Stock Transactions — HANCOCK JOHN PFD INCOME FD I

Total Bought
467,946
26 transactions
Total Sold
136,024
23 transactions
Net
+331,922
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
UBS Group AG1,030,0331,141,593+111,5600.000.00+0.00buy
ROYAL BANK OF CANADA48,050157,594+109,5440.000.00+0.00buy
ALBION FINANCIAL GROUP /UT069,433+69,4330.000.06+0.06buy
Cetera Investment Advisers140,155175,720+35,5650.000.00-0.00buy
Invesco Ltd.235,960268,253+32,2930.000.00+0.00buy
WELLS FARGO & COMPANY/MN24,55949,474+24,9150.000.00+0.00buy
Fiera Capital Corp84,27797,820+13,5430.000.00+0.00buy
PHILADELPHIA TRUST CO41,90054,900+13,0000.050.06+0.01buy
Rockefeller Capital Management L.P.010,697+10,6970.000.00+0.00buy
Stratos Wealth Partners, LTD.010,317+10,3170.000.00+0.00buy
Activest Wealth Management60,84671,064+10,2180.210.22+0.01buy
COHEN & STEERS, INC.26,44734,447+8,0000.000.00+0.00buy
LPL Financial LLC289,043294,198+5,1550.000.00-0.00buy
AMERIPRISE FINANCIAL INC137,708142,701+4,9930.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC22,53026,580+4,0500.000.00+0.00buy
Post Resch Tallon Group Inc.23,87425,407+1,5330.330.35+0.02buy
BANK OF AMERICA CORP /DE/147,009147,907+8980.000.00+0.00buy
Allworth Financial LP180900+7200.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0500+5000.000.00+0.00buy
Arkfeld Wealth Strategies, L.L.C.23,96824,292+3240.140.14+0.00buy
Focus Financial Network, Inc.11,39811,716+3180.010.01+0.00buy
Advisory Services Network, LLC0225+2250.000.00+0.00buy
CoreCap Advisors, LLC1,0501,128+780.000.00+0.00buy
BARRETT & COMPANY, INC.1,1381,164+260.010.01+0.00buy
Sowell Financial Services LLC46,30946,331+220.030.03+0.00buy
Mariner, LLC12,82512,844+190.000.00-0.00buy
MAI Capital Management68068000.000.00-0.00hold
KEYBANK NATIONAL ASSOCIATION/OH17,00017,00000.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO50050000.000.00-0.00hold
COUNTRY TRUST BANK20020000.000.00+0.00hold
PRIVATE TRUST CO NA2,0002,00000.000.00+0.00hold
CIBC Private Wealth Group LLC4,0004,00000.000.00+0.00hold
CWM, LLC1,0001,00000.000.00-0.00hold
Global Retirement Partners, LLC4,0454,04500.000.00-0.00hold
Geneos Wealth Management Inc.35035000.000.00+0.00hold
OneAscent Financial Services LLC12,75012,75000.010.02+0.00hold
Live Oak Private Wealth LLC38,63038,63000.080.08+0.00hold
CoreFirst Bank & Trust50050000.000.00+0.00hold
Glass Jacobson Investment Advisors llc15015000.000.00+0.00hold
Farther Finance Advisors, LLC8800.000.00-0.00hold
BankPlus Trust Department2,5052,50500.010.01-0.00hold
US BANCORP \DE\4,3964,39600.000.00+0.00hold
CENTRAL TRUST Co1,5001,50000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC1,5001,50000.000.00-0.00hold
COMERICA BANK3,2503,25000.000.00+0.00hold
Ameritas Advisory Services, LLC3,6183,588-300.000.00+0.00sell
J.W. COLE ADVISORS, INC.55,10654,877-2290.020.02-0.00sell
RAYMOND JAMES FINANCIAL INC18,42618,189-2370.000.00-0.00sell
Federation des caisses Desjardins du Quebec3000-3000.000.00-0.00sell
NewEdge Advisors, LLC20,80020,400-4000.000.00-0.00sell
WEDBUSH SECURITIES INC21,69921,104-5950.010.01-0.00sell
HARBOUR INVESTMENTS, INC.1,200600-6000.000.00-0.00sell
STIFEL FINANCIAL CORP15,39614,465-9310.000.00-0.00sell
Olistico Wealth, LLC1,0190-1,0190.010.00-0.01sell
Elequin Capital, LP1,3750-1,3750.000.00-0.00sell
CONSULTIVA WEALTH MANAGEMENT, CORP.1,5000-1,5000.070.00-0.07sell
OSAIC HOLDINGS, INC.42,26440,732-1,5320.000.00-0.00sell
Janney Montgomery Scott LLC19,59117,780-1,8110.000.00-0.00sell
FIFTH THIRD BANCORP5,0332,885-2,1480.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC46,55444,211-2,3430.000.00+0.00sell
GUGGENHEIM CAPITAL LLC175,335172,723-2,6120.020.02-0.00sell
HighTower Advisors, LLC25,08221,233-3,8490.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC4,1270-4,1270.000.00-0.00sell
Steward Partners Investment Advisory, LLC5,149517-4,6320.000.00-0.00sell
BURNEY CO/13,0400-13,0400.010.00-0.01sell
Cresset Asset Management, LLC13,2210-13,2210.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.27,6750-27,6750.000.00-0.00sell
MORGAN STANLEY833,131781,313-51,8180.000.00-0.00sell
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