| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TANG CAPITAL MANAGEMENT LLC | 20,527 | 334,593 | +314,066 | 0.01 | 0.12 | +0.11 | buy |
| AIGH Capital Management LLC | 452,400 | 681,501 | +229,101 | 1.76 | 2.23 | +0.47 | buy |
| CITADEL ADVISORS LLC | 46,783 | 107,496 | +60,713 | 0.00 | 0.00 | +0.00 | buy |
| Rosalind Advisors, Inc. | 2,045,644 | 2,076,840 | +31,196 | 8.22 | 6.87 | -1.35 | buy |
| JANE STREET GROUP, LLC | 49,989 | 72,631 | +22,642 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 21,247 | +21,247 | 0.00 | 0.01 | +0.01 | buy |
| Quadrature Capital Ltd | 0 | 15,321 | +15,321 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 10,708 | +10,708 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 10,600 | +10,600 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 15,938 | 26,490 | +10,552 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 10,310 | +10,310 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 23,200 | 32,100 | +8,900 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 24,200 | 30,700 | +6,500 | 0.00 | 0.01 | +0.00 | buy |
| STRS OHIO | 0 | 5,200 | +5,200 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 336,494 | 341,201 | +4,707 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 14,259 | 17,015 | +2,756 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 976 | 3,674 | +2,698 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 789 | 2,916 | +2,127 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 2,525 | 4,508 | +1,983 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 11,220 | 12,504 | +1,284 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 11,360 | 12,127 | +767 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 14,312 | 15,012 | +700 | 0.00 | 0.00 | -0.00 | buy |
| Sterling Capital Management LLC | 512 | 1,198 | +686 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 16,384 | 16,978 | +594 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 51,812 | 52,278 | +466 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 2,381 | 2,724 | +343 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 274 | +274 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 188 | +188 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 64 | 186 | +122 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 797 | 811 | +14 | 0.00 | 0.00 | -0.00 | buy |
| TD Waterhouse Canada Inc. | 18 | 29 | +11 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 0 | 7 | +7 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 6 | +6 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,698 | 1,699 | +1 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 1,499 | 1,499 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MassMutual Private Wealth & Trust, FSB | 357 | 357 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 27,055 | 27,055 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 1,565 | 1,565 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Southpoint Capital Advisors LP | 4,077,214 | 4,077,214 | 0 | 0.85 | 1.00 | +0.15 | hold |
| Hartford Financial Management Inc. | 50,646 | 50,646 | 0 | 0.11 | 0.13 | +0.01 | hold |
| HighTower Advisors, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EverSource Wealth Advisors, LLC | 135 | 135 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cornerstone Planning Group LLC | 88 | 88 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nuveen, LLC | 26,006 | 26,006 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GAMMA Investing LLC | 113 | 113 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Smartleaf Asset Management LLC | 110 | 110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Private Wealth Management Group, LLC | 247 | 247 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 6,250 | 6,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hughes Financial Services, LLC | 108 | 108 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 158 | 158 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 8,128 | 8,128 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 9,753 | 9,753 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 821 | 821 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 46 | 46 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GENDELL JEFFREY L | 139,706 | 139,559 | -147 | 0.03 | 0.02 | -0.01 | sell |
| JONES FINANCIAL COMPANIES LLLP | 9,550 | 9,400 | -150 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 488 | 302 | -186 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 33,897 | 33,522 | -375 | 0.00 | 0.00 | +0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 11,963 | 11,384 | -579 | 0.00 | 0.00 | +0.00 | sell |
| NORTHERN TRUST CORP | 131,472 | 130,553 | -919 | 0.00 | 0.00 | +0.00 | sell |
| JPMORGAN CHASE & CO | 11,077 | 9,826 | -1,251 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 22,710 | 21,270 | -1,440 | 0.01 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 12,917 | 10,893 | -2,024 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 304,597 | 300,772 | -3,825 | 0.00 | 0.00 | +0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 61,287 | 57,249 | -4,038 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 16,334 | 12,077 | -4,257 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 6,460 | 1,624 | -4,836 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 15,208 | 9,593 | -5,615 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 40,005 | 33,038 | -6,967 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 8,340 | 811 | -7,529 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 967,092 | 955,764 | -11,328 | 0.00 | 0.00 | +0.00 | sell |
| HRT FINANCIAL LP | 12,395 | 0 | -12,395 | 0.00 | 0.00 | -0.00 | sell |
| SHERBROOKE PARK ADVISERS LLC | 13,742 | 0 | -13,742 | 0.05 | 0.00 | -0.05 | sell |
| BlackRock, Inc. | 1,226,437 | 1,211,806 | -14,631 | 0.00 | 0.00 | +0.00 | sell |
| MORGAN STANLEY | 254,218 | 232,402 | -21,816 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 22,328 | 0 | -22,328 | 0.00 | 0.00 | -0.00 | sell |
| Manatuck Hill Partners, LLC | 30,200 | 0 | -30,200 | 0.09 | 0.00 | -0.09 | sell |
| Solas Capital Management, LLC | 2,232,902 | 2,187,902 | -45,000 | 10.37 | 12.50 | +2.13 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,851 | 0 | -46,851 | 0.00 | 0.00 | -0.00 | sell |
| Lion Point Capital, LP | 195,700 | 123,000 | -72,700 | 11.03 | 6.54 | -4.49 | sell |
| Informed Momentum Co LLC | 78,661 | 0 | -78,661 | 0.10 | 0.00 | -0.10 | sell |
| HARBERT FUND ADVISORS, INC. | 287,614 | 177,815 | -109,799 | 7.16 | 10.86 | +3.70 | sell |