| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AIGH Capital Management LLC | 1,581,501 | 1,981,501 | +400,000 | 3.60 | 2.50 | -1.10 | buy |
| Rosalind Advisors, Inc. | 2,613,508 | 2,908,201 | +294,693 | 7.33 | 7.33 | -0.00 | buy |
| BlackRock, Inc. | 1,234,277 | 1,368,176 | +133,899 | 0.00 | 0.00 | -0.00 | buy |
| Cornerstone Capital, Inc. | 0 | 105,000 | +105,000 | 0.00 | 0.06 | +0.06 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 297,100 | 371,738 | +74,638 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON SIEGEL & WALMSLEY LLC | 0 | 57,226 | +57,226 | 0.00 | 0.01 | +0.01 | buy |
| Eleva Capital SAS | 0 | 53,234 | +53,234 | 0.00 | 0.10 | +0.10 | buy |
| Squarepoint Ops LLC | 13,109 | 56,510 | +43,401 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 112,092 | 152,123 | +40,031 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 26,006 | 60,948 | +34,942 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 29,599 | +29,599 | 0.00 | 0.01 | +0.01 | buy |
| 1492 Capital Management LLC | 28,092 | 50,705 | +22,613 | 0.08 | 0.12 | +0.04 | buy |
| GLOBEFLEX CAPITAL L P | 0 | 18,343 | +18,343 | 0.00 | 0.02 | +0.02 | buy |
| Engineers Gate Manager LP | 0 | 15,516 | +15,516 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 43,589 | 55,664 | +12,075 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 15,139 | 24,146 | +9,007 | 0.00 | 0.00 | +0.00 | buy |
| AWM Investment Company, Inc. | 711,869 | 720,135 | +8,266 | 0.53 | 0.49 | -0.04 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 57,249 | 63,537 | +6,288 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 352,775 | 359,055 | +6,280 | 0.00 | 0.00 | -0.00 | buy |
| State of Alaska, Department of Revenue | 1,570 | 6,570 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 12,504 | 16,865 | +4,361 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 17,365 | 21,202 | +3,837 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 49,219 | 52,462 | +3,243 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,384 | 4,339 | +2,955 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 10,873 | 13,621 | +2,748 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 29,038 | 31,298 | +2,260 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 2,423 | 4,254 | +1,831 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 5,051 | 6,197 | +1,146 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 530 | 1,393 | +863 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 8,128 | 8,639 | +511 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 13,019 | 13,509 | +490 | 0.00 | 0.00 | -0.00 | buy |
| Trexquant Investment LP | 51,380 | 51,869 | +489 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 750 | 1,063 | +313 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,441 | 1,603 | +162 | 0.00 | 0.00 | -0.00 | buy |
| Private Wealth Management Group, LLC | 247 | 397 | +150 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 135 | 180 | +45 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 0 | 23 | +23 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 19 | +19 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 18 | +18 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 1 | 18 | +17 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 274 | 280 | +6 | 0.00 | 0.00 | -0.00 | buy |
| Wealth Preservation Advisors, LLC | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 7 | 9 | +2 | 0.00 | 0.00 | -0.00 | buy |
| IFP Advisors, Inc | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 1,499 | 1,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MassMutual Private Wealth & Trust, FSB | 357 | 357 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 83,005 | 83,005 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 10,310 | 10,310 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Southpoint Capital Advisors LP | 2,744,741 | 2,744,741 | 0 | 0.49 | 0.35 | -0.14 | hold |
| Hartford Financial Management Inc. | 50,646 | 50,646 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Lion Point Capital, LP | 112,434 | 112,434 | 0 | 4.48 | 4.13 | -0.35 | hold |
| Pinnacle Wealth Planning Services, Inc. | 507 | 507 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cornerstone Planning Group LLC | 88 | 88 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 29 | 29 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Smartleaf Asset Management LLC | 110 | 110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 6 | 6 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 6,250 | 6,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 9,753 | 9,753 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 24,952 | 24,952 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STRS OHIO | 5,200 | 5,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 303 | 303 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 46 | 46 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hughes Financial Services, LLC | 97 | 71 | -26 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 113 | 84 | -29 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 15,000 | 14,960 | -40 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 2,924 | 2,862 | -62 | 0.00 | 0.00 | -0.00 | sell |
| OPTIMA CAPITAL LLC | 63 | 0 | -63 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 309 | 233 | -76 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 97 | 0 | -97 | 0.00 | 0.00 | -0.00 | sell |
| Quaker Wealth Management, LLC | 160 | 0 | -160 | 0.00 | 0.00 | -0.00 | sell |
| Sterling Capital Management LLC | 1,030 | 744 | -286 | 0.00 | 0.00 | -0.00 | sell |
| FEDERATED HERMES, INC. | 2,916 | 2,401 | -515 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 736 | 0 | -736 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 14,328 | 11,677 | -2,651 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 51,000 | 43,500 | -7,500 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 10,452 | 0 | -10,452 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 26,786 | 15,255 | -11,531 | 0.01 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 13,000 | 0 | -13,000 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 13,121 | 0 | -13,121 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 14,761 | 0 | -14,761 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 26,159 | 10,897 | -15,262 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 44,692 | 29,378 | -15,314 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asset Management, L.P. | 21,298 | 0 | -21,298 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 24,402 | 0 | -24,402 | 0.00 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 27,059 | 0 | -27,059 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 36,597 | 6,273 | -30,324 | 0.00 | 0.00 | -0.00 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 32,460 | 0 | -32,460 | 0.00 | 0.00 | -0.00 | sell |
| Hillsdale Investment Management Inc. | 44,000 | 0 | -44,000 | 0.01 | 0.00 | -0.01 | sell |
| CITADEL ADVISORS LLC | 199,749 | 153,610 | -46,139 | 0.00 | 0.00 | -0.00 | sell |
| Stonepine Capital Management, LLC | 50,000 | 0 | -50,000 | 0.30 | 0.00 | -0.30 | sell |
| GENDELL JEFFREY L | 139,559 | 83,024 | -56,535 | 0.02 | 0.01 | -0.01 | sell |
| Solas Capital Management, LLC | 2,560,726 | 2,482,198 | -78,528 | 11.19 | 8.78 | -2.41 | sell |
| MARSHALL WACE, LLP | 127,693 | 0 | -127,693 | 0.00 | 0.00 | -0.00 | sell |
| APIS CAPITAL ADVISORS, LLC | 204,000 | 0 | -204,000 | 0.27 | 0.00 | -0.27 | sell |
| MORGAN STANLEY | 242,476 | 0 | -242,476 | 0.00 | 0.00 | -0.00 | sell |