Stock Transactions — CARDIFF ONCOLOGY INC

Total Bought
3,659,467
41 transactions
Total Sold
1,476,377
45 transactions
Net
+2,183,090
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FRANKLIN RESOURCES INC01,205,803+1,205,8030.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP204,010724,957+520,9470.000.00+0.00buy
Candriam S.C.A.0344,437+344,4370.000.00+0.00buy
TWO SIGMA ADVISERS, LP25,800360,500+334,7000.000.00+0.00buy
GSA CAPITAL PARTNERS LLP0210,880+210,8800.000.05+0.05buy
Laurion Capital Management LP2,465,8722,646,738+180,8660.690.51-0.19buy
MILLENNIUM MANAGEMENT LLC35,901194,420+158,5190.000.00+0.00buy
VANGUARD GROUP INC3,588,9333,722,085+133,1520.000.00+0.00buy
CITADEL ADVISORS LLC0118,188+118,1880.000.00+0.00buy
XTX Topco Ltd156,161219,357+63,1960.020.02-0.00buy
BlackRock, Inc.3,985,5364,043,614+58,0780.000.00+0.00buy
STATE STREET CORP1,146,3591,191,647+45,2880.000.00+0.00buy
DEUTSCHE BANK AG\74843,888+43,1400.000.00+0.00buy
GROUP ONE TRADING LLC041,874+41,8740.000.00+0.00buy
Virtu Financial LLC038,479+38,4790.000.00+0.00buy
WELLS FARGO & COMPANY/MN58,51983,830+25,3110.000.00+0.00buy
Golden State Equity Partners024,500+24,5000.000.01+0.01buy
SG Americas Securities, LLC015,798+15,7980.000.00+0.00buy
HRT FINANCIAL LP14,33529,408+15,0730.000.00+0.00buy
R Squared Ltd012,701+12,7010.000.02+0.02buy
BARCLAYS PLC87,23998,863+11,6240.000.00+0.00buy
Tamar Securities, LLC011,495+11,4950.000.00+0.00buy
Capital Advisors Wealth Management, LLC010,500+10,5000.000.00+0.00buy
SageView Advisory Group, LLC06,490+6,4900.000.00+0.00buy
MetLife Investment Management, LLC06,230+6,2300.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE13,74019,436+5,6960.000.00+0.00buy
FMR LLC32,20037,702+5,5020.000.00+0.00buy
AlphaCore Capital LLC109,926114,426+4,5000.010.01-0.00buy
RAYMOND JAMES FINANCIAL INC23,63226,672+3,0400.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS11,58212,640+1,0580.000.00+0.00buy
GAMMA Investing LLC0746+7460.000.00+0.00buy
ProShare Advisors LLC10,60011,328+7280.000.00+0.00buy
Caitong International Asset Management Co., Ltd0270+2700.000.00+0.00buy
Avion Wealth0225+2250.000.000.00buy
Motiv8 Investments LLC0200+2000.000.00+0.00buy
Sterling Capital Management LLC2,3362,455+1190.000.00+0.00buy
Brooklyn Investment Group12,58312,649+660.000.00-0.00buy
Belpointe Asset Management LLC11,75311,778+250.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP55,69855,710+120.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.48,73048,737+70.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4852+40.000.00+0.00buy
Ameritas Investment Partners, Inc.5,6785,67800.000.00+0.00hold
VOYA INVESTMENT MANAGEMENT LLC12,56212,56200.000.00+0.00hold
INTECH INVESTMENT MANAGEMENT LLC27,99127,99100.000.00+0.00hold
UNITED BANK22,41122,41100.010.01+0.00hold
INTEGRITY ALLIANCE, LLC.12,86012,86000.000.00+0.00hold
Baker Ellis Asset Management LLC20,00020,00000.010.01+0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC51,19051,19000.000.00+0.00hold
HighTower Advisors, LLC34,20634,20600.000.00+0.00hold
Assenagon Asset Management S.A.67,23167,23100.000.00+0.00hold
Hurley Capital, LLC7,1007,10000.010.01+0.00hold
NewEdge Advisors, LLC818100.000.00+0.00hold
Lido Advisors, LLC14,98114,98100.000.00-0.00hold
Glenview Trust Co43,12843,12800.000.00+0.00hold
Russell Investments Group, Ltd.5,1355,13500.000.00+0.00hold
Security National Bank9,7679,76700.000.00+0.00hold
Front Row Advisors LLC1100.000.00+0.00hold
Gladstone Institutional Advisory LLC13,00013,00000.000.00+0.00hold
Scarborough Advisors, LLC10,50210,50200.000.00+0.00hold
Cornerstone Planning Group LLC5500.000.00-0.00hold
FinDec Wealth Services, Inc.16,00016,00000.030.05+0.01hold
PFG Investments, LLC12,50112,50100.000.00+0.00hold
Farther Finance Advisors, LLC32232200.000.00-0.00hold
Proactive Wealth Strategies LLC10,00010,00000.010.01+0.00hold
ACORN CAPITAL ADVISORS, LLC1,962,0841,962,08402.051.87-0.18hold
ROSS\JOHNSON & Associates LLC1100.000.00+0.00hold
Ledgewood Wealth Advisors, LLC11,19011,19000.010.02+0.00hold
US BANCORP \DE\3,1093,10900.000.00+0.00hold
Legal & General Group Plc6,1856,18500.000.00+0.00hold
PFIZER INC2,411,5752,411,57501.142.87+1.73hold
NBC SECURITIES, INC.1,0001,00000.000.00+0.00hold
PRICE T ROWE ASSOCIATES INC /MD/31,33031,33000.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND3,6003,60000.000.00+0.00hold
Clearstead Advisors, LLC70070000.000.00+0.00hold
SBI Securities Co., Ltd.145144-10.000.00+0.00sell
Post Resch Tallon Group Inc.22,53822,503-350.040.05+0.01sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.28,79128,753-380.000.00+0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,8703,816-540.000.00+0.00sell
AMALGAMATED BANK2,0091,948-610.000.00+0.00sell
NISA INVESTMENT ADVISORS, LLC2090-2090.000.00-0.00sell
CITIGROUP INC1,6221,403-2190.000.00+0.00sell
HB Wealth Management, LLC71,93971,491-4480.000.00+0.00sell
Optiver Holding B.V.4980-4980.000.00-0.00sell
Vermillion & White Wealth Management Group, LLC5000-5000.000.00-0.00sell
Arax Advisory Partners862304-5580.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC189,315188,655-6600.000.00+0.00sell
ELKHORN PARTNERS LIMITED PARTNERSHIP39,00038,100-9000.050.07+0.01sell
Parallel Advisors, LLC1,0000-1,0000.000.00-0.00sell
FLPUTNAM INVESTMENT MANAGEMENT CO597,233595,328-1,9050.020.02+0.01sell
Creative Planning40,10237,454-2,6480.000.00+0.00sell
CIBC Private Wealth Group LLC3,0000-3,0000.000.00-0.00sell
Invesco Ltd.25,28222,182-3,1000.000.00-0.00sell
Tower Research Capital LLC (TRC)9,7435,989-3,7540.000.00-0.00sell
Avestar Capital, LLC140,469136,145-4,3240.020.03+0.01sell
Focus Partners Wealth5,1850-5,1850.000.00-0.00sell
Rockefeller Capital Management L.P.62,50056,500-6,0000.000.00+0.00sell
RHUMBLINE ADVISERS87,25678,389-8,8670.000.00+0.00sell
SIMPLEX TRADING, LLC9,0530-9,0530.000.00-0.00sell
Quarry LP11,1350-11,1350.010.00-0.01sell
JEPPSON WEALTH MANAGEMENT, LLC12,0010-12,0010.010.00-0.01sell
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