Stock Transactions — HANCOCK JOHN PFD INCOME FD I

Total Bought
246,084
24 transactions
Total Sold
238,963
21 transactions
Net
+7,121
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG1,173,2881,231,253+57,9650.000.00-0.00buy
Western Wealth Management, LLC032,208+32,2080.000.02+0.02buy
COHEN & STEERS, INC.29,44761,234+31,7870.000.00+0.00buy
Gladstone Institutional Advisory LLC020,706+20,7060.000.01+0.01buy
LPL Financial LLC296,324315,690+19,3660.000.00+0.00buy
HARBOUR INVESTMENTS, INC.60019,353+18,7530.000.00+0.00buy
OneAscent Financial Services LLC012,750+12,7500.000.01+0.01buy
AMERIPRISE FINANCIAL INC156,631168,263+11,6320.000.00+0.00buy
IHT Wealth Management, LLC011,512+11,5120.000.00+0.00buy
OSAIC HOLDINGS, INC.40,94447,516+6,5720.000.00+0.00buy
FIFTH THIRD BANCORP06,473+6,4730.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC48,33752,131+3,7940.000.00+0.00buy
ROYAL BANK OF CANADA161,596164,919+3,3230.000.00+0.00buy
Sowell Financial Services LLC44,91348,105+3,1920.020.03+0.00buy
Janney Montgomery Scott LLC20,18722,174+1,9870.000.00+0.00buy
Larson Financial Group LLC01,694+1,6940.000.00+0.00buy
Arkfeld Wealth Strategies, L.L.C.24,62025,464+8440.120.12-0.01buy
B. Riley Wealth Advisors, Inc.10,45611,160+7040.010.01+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5001,081+5810.000.00+0.00buy
Advisory Services Network, LLC0115+1150.000.00+0.00buy
BANK OF AMERICA CORP /DE/146,935147,001+660.000.00-0.00buy
BARRETT & COMPANY, INC.1,1901,217+270.010.01+0.00buy
Post Resch Tallon Group Inc.25,78325,809+260.310.29-0.02buy
Steward Partners Investment Advisory, LLC524531+70.000.00-0.00buy
MAI Capital Management68068000.000.00-0.00hold
KEYBANK NATIONAL ASSOCIATION/OH17,00017,00000.000.00+0.00hold
COUNTRY TRUST BANK20020000.000.00+0.00hold
PRIVATE TRUST CO NA2,0002,00000.000.00+0.00hold
Allworth Financial LP18018000.000.00-0.00hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC26,58026,58000.000.00+0.00hold
Rockefeller Capital Management L.P.7,9377,93700.000.00-0.00hold
Geneos Wealth Management Inc.35035000.000.00-0.00hold
Live Oak Private Wealth LLC38,63038,63000.080.08+0.00hold
CoreFirst Bank & Trust50050000.000.00-0.00hold
Cherry Creek Investment Advisors, Inc.10,00010,00000.060.06+0.00hold
Olistico Wealth, LLC1,0191,01900.010.01-0.00hold
Glass Jacobson Investment Advisors llc15015000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC50050000.000.00-0.00hold
BankPlus Trust Department2,5052,50500.010.01+0.00hold
Caldwell Trust Co39039000.000.00-0.00hold
STIFEL FINANCIAL CORP14,46514,46500.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC1,5001,50000.000.00-0.00hold
Focus Financial Network, Inc.12,71612,516-2000.010.01+0.00sell
Mariner, LLC12,59312,338-2550.000.00-0.00sell
WELLS FARGO & COMPANY/MN40,73940,475-2640.000.00+0.00sell
Asset Dedication, LLC3000-3000.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC18,21317,177-1,0360.000.00-0.00sell
CoreCap Advisors, LLC1,1280-1,1280.000.00-0.00sell
NewEdge Advisors, LLC19,30017,600-1,7000.000.00-0.00sell
Activest Wealth Management60,35358,589-1,7640.160.15-0.02sell
PNC FINANCIAL SERVICES GROUP, INC.2,0000-2,0000.000.00-0.00sell
WEDBUSH SECURITIES INC21,10418,750-2,3540.010.01-0.00sell
Cetera Investment Advisers169,146166,660-2,4860.000.00-0.00sell
Fiera Capital Corp115,546110,697-4,8490.010.01+0.00sell
Kestra Advisory Services, LLC6,3720-6,3720.000.00-0.00sell
MORGAN STANLEY783,453775,954-7,4990.000.00-0.00sell
Invesco Ltd.223,508214,959-8,5490.000.00-0.00sell
PHILADELPHIA TRUST CO41,70027,820-13,8800.040.03-0.01sell
Logan Stone Capital, LLC18,0840-18,0840.060.00-0.06sell
HighTower Advisors, LLC22,6660-22,6660.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP29,0440-29,0440.020.00-0.02sell
GUGGENHEIM CAPITAL LLC166,776112,890-53,8860.020.01-0.00sell
J.W. COLE ADVISORS, INC.60,6470-60,6470.020.00-0.02sell
Page 1 of 1