Stock Transactions — CARDIFF ONCOLOGY INC

Total Bought
1,052,588
39 transactions
Total Sold
3,895,011
51 transactions
Net
-2,842,423
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG0400,576+400,5760.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC0101,253+101,2530.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,523,0151,599,663+76,6480.000.00-0.00buy
AQR CAPITAL MANAGEMENT LLC066,156+66,1560.000.00+0.00buy
SEI INVESTMENTS CO054,685+54,6850.000.00+0.00buy
Nuveen, LLC80,220130,346+50,1260.000.00-0.00buy
CITIGROUP INC1,40340,266+38,8630.000.00+0.00buy
NORTHERN TRUST CORP461,753493,205+31,4520.000.00-0.00buy
XTX Topco Ltd219,357250,222+30,8650.020.01-0.01buy
Squarepoint Ops LLC026,356+26,3560.000.00+0.00buy
Caitong International Asset Management Co., Ltd27022,295+22,0250.000.01+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/31,33052,316+20,9860.000.00+0.00buy
BRIGHTON JONES LLC016,956+16,9560.000.00+0.00buy
SIMPLEX TRADING, LLC016,454+16,4540.000.00+0.00buy
Mariner, LLC014,451+14,4510.000.00+0.00buy
TWO SIGMA SECURITIES, LLC013,102+13,1020.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey7,97320,037+12,0640.000.00+0.00buy
Proactive Wealth Strategies LLC10,00020,000+10,0000.010.01-0.01buy
TRUST CO OF TOLEDO NA /OH/09,000+9,0000.000.00+0.00buy
Tamar Securities, LLC11,49519,340+7,8450.000.00-0.00buy
ELKHORN PARTNERS LIMITED PARTNERSHIP38,10044,500+6,4000.070.05-0.02buy
Tower Research Capital LLC (TRC)5,98912,246+6,2570.000.00+0.00buy
Creative Planning37,45443,610+6,1560.000.00-0.00buy
Capital Advisors Wealth Management, LLC10,50015,000+4,5000.000.00-0.00buy
FMR LLC37,70240,896+3,1940.000.00-0.00buy
FEDERATED HERMES, INC.02,253+2,2530.000.00+0.00buy
Optiver Holding B.V.01,657+1,6570.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.28,75329,467+7140.000.00-0.00buy
GAMMA Investing LLC7461,229+4830.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS12,64013,076+4360.000.00-0.00buy
EverSource Wealth Advisors, LLC0355+3550.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC0125+1250.000.00+0.00buy
Root Financial Partners, LLC095+950.000.00+0.00buy
Arax Advisory Partners304340+360.000.00-0.00buy
Lido Advisors, LLC14,98115,000+190.000.00-0.00buy
Sunbelt Securities, Inc.017+170.000.00+0.00buy
Post Resch Tallon Group Inc.22,50322,515+120.050.03-0.02buy
ROTHSCHILD INVESTMENT LLC011+110.000.00+0.00buy
IFP Advisors, Inc05+50.000.00+0.00buy
Ameritas Investment Partners, Inc.5,6785,67800.000.00-0.00hold
UNITED BANK22,41122,41100.010.00-0.00hold
INTEGRITY ALLIANCE, LLC.12,86012,86000.000.00-0.00hold
Baker Ellis Asset Management LLC20,00020,00000.010.00-0.00hold
Laurion Capital Management LP2,646,7382,646,73800.510.40-0.10hold
CAPSTONE INVESTMENT ADVISORS, LLC51,19051,19000.000.00-0.00hold
Assenagon Asset Management S.A.67,23167,23100.000.00-0.00hold
NewEdge Advisors, LLC818100.000.00-0.00hold
Glenview Trust Co43,12843,12800.000.00-0.00hold
Russell Investments Group, Ltd.5,1355,13500.000.00-0.00hold
Avestar Capital, LLC136,145136,14500.030.02-0.01hold
Security National Bank9,7679,76700.000.00-0.00hold
Rockefeller Capital Management L.P.56,50056,50000.000.00-0.00hold
Gladstone Institutional Advisory LLC13,00013,00000.000.00-0.00hold
Scarborough Advisors, LLC10,50210,50200.000.00-0.00hold
Golden State Equity Partners24,50024,50000.010.00-0.01hold
SBI Securities Co., Ltd.14414400.000.00-0.00hold
FinDec Wealth Services, Inc.16,00016,00000.050.03-0.02hold
PFG Investments, LLC12,50112,50100.000.00-0.00hold
ROSS\JOHNSON & Associates LLC1100.000.00-0.00hold
Ledgewood Wealth Advisors, LLC11,19011,19000.020.01-0.01hold
US BANCORP \DE\3,1093,10900.000.00-0.00hold
FRANKLIN RESOURCES INC1,205,8031,205,80300.000.00-0.00hold
PFIZER INC2,411,5752,411,57502.871.57-1.30hold
NEW YORK STATE COMMON RETIREMENT FUND3,6003,60000.000.00-0.00hold
Clearstead Advisors, LLC70070000.000.00-0.00hold
Front Row Advisors LLC10-10.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5248-40.000.00-0.00sell
Cornerstone Planning Group LLC50-50.000.00-0.00sell
ALLIANCEBERNSTEIN L.P.48,73748,730-70.000.00+0.00sell
HighTower Advisors, LLC34,20634,166-400.000.00-0.00sell
DEUTSCHE BANK AG\43,88843,784-1040.000.00-0.00sell
FLPUTNAM INVESTMENT MANAGEMENT CO595,328595,127-2010.020.01-0.01sell
Avion Wealth2250-2250.000.000.00sell
Farther Finance Advisors, LLC3220-3220.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,8163,355-4610.000.00-0.00sell
Legal & General Group Plc6,1855,709-4760.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC12,56211,752-8100.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE19,43618,624-8120.000.00-0.00sell
R Squared Ltd12,70111,802-8990.020.01-0.01sell
NBC SECURITIES, INC.1,0000-1,0000.000.00-0.00sell
Sterling Capital Management LLC2,4551,276-1,1790.000.00-0.00sell
Invesco Ltd.22,18220,904-1,2780.000.00-0.00sell
AMALGAMATED BANK1,9480-1,9480.000.00-0.00sell
RHUMBLINE ADVISERS78,38973,896-4,4930.000.00-0.00sell
STATE STREET CORP1,191,6471,186,947-4,7000.000.00-0.00sell
Hurley Capital, LLC7,1002,100-5,0000.010.00-0.01sell
SG Americas Securities, LLC15,79810,057-5,7410.000.00-0.00sell
AlphaCore Capital LLC114,426108,426-6,0000.010.00-0.00sell
MetLife Investment Management, LLC6,2300-6,2300.000.00-0.00sell
SageView Advisory Group, LLC6,4900-6,4900.000.00-0.00sell
ProShare Advisors LLC11,3280-11,3280.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC27,99116,546-11,4450.000.00-0.00sell
Belpointe Asset Management LLC11,7780-11,7780.000.00-0.00sell
Brooklyn Investment Group12,6490-12,6490.000.00-0.00sell
GROUP ONE TRADING LLC41,87425,175-16,6990.000.00-0.00sell
DIMENSIONAL FUND ADVISORS LP55,71036,650-19,0600.000.00-0.00sell
MAI Capital Management51,59129,504-22,0870.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC188,655164,708-23,9470.000.00-0.00sell
Virtu Financial LLC38,47913,604-24,8750.000.00-0.00sell
Bank of New York Mellon Corp328,995303,428-25,5670.000.00-0.00sell
Page 1 of 2