Stock Transactions — CARDIFF ONCOLOGY INC

Total Bought
3,158,085
49 transactions
Total Sold
6,968,075
49 transactions
Net
-3,809,990
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Laurion Capital Management LP1,797,2822,465,872+668,5900.650.69+0.04buy
ACORN CAPITAL ADVISORS, LLC1,408,7671,962,084+553,3172.902.05-0.85buy
FLPUTNAM INVESTMENT MANAGEMENT CO53,863597,233+543,3700.000.02+0.02buy
GOLDMAN SACHS GROUP INC76,334454,726+378,3920.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/32208,700+208,6680.000.00+0.00buy
JANE STREET GROUP, LLC0161,928+161,9280.000.00+0.00buy
Cubist Systematic Strategies, LLC088,903+88,9030.000.00+0.00buy
HB Wealth Management, LLC071,939+71,9390.000.00+0.00buy
Rockefeller Capital Management L.P.062,500+62,5000.000.00+0.00buy
BlackRock, Inc.3,936,4963,985,536+49,0400.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,498,8381,543,320+44,4820.000.00-0.00buy
AQR CAPITAL MANAGEMENT LLC18,92148,281+29,3600.000.00+0.00buy
XTX Topco Ltd130,352156,161+25,8090.020.02-0.00buy
RAYMOND JAMES FINANCIAL INC023,632+23,6320.000.00+0.00buy
Post Resch Tallon Group Inc.022,538+22,5380.000.04+0.04buy
READYSTATE ASSET MANAGEMENT LP021,024+21,0240.000.00+0.00buy
STATE STREET CORP1,126,5261,146,359+19,8330.000.00-0.00buy
TWO SIGMA SECURITIES, LLC016,528+16,5280.000.01+0.01buy
HRT FINANCIAL LP014,335+14,3350.000.00+0.00buy
Bank of New York Mellon Corp333,957347,485+13,5280.000.00-0.00buy
Brooklyn Investment Group012,583+12,5830.000.00+0.00buy
WELLS FARGO & COMPANY/MN46,13958,519+12,3800.000.00-0.00buy
JEPPSON WEALTH MANAGEMENT, LLC012,001+12,0010.000.01+0.01buy
Quarry LP011,135+11,1350.000.01+0.01buy
Proactive Wealth Strategies LLC010,000+10,0000.000.01+0.01buy
Police & Firemen's Retirement System of New Jersey14,33123,757+9,4260.000.00-0.00buy
UBS Group AG197,438206,175+8,7370.000.00-0.00buy
Quadrature Capital Ltd23,11731,493+8,3760.000.00-0.00buy
AlphaCore Capital LLC101,575109,926+8,3510.010.01-0.00buy
Hurley Capital, LLC07,100+7,1000.000.01+0.01buy
Creative Planning34,05040,102+6,0520.000.00-0.00buy
Focus Partners Wealth05,185+5,1850.000.00+0.00buy
Russell Investments Group, Ltd.05,135+5,1350.000.00+0.00buy
ELKHORN PARTNERS LIMITED PARTNERSHIP34,00039,000+5,0000.080.05-0.02buy
CIBC Private Wealth Group LLC03,000+3,0000.000.00+0.00buy
Scarborough Advisors, LLC7,50210,502+3,0000.000.00-0.00buy
RHUMBLINE ADVISERS84,75987,256+2,4970.000.00-0.00buy
Tower Research Capital LLC (TRC)7,8519,743+1,8920.000.00-0.00buy
Ameritas Investment Partners, Inc.3,8385,678+1,8400.000.00-0.00buy
Invesco Ltd.23,79525,282+1,4870.000.00-0.00buy
Sterling Capital Management LLC1,0142,336+1,3220.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC27,26528,465+1,2000.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/30,14331,330+1,1870.000.00-0.00buy
Arax Advisory Partners304862+5580.000.00-0.00buy
Optiver Holding B.V.0498+4980.000.00+0.00buy
Farther Finance Advisors, LLC0322+3220.000.00+0.00buy
Belpointe Asset Management LLC11,65311,753+1000.000.00-0.00buy
BRIGHTON JONES LLC16,50316,506+30.000.00-0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,8683,870+20.000.00-0.00buy
ALLIANCEBERNSTEIN L.P.48,73048,73000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO484800.000.00-0.00hold
UNITED BANK22,41122,41100.010.01-0.00hold
INTEGRITY ALLIANCE, LLC.12,86012,86000.000.00-0.00hold
Baker Ellis Asset Management LLC20,00020,00000.010.01-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC51,19051,19000.000.00-0.00hold
HighTower Advisors, LLC34,20634,20600.000.00-0.00hold
Assenagon Asset Management S.A.67,23167,23100.000.00-0.00hold
NewEdge Advisors, LLC818100.000.00-0.00hold
Parallel Advisors, LLC1,0001,00000.000.00-0.00hold
Glenview Trust Co43,12843,12800.000.00-0.00hold
Avestar Capital, LLC140,469140,46900.030.02-0.01hold
Security National Bank9,7679,76700.010.00-0.00hold
Front Row Advisors LLC1100.000.00-0.00hold
Gladstone Institutional Advisory LLC13,00013,00000.000.00-0.00hold
Cornerstone Planning Group LLC5500.000.00-0.00hold
Vermillion & White Wealth Management Group, LLC50050000.000.00-0.00hold
FinDec Wealth Services, Inc.16,00016,00000.050.03-0.02hold
PFG Investments, LLC12,50112,50100.000.00-0.00hold
ROSS\JOHNSON & Associates LLC1100.000.00-0.00hold
Ledgewood Wealth Advisors, LLC11,19011,19000.020.01-0.01hold
DIMENSIONAL FUND ADVISORS LP55,69855,69800.000.00-0.00hold
US BANCORP \DE\3,1093,10900.000.00-0.00hold
Legal & General Group Plc6,1856,18500.000.00-0.00hold
PFIZER INC2,411,5752,411,57501.321.14-0.18hold
NBC SECURITIES, INC.1,0001,00000.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND3,6003,60000.000.00-0.00hold
Clearstead Advisors, LLC70070000.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC189,315189,31500.000.00-0.00hold
AMALGAMATED BANK2,0092,00900.000.00-0.00hold
Lido Advisors, LLC15,00014,981-190.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP500-500.000.00-0.00sell
Allworth Financial LP1000-1000.000.00-0.00sell
Larson Financial Group LLC3280-3280.000.00-0.00sell
CWM, LLC6910-6910.000.00-0.00sell
SBI Securities Co., Ltd.964145-8190.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC29,79527,991-1,8040.000.00-0.00sell
ProShare Advisors LLC12,71210,600-2,1120.000.00-0.00sell
FMR LLC34,88532,200-2,6850.000.00-0.00sell
GROUP ONE TRADING LLC2,8630-2,8630.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS15,43711,582-3,8550.000.00-0.00sell
NISA INVESTMENT ADVISORS, LLC4,909209-4,7000.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.33,67828,791-4,8870.000.00-0.00sell
Dauntless Investment Group, LLC5,0000-5,0000.070.00-0.07sell
VOYA INVESTMENT MANAGEMENT LLC17,88512,562-5,3230.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE21,95613,740-8,2160.000.00-0.00sell
Baader Bank Aktiengesellschaft10,0220-10,0220.000.00-0.00sell
Engineers Gate Manager LP13,5850-13,5850.000.00-0.00sell
Castleview Partners, LLC13,9950-13,9950.030.00-0.03sell
WOLVERINE TRADING, LLC14,5730-14,5730.000.00-0.00sell
DENVER WEALTH MANAGEMENT, INC.15,2350-15,2350.020.00-0.02sell
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