Stock Transactions — NUVEEN PFD &INCOME OPPORTUN

Total Bought
2,720,754
133 transactions
Total Sold
1,830,758
106 transactions
Net
+889,996
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BANK OF AMERICA CORP /DE/4,777,1225,038,736+261,6140.000.00-0.00buy
MORGAN STANLEY5,442,8925,655,933+213,0410.000.00-0.00buy
OSAIC HOLDINGS, INC.1,214,0161,365,893+151,8770.010.01-0.00buy
LPL Financial LLC2,279,9032,411,543+131,6400.000.00-0.00buy
Invesco Ltd.2,574,6512,704,154+129,5030.000.00-0.00buy
Mission Hills Financial Advisory, LLC112,170226,584+114,4140.430.78+0.35buy
XTX Topco Ltd90,392202,045+111,6530.010.02+0.01buy
Diversify Advisory Services, LLC099,591+99,5910.000.01+0.01buy
Shaker Financial Services, LLC087,000+87,0000.000.22+0.22buy
RAYMOND JAMES FINANCIAL INC4,071,9644,146,808+74,8440.010.01-0.00buy
KMT WEALTH MANAGEMENT, LLC065,897+65,8970.000.44+0.44buy
PRELUDE CAPITAL MANAGEMENT, LLC289,477350,000+60,5230.170.20+0.03buy
Arax Advisory Partners13,72269,092+55,3700.000.00+0.00buy
RITHOLTZ WEALTH MANAGEMENT055,306+55,3060.000.01+0.01buy
Core Wealth Partners LLC053,224+53,2240.000.18+0.18buy
ONE WEALTH CAPITAL MANAGEMENT, LLC49,025101,328+52,3030.170.23+0.06buy
Bramshill Investments, LLC75,329126,165+50,8360.050.08+0.03buy
Wealth Advisory Solutions, LLC219,469261,844+42,3750.370.42+0.05buy
STIFEL FINANCIAL CORP437,603479,664+42,0610.000.00+0.00buy
WELLS FARGO & COMPANY/MN4,648,7914,690,122+41,3310.010.01-0.00buy
StoneX Group Inc.92,101129,640+37,5390.040.04+0.00buy
ROYAL BANK OF CANADA2,881,9522,914,736+32,7840.000.00-0.00buy
Steward Partners Investment Advisory, LLC351,622383,696+32,0740.010.02+0.00buy
AlphaCore Capital LLC99,111130,543+31,4320.020.02+0.00buy
AMERIPRISE FINANCIAL INC794,989825,013+30,0240.000.00-0.00buy
Marex Group plc030,000+30,0000.000.00+0.00buy
Cetera Investment Advisers803,340833,198+29,8580.010.01-0.00buy
Joel Isaacson & Co., LLC028,563+28,5630.000.01+0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC350,571378,615+28,0440.010.01-0.00buy
FCA CORP /TX526,494554,077+27,5831.121.08-0.05buy
J.W. COLE ADVISORS, INC.027,262+27,2620.000.00+0.00buy
Advance Capital Management, Inc.15,92642,681+26,7550.000.01+0.01buy
Cerity Partners LLC1,194,2651,217,956+23,6910.010.01-0.00buy
EP Wealth Advisors, LLC022,146+22,1460.000.00+0.00buy
SIGNATUREFD, LLC018,527+18,5270.000.00+0.00buy
Integrated Wealth Concepts LLC13,61031,606+17,9960.000.00+0.00buy
Avidian Wealth Enterprises, LLC016,998+16,9980.000.00+0.00buy
UMB Bank, n.a.158,854174,854+16,0000.020.02+0.00buy
CAPTRUST FINANCIAL ADVISORS1,536,9121,552,780+15,8680.020.02-0.00buy
Corient Private Wealth LLC015,081+15,0810.000.00+0.00buy
Kestra Advisory Services, LLC744,388759,329+14,9410.020.02-0.00buy
Ameritas Advisory Services, LLC42,21157,103+14,8920.010.01-0.00buy
First Heartland Consultants, Inc.013,428+13,4280.000.01+0.01buy
MONETA GROUP INVESTMENT ADVISORS LLC012,688+12,6880.000.00+0.00buy
McAlister, Sweet & Associates, Inc.17,19129,583+12,3920.080.12+0.04buy
IFG Advisory, LLC012,090+12,0900.000.00+0.00buy
Fiera Capital Corp329,854341,744+11,8900.010.01+0.00buy
NAPLES GLOBAL ADVISORS, LLC011,685+11,6850.000.01+0.01buy
FOUNDATIONS INVESTMENT ADVISORS, LLC010,994+10,9940.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC13,01824,008+10,9900.000.00+0.00buy
NewEdge Wealth, LLC010,077+10,0770.000.00+0.00buy
Southeast Asset Advisors, LLC010,000+10,0000.000.01+0.01buy
ROTHSCHILD INVESTMENT LLC71,07980,967+9,8880.030.02-0.00buy
Triumph Capital Management93,553103,070+9,5170.140.15+0.00buy
WHITTIER TRUST CO28,40037,532+9,1320.000.00+0.00buy
J. L. Bainbridge & Co., Inc.21,62930,571+8,9420.010.02+0.00buy
HRT FINANCIAL LP37,68745,587+7,9000.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC56,98464,859+7,8750.030.03-0.00buy
Spire Wealth Management79,96987,837+7,8680.020.02+0.00buy
MAI Capital Management5,67512,976+7,3010.000.00+0.00buy
TRUIST FINANCIAL CORP888,223895,417+7,1940.010.01-0.00buy
Quantum Portfolio Management LLC06,341+6,3410.000.02+0.02buy
BESSEMER GROUP INC06,000+6,0000.000.00+0.00buy
Moors & Cabot, Inc.539,130544,903+5,7730.170.17-0.01buy
CoreCap Advisors, LLC218,363222,698+4,3350.060.05-0.00buy
Rockefeller Capital Management L.P.50,00954,009+4,0000.000.00-0.00buy
WEDBUSH SECURITIES INC115,387119,264+3,8770.030.02-0.00buy
MERCER GLOBAL ADVISORS INC /ADV59,40263,120+3,7180.000.00-0.00buy
TWO SIGMA SECURITIES, LLC13,68417,131+3,4470.010.01-0.00buy
Beacon Pointe Advisors, LLC12,77616,035+3,2590.000.00+0.00buy
M Holdings Securities, Inc.27,93031,161+3,2310.020.03+0.02buy
Concord Wealth Partners28,15031,296+3,1460.030.03+0.00buy
Allworth Financial LP23,29126,244+2,9530.000.00+0.00buy
US BANCORP \DE\21,52124,262+2,7410.000.00+0.00buy
Quent Capital, LLC02,700+2,7000.000.00+0.00buy
ABOUND FINANCIAL, LLC02,569+2,5690.000.01+0.01buy
Jacobi Capital Management LLC24,47526,550+2,0750.010.01-0.00buy
RFG Advisory, LLC22,37324,434+2,0610.000.00-0.00buy
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV67,25069,250+2,0000.210.19-0.02buy
Cape Investment Advisory, Inc.01,991+1,9910.000.00+0.00buy
Concurrent Investment Advisors, LLC49,68051,605+1,9250.000.00-0.00buy
Collaborative Wealth Managment Inc.10,29012,076+1,7860.040.04+0.00buy
Johnson Financial Group, Inc.01,705+1,7050.000.00+0.00buy
Equitable Holdings, Inc.38,22139,903+1,6820.000.00-0.00buy
Focus Partners Wealth11,94813,547+1,5990.000.00+0.00buy
Vestmark Advisory Solutions, Inc.29,08130,609+1,5280.000.00-0.00buy
DAVENPORT & Co LLC240,022241,523+1,5010.010.01-0.00buy
MATHER GROUP, LLC.4,0395,222+1,1830.000.00+0.00buy
Apollon Wealth Management, LLC23,10724,143+1,0360.000.00-0.00buy
Fox Hill Wealth Management10,63311,669+1,0360.040.04-0.00buy
MARK SHEPTOFF FINANCIAL PLANNING, LLC01,000+1,0000.000.00+0.00buy
Cottage Street Advisors LLC49,79950,771+9720.160.15-0.01buy
Private Wealth Asset Management, LLC0960+9600.000.00+0.00buy
DIVERSIFY WEALTH MANAGEMENT, LLC98,70899,591+8830.010.01-0.00buy
IFP Advisors, Inc0816+8160.000.00+0.00buy
LifeSteps Financial, Inc.11,52012,320+8000.060.05-0.01buy
Sage Capital Advisors,llc43,89944,691+7920.080.07-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC1,221,7021,222,486+7840.010.01-0.00buy
Atlantic Union Bankshares Corp7481,500+7520.000.00+0.00buy
Powell Investment Advisors, LLC11,62712,284+6570.030.03+0.00buy
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