LLC | 522,913 | 561,413 | +38,500 | 0.01 | 0.01 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 37,065 | +37,065 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 35,927 | +35,927 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 44,193 | 76,583 | +32,390 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 572,139 | 603,620 | +31,481 | 0.00 | 0.00 | -0.00 | buy |
| Krilogy Financial LLC | 0 | 30,029 | +30,029 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 96,078 | 123,136 | +27,058 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 26,926 | +26,926 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 31,265 | 56,040 | +24,775 | 0.00 | 0.00 | +0.00 | buy |
| Dynamic Technology Lab Private Ltd | 0 | 24,106 | +24,106 | 0.00 | 0.01 | +0.01 | buy |
| SG Americas Securities, LLC | 0 | 21,536 | +21,536 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 18,812 | +18,812 | 0.00 | 0.00 | +0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 0 | 15,830 | +15,830 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,977,869 | 1,992,404 | +14,535 | 0.00 | 0.00 | -0.00 | buy |
| CRUX WEALTH ADVISORS | 0 | 13,413 | +13,413 | 0.00 | 0.01 | +0.01 | buy |
| Jump Financial, LLC | 0 | 10,608 | +10,608 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 38,036 | 48,443 | +10,407 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 0 | 10,072 | +10,072 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 8,570 | 16,608 | +8,038 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 7,135,938 | 7,143,948 | +8,010 | 0.00 | 0.00 | -0.00 | buy |
| Brevan Howard Capital Management LP | 42,029 | 48,734 | +6,705 | 0.00 | 0.00 | +0.00 | buy |
| Assenagon Asset Management S.A. | 229,697 | 233,953 | +4,256 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 40,497 | 44,269 | +3,772 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 3,529 | +3,529 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 10,443 | 13,102 | +2,659 | 0.00 | 0.00 | +0.00 | buy |
| Optiver Holding B.V. | 0 | 1,152 | +1,152 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 567 | 1,198 | +631 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 207,800 | 208,249 | +449 | 0.00 | 0.00 | -0.00 | buy |
| WHITE PINE CAPITAL LLC | 137,749 | 138,187 | +438 | 0.11 | 0.10 | -0.01 | buy |
| Mirae Asset Global Investments Co., Ltd. | 3,200 | 3,490 | +290 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 9,950 | 9,974 | +24 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 250,726 | 250,732 | +6 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 5,931 | 5,934 | +3 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 46,713 | 46,713 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MAI Capital Management | 138 | 138 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 8,428 | 8,428 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 100,908 | 100,908 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 118,130 | 118,130 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 1,800 | 1,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Telemark Asset Management, LLC | 4,000,000 | 4,000,000 | 0 | 1.04 | 0.93 | -0.11 | hold |
| Nantahala Capital Management, LLC | 4,030,619 | 4,030,619 | 0 | 0.70 | 0.61 | -0.09 | hold |
| Daiwa Securities Group Inc. | 269 | 269 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 342 | 342 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Elmwood Wealth Management, Inc. | 21,695 | 21,695 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Global Retirement Partners, LLC | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Physician Wealth Advisors, Inc. | 442 | 442 | 0 | 0.00 | 0.00 | -0.00 | hold |
| N.E.W. Advisory Services LLC | 325 | 325 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Covestor Ltd | 23 | 23 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Farther Finance Advisors, LLC | 14 | 14 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMMA Investing LLC | 973 | 973 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 19,441 | 19,441 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 13,643 | 13,643 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SEI INVESTMENTS CO | 10,536 | 10,536 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIDUCIARY TRUST CO | 13,620 | 13,620 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 8,500 | 8,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 16,888 | 16,888 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 205 | 205 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 972 | 972 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 2,780 | 2,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 9,138 | 9,138 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Brooklyn Investment Group | 12 | 0 | -12 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 379 | 322 | -57 | 0.00 | 0.00 | -0.00 | sell |
| GF FUND MANAGEMENT CO. LTD. | 2,019 | 1,942 | -77 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| SouthState Corp | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 213 | 0 | -213 | 0.00 | 0.00 | 0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 29,775 | 29,466 | -309 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 84,556 | 84,069 | -487 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 68,402 | 67,717 | -685 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,276 | 1,587 | -689 | 0.00 | 0.00 | -0.00 | sell |
| China Universal Asset Management Co., Ltd. | 16,639 | 15,823 | -816 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 42,811 | 41,690 | -1,121 | 0.00 | 0.00 | -0.00 | sell |