Stock Transactions — VIRTUS CONVERTIBLE & INCOME

Total Bought
1,131,910
32 transactions
Total Sold
264,093
21 transactions
Net
+867,817
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ENVESTNET ASSET MANAGEMENT INC91,883293,700+201,8170.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.0174,319+174,3190.000.89+0.89buy
GUGGENHEIM CAPITAL LLC198,412337,948+139,5360.020.04+0.02buy
Saba Capital Management, L.P.32,244152,874+120,6300.020.08+0.06buy
Congress Park Capital LLC633,850735,137+101,2872.963.33+0.37buy
Penserra Capital Management LLC621,398667,124+45,7260.110.12+0.01buy
Advisors Asset Management, Inc.657,478699,109+41,6310.170.18+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP22,80362,361+39,5580.000.00+0.00buy
LPL Financial LLC332,660369,672+37,0120.000.00+0.00buy
Logan Stone Capital, LLC18,47253,013+34,5410.130.20+0.07buy
CHOREO, LLC032,644+32,6440.000.01+0.01buy
READYSTATE ASSET MANAGEMENT LP026,335+26,3350.000.02+0.02buy
Pathstone Holdings, LLC022,170+22,1700.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC6,74925,451+18,7020.020.06+0.04buy
Private Advisor Group, LLC118,102135,407+17,3050.010.01+0.00buy
OSAIC HOLDINGS, INC.92,724109,902+17,1780.000.00+0.00buy
Kestra Advisory Services, LLC33,58049,479+15,8990.000.00+0.00buy
Shaker Financial Services, LLC34,31946,486+12,1670.180.22+0.05buy
BANK OF AMERICA CORP /DE/263,876271,972+8,0960.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC135,781143,436+7,6550.030.03+0.00buy
Global Retirement Partners, LLC1,7788,404+6,6260.000.00+0.00buy
Cetera Investment Advisers22,01926,311+4,2920.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.02,984+2,9840.000.00+0.00buy
CoreCap Advisors, LLC14,40516,005+1,6000.010.01+0.00buy
Alteri Wealth LLC10,38011,326+9460.050.06+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0603+6030.000.00+0.00buy
COMERICA BANK1,0451,297+2520.000.00+0.00buy
NewEdge Advisors, LLC76,59176,741+1500.010.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.17,01217,132+1200.180.17-0.01buy
ROYAL BANK OF CANADA37,03237,139+1070.000.00+0.00buy
CWM, LLC4,2884,305+170.000.00-0.00buy
Rockefeller Capital Management L.P.05+50.000.00+0.00buy
PEOPLES FINANCIAL SERVICES CORP.70770700.000.00+0.00hold
&PARTNERS21,62321,62300.000.00-0.00hold
TRUST CO OF VERMONT1,6311,63100.000.00-0.00hold
ASSETMARK, INC575700.000.00-0.00hold
GHP Investment Advisors, Inc.75075000.000.00-0.00hold
Allworth Financial LP37237200.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC31,33631,33600.340.20-0.14hold
Lido Advisors, LLC31,72931,72900.000.00-0.00hold
Fortitude Family Office, LLC2,5002,50000.010.01-0.00hold
Wealth Preservation Advisors, LLC19619600.000.00-0.00hold
Farther Finance Advisors, LLC686800.000.00-0.00hold
Everstar Asset Management, LLC11,52511,52500.100.09-0.00hold
THRIVENT FINANCIAL FOR LUTHERANS39,54839,54800.000.00-0.00hold
WPG Advisers, LLC1,0831,077-60.010.01-0.00sell
Invesco Ltd.64,32664,314-120.000.00-0.00sell
AMERIPRISE FINANCIAL INC267,110267,080-300.000.00-0.00sell
HIGHLINE WEALTH PARTNERS LLC200150-500.000.00-0.00sell
Kilter Group LLC932852-800.010.01-0.00sell
Newbridge Financial Services Group, Inc.3560-3560.000.00-0.00sell
Merit Financial Group, LLC23,46422,946-5180.000.00-0.00sell
E&G Advisors, LP13,64413,094-5500.050.04-0.00sell
Cambridge Investment Research Advisors, Inc.29,09128,121-9700.000.00-0.00sell
Mariner, LLC20,94819,977-9710.000.00-0.00sell
Summit Financial, LLC125,259124,267-9920.030.03-0.00sell
Ameritas Advisory Services, LLC1,0020-1,0020.000.00-0.00sell
PARK AVENUE SECURITIES LLC87,46286,064-1,3980.010.01+0.00sell
RAYMOND JAMES FINANCIAL INC23,77421,361-2,4130.000.00-0.00sell
HighTower Advisors, LLC15,52113,020-2,5010.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.10,4280-10,4280.010.00-0.01sell
WELLS FARGO & COMPANY/MN14,1170-14,1170.000.00-0.00sell
Total Wealth Planning & Management, Inc.20,2170-20,2170.250.00-0.25sell
JANE STREET GROUP, LLC25,3220-25,3220.000.00-0.00sell
Cornerstone Advisors, LLC63,2500-63,2500.030.00-0.03sell
MORGAN STANLEY1,373,4611,254,551-118,9100.000.00-0.00sell
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