Stock Transactions — HANCOCK JOHN PFD INCOME FD I

Total Bought
391,472
22 transactions
Total Sold
255,576
21 transactions
Net
+135,896
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Cetera Investment Advisers0126,199+126,1990.000.00+0.00buy
MORGAN STANLEY724,066827,922+103,8560.000.00+0.00buy
UBS Group AG750,210836,306+86,0960.000.00-0.00buy
Activest Wealth Management2,21722,167+19,9500.020.16+0.15buy
AMERIPRISE FINANCIAL INC108,912121,120+12,2080.000.00+0.00buy
EVERPAR ADVISORS LLC011,048+11,0480.000.10+0.10buy
PHILADELPHIA TRUST CO42,30052,300+10,0000.060.06+0.01buy
WELLS FARGO & COMPANY/MN10,53819,337+8,7990.000.00+0.00buy
CIBC Private Wealth Group LLC04,000+4,0000.000.00+0.00buy
BANK OF AMERICA CORP /DE/44,85246,778+1,9260.000.00+0.00buy
LPL Financial LLC70,95172,560+1,6090.000.00-0.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.01,591+1,5910.000.00+0.00buy
Global Retirement Partners, LLC2,7134,302+1,5890.000.00+0.00buy
CWM, LLC01,000+1,0000.000.00+0.00buy
Janney Montgomery Scott LLC23,92524,428+5030.000.00+0.00buy
Gilliland Jeter Wealth Management LLC0400+4000.000.00+0.00buy
HighTower Advisors, LLC29,51029,891+3810.000.00+0.00buy
Arkfeld Wealth Strategies, L.L.C.22,25022,499+2490.210.19-0.03buy
WEDBUSH SECURITIES INC22,45822,485+270.010.01-0.00buy
BARRETT & COMPANY, INC.1,0001,022+220.010.01-0.00buy
BURNEY CO/30,62530,635+100.020.02-0.00buy
Fiera Capital Corp84,36584,374+90.000.00+0.00buy
KEYBANK NATIONAL ASSOCIATION/OH17,00017,00000.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO50050000.000.00-0.00hold
PRIVATE TRUST CO NA3,5003,50000.010.01+0.00hold
COHEN & STEERS, INC.36,38836,38800.000.00+0.00hold
North Star Investment Management Corp.707000.000.00+0.00hold
Estabrook Capital Management50950900.000.00+0.00hold
Steward Partners Investment Advisory, LLC2,5132,51300.000.00-0.00hold
GPS Wealth Strategies Group, LLC52452400.000.00-0.00hold
Geneos Wealth Management Inc.85085000.000.00+0.00hold
OneAscent Financial Services LLC12,75012,75000.020.02-0.00hold
Live Oak Private Wealth LLC38,63038,63000.100.10+0.00hold
Key FInancial Inc1,3421,34200.010.01+0.00hold
CoreFirst Bank & Trust1,0001,00000.010.01+0.00hold
Glass Jacobson Investment Advisors llc15015000.000.00+0.00hold
Ramirez Asset Management, Inc.3,5003,50000.010.01+0.00hold
Farther Finance Advisors, LLC7700.000.00-0.00hold
TD Waterhouse Canada Inc.20020000.000.00-0.00hold
Federation des caisses Desjardins du Quebec30030000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.1,2001,20000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC162,400162,40000.190.18-0.01hold
COMERICA BANK4,7294,72900.000.00+0.00hold
NATIONAL BANK OF CANADA /FI/30030000.000.00+0.00hold
Cape Investment Advisory, Inc.80-80.000.00-0.00sell
Stratos Wealth Partners, LTD.10,72410,667-570.000.00-0.00sell
BROWN BROTHERS HARRIMAN & CO1750-1750.000.00-0.00sell
US BANCORP \DE\4960-4960.000.00-0.00sell
Provenance Wealth Advisors, LLC6130-6130.000.00-0.00sell
GUGGENHEIM CAPITAL LLC17,51716,526-9910.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC106,328104,673-1,6550.000.00-0.00sell
ROYAL BANK OF CANADA50,77449,048-1,7260.000.00+0.00sell
Truvestments Capital LLC1,9000-1,9000.010.00-0.01sell
Atria Wealth Solutions, Inc.16,07214,072-2,0000.000.00-0.00sell
OSAIC HOLDINGS, INC.182,029179,122-2,9070.000.01+0.00sell
Sowell Financial Services LLC55,33848,846-6,4920.040.04-0.01sell
Elequin Capital, LP7,1910-7,1910.030.00-0.03sell
NewEdge Advisors, LLC28,46519,889-8,5760.000.00-0.00sell
Snowden Capital Advisors LLC10,1610-10,1610.010.00-0.01sell
STIFEL FINANCIAL CORP10,5860-10,5860.000.00-0.00sell
JPMORGAN CHASE & CO26,6150-26,6150.000.00-0.00sell
Invesco Ltd.236,993203,035-33,9580.000.00-0.00sell
Western Wealth Management, LLC36,4590-36,4590.040.00-0.04sell
Shaker Financial Services, LLC47,6530-47,6530.280.00-0.28sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.55,3570-55,3570.070.00-0.07sell
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