Stock Transactions — CARDIFF ONCOLOGY INC

Total Bought
3,407,143
42 transactions
Total Sold
179,945
13 transactions
Net
+3,227,198
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MILLENNIUM MANAGEMENT LLC0683,299+683,2990.000.00+0.00buy
MARSHALL WACE, LLP0434,582+434,5820.000.00+0.00buy
GOLDMAN SACHS GROUP INC0285,874+285,8740.000.00+0.00buy
Assenagon Asset Management S.A.0252,982+252,9820.000.00+0.00buy
BIT Capital GmbH0236,179+236,1790.000.11+0.11buy
Laurion Capital Management LP722,100928,717+206,6170.040.14+0.10buy
Informed Momentum Co LLC0161,903+161,9030.000.13+0.13buy
Qube Research & Technologies Ltd52127,283+127,2310.000.00+0.00buy
Man Group plc0112,756+112,7560.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP083,253+83,2530.000.00+0.00buy
CITIGROUP INC083,114+83,1140.000.00+0.00buy
JANE STREET GROUP, LLC072,324+72,3240.000.00+0.00buy
HRT FINANCIAL LP067,889+67,8890.000.00+0.00buy
BANK OF AMERICA CORP /DE/064,725+64,7250.000.00+0.00buy
OMERS ADMINISTRATION Corp051,100+51,1000.000.00+0.00buy
Point72 Asia (Singapore) Pte. Ltd.049,892+49,8920.000.07+0.07buy
BLAIR WILLIAM & CO/IL130,000172,180+42,1800.000.00+0.00buy
SIMPLEX TRADING, LLC037,591+37,5910.000.01+0.01buy
Brevan Howard Capital Management LP032,402+32,4020.000.02+0.02buy
Cubist Systematic Strategies, LLC032,289+32,2890.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd029,464+29,4640.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC022,824+22,8240.000.00+0.00buy
BANK OF MONTREAL /CAN/022,100+22,1000.000.00+0.00buy
Integrated Wealth Concepts LLC022,000+22,0000.000.00+0.00buy
Squarepoint Ops LLC017,513+17,5130.000.00+0.00buy
WOLVERINE TRADING, LLC016,467+16,4670.000.00+0.00buy
SHERBROOKE PARK ADVISERS LLC016,148+16,1480.000.02+0.02buy
ROYAL BANK OF CANADA015,000+15,0000.000.00+0.00buy
Marathon Trading Investment Management LLC015,000+15,0000.000.03+0.03buy
Creative Planning25,50040,251+14,7510.000.00+0.00buy
NORTHERN TRUST CORP71,38685,513+14,1270.000.00+0.00buy
LMR Partners LLP013,101+13,1010.000.00+0.00buy
CTC Alternative Strategies, Ltd.012,400+12,4000.000.04+0.04buy
GEODE CAPITAL MANAGEMENT, LLC424,106434,833+10,7270.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.010,105+10,1050.000.00+0.00buy
PFG Investments, LLC010,001+10,0010.000.00+0.00buy
VANGUARD GROUP INC1,911,7891,921,257+9,4680.000.00+0.00buy
WELLS FARGO & COMPANY/MN07,825+7,8250.000.00+0.00buy
Tower Research Capital LLC (TRC)03,405+3,4050.000.00+0.00buy
HighTower Advisors, LLC15,33318,000+2,6670.000.00+0.00buy
UNITED BANK13,00015,500+2,5000.000.01+0.01buy
MACQUARIE GROUP LTD01,368+1,3680.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO484800.000.00+0.00hold
America First Investment Advisors, LLC4,0004,00000.000.01+0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC51,19051,19000.000.01+0.00hold
Allworth Financial LP10010000.000.00+0.00hold
NewEdge Advisors, LLC818100.000.00+0.00hold
Security National Bank9,7679,76700.000.01+0.00hold
Front Row Advisors LLC2200.000.00+0.00hold
Gladstone Institutional Advisory LLC15,00015,00000.000.00+0.00hold
Moser Wealth Advisors, LLC80680600.000.00+0.00hold
Cornerstone Planning Group LLC5500.000.00+0.00hold
Vermillion & White Wealth Management Group, LLC50050000.000.00+0.00hold
Eagle Bay Advisors LLC33933900.000.00+0.00hold
Newbridge Financial Services Group, Inc.171700.000.00+0.00hold
FinDec Wealth Services, Inc.16,00016,00000.020.05+0.04hold
DIMENSIONAL FUND ADVISORS LP14,20614,20600.000.00+0.00hold
US BANCORP \DE\10910900.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
PRICE T ROWE ASSOCIATES INC /MD/36,50036,50000.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC16,39916,39900.000.00+0.00hold
STATE STREET CORP139,945139,94500.000.00+0.00hold
FIFTH THIRD BANCORP2000-2000.000.00-0.00sell
GROUP ONE TRADING LLC12,37710,134-2,2430.000.00+0.00sell
Atom Investors LP18,02015,298-2,7220.000.01+0.01sell
Tortoise Investment Management, LLC15,00010,000-5,0000.000.01+0.00sell
TWO SIGMA INVESTMENTS, LP30,66722,967-7,7000.000.00+0.00sell
DENVER WEALTH MANAGEMENT, INC.20,23512,235-8,0000.020.03+0.02sell
TWO SIGMA SECURITIES, LLC10,4850-10,4850.000.00-0.00sell
Bank of New York Mellon Corp14,3500-14,3500.000.00-0.00sell
TWO SIGMA ADVISERS, LP39,20021,700-17,5000.000.00+0.00sell
Virtu Financial LLC21,4920-21,4920.000.00-0.00sell
ELKHORN PARTNERS LIMITED PARTNERSHIP65,50039,000-26,5000.070.14+0.07sell
RENAISSANCE TECHNOLOGIES LLC116,40086,100-30,3000.000.00+0.00sell
XTX Topco Ltd33,4530-33,4530.010.00-0.01sell
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