Stock Transactions — HANCOCK JOHN PFD INCOME FD I

Total Bought
164,993
26 transactions
Total Sold
208,553
24 transactions
Net
-43,560
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG1,141,5931,173,288+31,6950.000.00-0.00buy
READYSTATE ASSET MANAGEMENT LP029,044+29,0440.000.02+0.02buy
Logan Stone Capital, LLC018,084+18,0840.000.06+0.06buy
Fiera Capital Corp97,820115,546+17,7260.000.01+0.00buy
AMERIPRISE FINANCIAL INC142,701156,631+13,9300.000.00+0.00buy
B. Riley Wealth Advisors, Inc.010,456+10,4560.000.01+0.01buy
Cherry Creek Investment Advisors, Inc.010,000+10,0000.000.06+0.06buy
Kestra Advisory Services, LLC06,372+6,3720.000.00+0.00buy
J.W. COLE ADVISORS, INC.54,87760,647+5,7700.020.02+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC44,21148,337+4,1260.000.00+0.00buy
ROYAL BANK OF CANADA157,594161,596+4,0020.000.00-0.00buy
Janney Montgomery Scott LLC17,78020,187+2,4070.000.00+0.00buy
MORGAN STANLEY781,313783,453+2,1400.000.00-0.00buy
LPL Financial LLC294,198296,324+2,1260.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.02,000+2,0000.000.00+0.00buy
HighTower Advisors, LLC21,23322,666+1,4330.000.00-0.00buy
Olistico Wealth, LLC01,019+1,0190.000.01+0.01buy
Focus Financial Network, Inc.11,71612,716+1,0000.010.01-0.00buy
Caldwell Trust Co0390+3900.000.00+0.00buy
Post Resch Tallon Group Inc.25,40725,783+3760.350.31-0.03buy
Arkfeld Wealth Strategies, L.L.C.24,29224,620+3280.140.12-0.02buy
Asset Dedication, LLC0300+3000.000.00+0.00buy
OSAIC HOLDINGS, INC.40,73240,944+2120.000.00+0.00buy
BARRETT & COMPANY, INC.1,1641,190+260.010.01-0.00buy
RAYMOND JAMES FINANCIAL INC18,18918,213+240.000.00-0.00buy
Steward Partners Investment Advisory, LLC517524+70.000.00-0.00buy
MAI Capital Management68068000.000.00-0.00hold
KEYBANK NATIONAL ASSOCIATION/OH17,00017,00000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO50050000.000.00-0.00hold
WEDBUSH SECURITIES INC21,10421,10400.010.01-0.00hold
COUNTRY TRUST BANK20020000.000.00-0.00hold
PRIVATE TRUST CO NA2,0002,00000.000.00-0.00hold
CIBC Private Wealth Group LLC4,0004,00000.000.00-0.00hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC26,58026,58000.000.00-0.00hold
Geneos Wealth Management Inc.35035000.000.00-0.00hold
Live Oak Private Wealth LLC38,63038,63000.080.08-0.01hold
CoreFirst Bank & Trust50050000.000.00-0.00hold
CoreCap Advisors, LLC1,1281,12800.000.00-0.00hold
Glass Jacobson Investment Advisors llc15015000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC50050000.000.00-0.00hold
BankPlus Trust Department2,5052,50500.010.01-0.00hold
STIFEL FINANCIAL CORP14,46514,46500.000.00-0.00hold
HARBOUR INVESTMENTS, INC.60060000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC1,5001,50000.000.00-0.00hold
COMERICA BANK3,2503,25000.000.00-0.00hold
Farther Finance Advisors, LLC80-80.000.00-0.00sell
Advisory Services Network, LLC2250-2250.000.00-0.00sell
Mariner, LLC12,84412,593-2510.000.00-0.00sell
Global Retirement Partners, LLC4,0453,727-3180.000.00-0.00sell
Allworth Financial LP900180-7200.000.00-0.00sell
BANK OF AMERICA CORP /DE/147,907146,935-9720.000.00-0.00sell
CWM, LLC1,0000-1,0000.000.00-0.00sell
NewEdge Advisors, LLC20,40019,300-1,1000.000.00-0.00sell
Sowell Financial Services LLC46,33144,913-1,4180.030.02-0.00sell
CENTRAL TRUST Co1,5000-1,5000.000.00-0.00sell
Rockefeller Capital Management L.P.10,6977,937-2,7600.000.00-0.00sell
FIFTH THIRD BANCORP2,8850-2,8850.000.00-0.00sell
Ameritas Advisory Services, LLC3,5880-3,5880.000.00-0.00sell
US BANCORP \DE\4,3960-4,3960.000.00-0.00sell
COHEN & STEERS, INC.34,44729,447-5,0000.000.00-0.00sell
GUGGENHEIM CAPITAL LLC172,723166,776-5,9470.020.02-0.00sell
Cetera Investment Advisers175,720169,146-6,5740.000.00-0.00sell
WELLS FARGO & COMPANY/MN49,47440,739-8,7350.000.00-0.00sell
Stratos Wealth Partners, LTD.10,3170-10,3170.000.00-0.00sell
Activest Wealth Management71,06460,353-10,7110.220.16-0.06sell
OneAscent Financial Services LLC12,7500-12,7500.020.00-0.02sell
PHILADELPHIA TRUST CO54,90041,700-13,2000.060.04-0.02sell
Invesco Ltd.268,253223,508-44,7450.000.00-0.00sell
ALBION FINANCIAL GROUP /UT69,4330-69,4330.060.00-0.06sell
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