Stock Transactions — HANCOCK JOHN PFD INCOME FD I

Total Bought
503,530
19 transactions
Total Sold
205,935
16 transactions
Net
+297,595
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
AMERIPRISE FINANCIAL INC121,120323,840+202,7200.000.00+0.00buy
Global Retirement Partners, LLC4,302102,173+97,8710.000.05+0.05buy
Activest Wealth Management22,167112,873+90,7060.160.59+0.42buy
UBS Group AG836,306891,284+54,9780.000.00+0.00buy
BANK OF AMERICA CORP /DE/46,77864,400+17,6220.000.00+0.00buy
STIFEL FINANCIAL CORP016,631+16,6310.000.00+0.00buy
WELLS FARGO & COMPANY/MN19,33724,428+5,0910.000.00+0.00buy
CIBC Private Wealth Group LLC4,0008,570+4,5700.000.00+0.00buy
NewEdge Advisors, LLC19,88923,307+3,4180.000.00+0.00buy
Clearstead Advisors, LLC03,271+3,2710.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC104,673107,801+3,1280.000.00+0.00buy
CoreCap Advisors, LLC01,050+1,0500.000.00+0.00buy
Olistico Wealth, LLC01,019+1,0190.000.01+0.01buy
WEDBUSH SECURITIES INC22,48523,012+5270.010.01+0.00buy
MARYLAND CAPITAL ADVISORS INC.0383+3830.000.00+0.00buy
Arkfeld Wealth Strategies, L.L.C.22,49922,779+2800.190.18-0.00buy
FLPUTNAM INVESTMENT MANAGEMENT CO0242+2420.000.00+0.00buy
BARRETT & COMPANY, INC.1,0221,044+220.010.01+0.00buy
Farther Finance Advisors, LLC78+10.000.00-0.00buy
KEYBANK NATIONAL ASSOCIATION/OH17,00017,00000.000.00+0.00hold
PHILADELPHIA TRUST CO52,30052,30000.060.06-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO50050000.000.00-0.00hold
PRIVATE TRUST CO NA3,5003,50000.010.01+0.00hold
COHEN & STEERS, INC.36,38836,38800.000.00+0.00hold
Estabrook Capital Management50950900.000.00+0.00hold
Fiera Capital Corp84,37484,37400.000.00+0.00hold
CWM, LLC1,0001,00000.000.00+0.00hold
Stratos Wealth Partners, LTD.10,66710,66700.000.00-0.00hold
Steward Partners Investment Advisory, LLC2,5132,51300.000.00-0.00hold
GPS Wealth Strategies Group, LLC52452400.000.00-0.00hold
Geneos Wealth Management Inc.85085000.000.00-0.00hold
OneAscent Financial Services LLC12,75012,75000.020.03+0.01hold
Live Oak Private Wealth LLC38,63038,63000.100.11+0.00hold
Key FInancial Inc1,3421,34200.010.01-0.00hold
Atria Wealth Solutions, Inc.14,07214,07200.000.00+0.00hold
Glass Jacobson Investment Advisors llc15015000.000.00-0.00hold
Ramirez Asset Management, Inc.3,5003,50000.010.01+0.00hold
Gilliland Jeter Wealth Management LLC40040000.000.00-0.00hold
EVERPAR ADVISORS LLC11,04811,04800.100.09-0.02hold
Federation des caisses Desjardins du Quebec30030000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.1,5911,59100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.1,2001,20000.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/30030000.000.00-0.00hold
North Star Investment Management Corp.700-700.000.00-0.00sell
TD Waterhouse Canada Inc.2000-2000.000.00-0.00sell
HighTower Advisors, LLC29,89129,232-6590.000.00-0.00sell
CoreFirst Bank & Trust1,0000-1,0000.010.00-0.01sell
ROYAL BANK OF CANADA49,04847,965-1,0830.000.00-0.00sell
Janney Montgomery Scott LLC24,42823,236-1,1920.000.00-0.00sell
COMERICA BANK4,7293,250-1,4790.000.00-0.00sell
Sowell Financial Services LLC48,84647,338-1,5080.040.04+0.00sell
Cetera Investment Advisers126,199124,492-1,7070.000.00-0.00sell
LPL Financial LLC72,56070,258-2,3020.000.00-0.00sell
ROTHSCHILD INVESTMENT LLC162,400158,900-3,5000.180.17-0.01sell
Invesco Ltd.203,035195,372-7,6630.000.00-0.00sell
BURNEY CO/30,63521,735-8,9000.020.01-0.00sell
MORGAN STANLEY827,922811,644-16,2780.000.00-0.00sell
GUGGENHEIM CAPITAL LLC16,5260-16,5260.000.00-0.00sell
OSAIC HOLDINGS, INC.179,12237,254-141,8680.010.00-0.00sell
Page 1 of 1