Stock Transactions — CARDIFF ONCOLOGY INC

Total Bought
4,733,575
52 transactions
Total Sold
2,618,490
29 transactions
Net
+2,115,085
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Assenagon Asset Management S.A.252,9821,215,922+962,9400.000.01+0.00buy
STATE STREET CORP139,945805,024+665,0790.000.00+0.00buy
MORGAN STANLEY0513,224+513,2240.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC434,833910,675+475,8420.000.00-0.00buy
VANGUARD GROUP INC1,921,2572,136,338+215,0810.000.00-0.00buy
TWO SIGMA INVESTMENTS, LP22,967218,629+195,6620.000.00+0.00buy
TWO SIGMA ADVISERS, LP21,700207,000+185,3000.000.00+0.00buy
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)0150,000+150,0000.000.01+0.01buy
Avestar Capital, LLC0140,469+140,4690.000.03+0.03buy
Bank of New York Mellon Corp0115,304+115,3040.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC16,399108,790+92,3910.000.00+0.00buy
Jump Financial, LLC085,838+85,8380.000.00+0.00buy
XTX Topco Ltd083,437+83,4370.000.02+0.02buy
RENAISSANCE TECHNOLOGIES LLC86,100157,490+71,3900.000.00-0.00buy
BIT Capital GmbH236,179295,518+59,3390.110.06-0.05buy
CITADEL ADVISORS LLC055,796+55,7960.000.00+0.00buy
BLAIR WILLIAM & CO/IL172,180227,630+55,4500.000.00-0.00buy
THOROUGHBRED FINANCIAL SERVICES, LLC052,375+52,3750.000.01+0.01buy
RHUMBLINE ADVISERS045,993+45,9930.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND043,000+43,0000.000.00+0.00buy
Graham Capital Management, L.P.041,922+41,9220.000.00+0.00buy
Cetera Investment Advisers040,500+40,5000.000.00+0.00buy
Alpine Global Management, LLC037,924+37,9240.000.01+0.01buy
Cubist Systematic Strategies, LLC32,28968,730+36,4410.000.00+0.00buy
GSA CAPITAL PARTNERS LLP035,037+35,0370.000.01+0.01buy
Tower Research Capital LLC (TRC)3,40532,718+29,3130.000.00+0.00buy
Paloma Partners Management Co029,090+29,0900.000.01+0.01buy
GROUP ONE TRADING LLC10,13434,776+24,6420.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC22,82445,360+22,5360.000.00-0.00buy
Invesco Ltd.018,180+18,1800.000.00+0.00buy
Ground Swell Capital, LLC017,098+17,0980.000.04+0.04buy
WELLS FARGO & COMPANY/MN7,82523,019+15,1940.000.00+0.00buy
OCCUDO QUANTITATIVE STRATEGIES LP014,566+14,5660.000.01+0.01buy
Creative Planning40,25154,735+14,4840.000.00-0.00buy
BARCLAYS PLC013,547+13,5470.000.00+0.00buy
NORTHERN TRUST CORP85,51398,443+12,9300.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/36,50049,237+12,7370.000.00-0.00buy
Point72 (DIFC) Ltd012,284+12,2840.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.010,380+10,3800.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP14,20619,098+4,8920.000.00-0.00buy
Ameritas Investment Partners, Inc.03,838+3,8380.000.00+0.00buy
Legal & General Group Plc03,824+3,8240.000.00+0.00buy
DENVER WEALTH MANAGEMENT, INC.12,23515,235+3,0000.030.02-0.02buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM02,839+2,8390.000.00+0.00buy
Marathon Trading Investment Management LLC15,00017,580+2,5800.030.01-0.02buy
UNITED BANK15,50018,000+2,5000.010.00-0.00buy
PFG Investments, LLC10,00112,501+2,5000.000.00-0.00buy
ELKHORN PARTNERS LIMITED PARTNERSHIP39,00041,000+2,0000.140.06-0.08buy
AMALGAMATED BANK01,355+1,3550.000.00+0.00buy
Clearstead Advisors, LLC0700+7000.000.00+0.00buy
Squarepoint Ops LLC17,51318,045+5320.000.00-0.00buy
FMR LLC0300+3000.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO484800.000.00-0.00hold
America First Investment Advisors, LLC4,0004,00000.010.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC51,19051,19000.010.00-0.00hold
Allworth Financial LP10010000.000.00-0.00hold
Tortoise Investment Management, LLC10,00010,00000.010.00-0.00hold
NewEdge Advisors, LLC818100.000.00-0.00hold
Security National Bank9,7679,76700.010.00-0.00hold
Front Row Advisors LLC2200.000.00-0.00hold
Gladstone Institutional Advisory LLC15,00015,00000.000.00-0.00hold
Moser Wealth Advisors, LLC80680600.000.00-0.00hold
Cornerstone Planning Group LLC5500.000.00-0.00hold
Vermillion & White Wealth Management Group, LLC50050000.000.00-0.00hold
Eagle Bay Advisors LLC33933900.000.00-0.00hold
FinDec Wealth Services, Inc.16,00016,00000.050.02-0.03hold
US BANCORP \DE\10910900.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Newbridge Financial Services Group, Inc.170-170.000.00-0.00sell
MACQUARIE GROUP LTD1,3680-1,3680.000.00-0.00sell
WOLVERINE TRADING, LLC16,46714,992-1,4750.000.00-0.00sell
HighTower Advisors, LLC18,00016,035-1,9650.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.10,1050-10,1050.000.00-0.00sell
CTC Alternative Strategies, Ltd.12,4000-12,4000.040.00-0.04sell
SIMPLEX TRADING, LLC37,59124,645-12,9460.010.00-0.00sell
LMR Partners LLP13,1010-13,1010.000.00-0.00sell
ROYAL BANK OF CANADA15,0000-15,0000.000.00-0.00sell
Atom Investors LP15,2980-15,2980.010.00-0.01sell
SHERBROOKE PARK ADVISERS LLC16,1480-16,1480.020.00-0.02sell
Integrated Wealth Concepts LLC22,0000-22,0000.000.00-0.00sell
BANK OF MONTREAL /CAN/22,1000-22,1000.000.00-0.00sell
Y-Intercept (Hong Kong) Ltd29,4640-29,4640.010.00-0.01sell
Brevan Howard Capital Management LP32,4020-32,4020.020.00-0.02sell
Point72 Asia (Singapore) Pte. Ltd.49,8920-49,8920.070.00-0.07sell
OMERS ADMINISTRATION Corp51,1000-51,1000.000.00-0.00sell
Man Group plc112,75653,357-59,3990.000.00-0.00sell
BANK OF AMERICA CORP /DE/64,7250-64,7250.000.00-0.00sell
HRT FINANCIAL LP67,8890-67,8890.000.00-0.00sell
JANE STREET GROUP, LLC72,3240-72,3240.000.00-0.00sell
CITIGROUP INC83,1148,689-74,4250.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP83,2530-83,2530.000.00-0.00sell
Qube Research & Technologies Ltd127,28340,664-86,6190.000.00-0.00sell
GOLDMAN SACHS GROUP INC285,874152,862-133,0120.000.00-0.00sell
MARSHALL WACE, LLP434,582298,829-135,7530.000.00-0.00sell
Informed Momentum Co LLC161,9030-161,9030.130.00-0.13sell
MILLENNIUM MANAGEMENT LLC683,299239,609-443,6900.000.00-0.00sell
Laurion Capital Management LP928,7170-928,7170.140.00-0.14sell
Page 1 of 1