Stock Transactions — NUVEEN PFD &INCOME OPPORTUN

Total Bought
5,798,036
116 transactions
Total Sold
8,669,204
121 transactions
Net
-2,871,168
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
LPL Financial LLC1,609,2982,809,794+1,200,4960.010.01+0.00buy
MORGAN STANLEY12,503,76713,459,566+955,7990.010.01+0.00buy
BANK OF AMERICA CORP /DE/1,890,0002,500,025+610,0250.000.00+0.00buy
Baird Financial Group, Inc.158,656482,325+323,6690.000.01+0.00buy
Cetera Investment Advisers129,728345,396+215,6680.010.01-0.00buy
Advisors Asset Management, Inc.301,902477,939+176,0370.040.07+0.02buy
GUGGENHEIM CAPITAL LLC453,598582,384+128,7860.020.03+0.01buy
Hennion & Walsh Asset Management, Inc.558,415677,633+119,2180.220.26+0.04buy
WELLS FARGO & COMPANY/MN3,232,6723,345,432+112,7600.010.01+0.00buy
Invesco Ltd.4,313,1684,420,583+107,4150.010.01-0.00buy
GREATMARK INVESTMENT PARTNERS, INC.862,713967,236+104,5230.910.99+0.07buy
Janney Montgomery Scott LLC431,387532,770+101,3830.010.01+0.00buy
CAPTRUST FINANCIAL ADVISORS586,148675,202+89,0540.010.02+0.00buy
Capital Investment Advisors, LLC839,675926,888+87,2130.140.16+0.01buy
CHOREO, LLC083,362+83,3620.000.02+0.02buy
Sowell Financial Services LLC251,567330,100+78,5330.090.11+0.02buy
SIT INVESTMENT ASSOCIATES INC6,505,8926,578,667+72,7751.081.09+0.01buy
Cerity Partners LLC274,755343,262+68,5070.010.01+0.00buy
SageView Advisory Group, LLC18,44186,265+67,8240.010.18+0.18buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC35,49392,248+56,7550.110.25+0.13buy
PARK AVENUE SECURITIES LLC270,134326,379+56,2450.030.03+0.01buy
Ameritas Advisory Services, LLC050,568+50,5680.000.01+0.01buy
Walleye Capital LLC044,724+44,7240.000.00+0.00buy
XTX Topco Ltd039,998+39,9980.000.04+0.04buy
JAMES INVESTMENT RESEARCH, INC.036,500+36,5000.000.03+0.03buy
STIFEL FINANCIAL CORP515,478549,787+34,3090.000.00+0.00buy
Lido Advisors, LLC367,194400,716+33,5220.020.03+0.00buy
NewEdge Advisors, LLC211,759245,115+33,3560.010.02+0.00buy
Chicago Partners Investment Group LLC269,535300,509+30,9740.090.09+0.00buy
Bank of New York Mellon Corp027,289+27,2890.000.00+0.00buy
TRANSCEND CAPITAL ADVISORS, LLC15,33542,335+27,0000.010.02+0.02buy
FCA CORP /TX177,506203,555+26,0490.410.47+0.06buy
KESTRA PRIVATE WEALTH SERVICES, LLC18,98844,151+25,1630.000.01+0.00buy
FIRST TRUST ADVISORS LP256,225280,545+24,3200.000.00+0.00buy
Corient Private Wealth LLC27,74051,293+23,5530.000.00+0.00buy
HUB Investment Partners, LLC34,77958,268+23,4890.020.02+0.01buy
J. L. Bainbridge & Co., Inc.023,399+23,3990.000.02+0.02buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP023,173+23,1730.000.00+0.00buy
Laird Norton Wetherby Wealth Management, LLC15,83738,902+23,0650.010.01+0.01buy
Centurion Wealth Management LLC24,92546,476+21,5510.070.13+0.06buy
StoneX Group Inc.12,27232,860+20,5880.010.02+0.01buy
Aptus Capital Advisors, LLC020,096+20,0960.000.00+0.00buy
TRUIST FINANCIAL CORP315,010334,445+19,4350.000.00+0.00buy
Empower Advisory Group, LLC017,169+17,1690.000.00+0.00buy
TITLEIST ASSET MANAGEMENT, LLC015,491+15,4910.000.02+0.02buy
Carson Advisory Inc.19,31033,710+14,4000.100.17+0.07buy
Spire Wealth Management71,30185,649+14,3480.020.01-0.01buy
Wealth Advisory Solutions, LLC014,000+14,0000.000.03+0.03buy
SHUFRO ROSE & CO LLC17,50030,873+13,3730.010.02+0.01buy
INTEGRATED CAPITAL MANAGEMENT, INC.32,36544,959+12,5940.190.26+0.08buy
Second Line Capital, LLC012,551+12,5510.000.03+0.03buy
Future Financial Wealth Managment LLC012,000+12,0000.000.07+0.07buy
CIBC Private Wealth Group LLC011,541+11,5410.000.00+0.00buy
DEUTSCHE BANK AG\010,991+10,9910.000.00+0.00buy
Heritage Wealth Management, Inc. /CA/010,985+10,9850.000.08+0.08buy
US BANCORP \DE\2,26512,920+10,6550.000.00+0.00buy
Beacon Pointe Advisors, LLC17,44327,839+10,3960.000.00+0.00buy
RFG Advisory, LLC010,209+10,2090.000.00+0.00buy
Good Life Advisors, LLC010,133+10,1330.000.01+0.01buy
SMITH CHAS P & ASSOCIATES PA CPAS010,000+10,0000.000.00+0.00buy
Pacific Wealth Strategies Group, Inc.010,000+10,0000.000.06+0.06buy
Strategic Financial Concepts, LLC10,87720,553+9,6760.040.04-0.01buy
IEQ CAPITAL, LLC17,34026,555+9,2150.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC520,189528,701+8,5120.290.28-0.02buy
MML INVESTORS SERVICES, LLC10,56619,008+8,4420.000.00+0.00buy
Gilliland Jeter Wealth Management LLC07,575+7,5750.000.02+0.02buy
Penserra Capital Management LLC1,847,4991,854,872+7,3730.230.17-0.07buy
Resurgent Financial Advisors LLC6,75913,728+6,9690.030.05+0.02buy
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC48,71955,269+6,5500.150.16+0.01buy
Sunbelt Securities, Inc.04,780+4,7800.000.00+0.00buy
ROYAL BANK OF CANADA699,939704,485+4,5460.000.00+0.00buy
MSH Capital Advisors LLC192,132196,211+4,0790.490.50+0.01buy
Fortitude Advisory Group L.L.C.20,59824,297+3,6990.080.10+0.01buy
CARY STREET PARTNERS INVESTMENT ADVISORY LLC96,10599,742+3,6370.030.03-0.00buy
Virtu Financial LLC13,56317,029+3,4660.010.01+0.00buy
FMR LLC03,305+3,3050.000.00+0.00buy
FNY Investment Advisers, LLC03,000+3,0000.000.01+0.01buy
Pinnacle Wealth Planning Services, Inc.17,89220,404+2,5120.020.02+0.00buy
CLIFFORD SWAN INVESTMENT COUNSEL LLC18,95221,424+2,4720.000.01+0.00buy
Blue Trust, Inc.02,398+2,3980.000.00+0.00buy
Samalin Investment Counsel, LLC92,60394,740+2,1370.320.32+0.01buy
Fiera Capital Corp275,262277,253+1,9910.010.01+0.00buy
Kestra Advisory Services, LLC106,882108,844+1,9620.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO59,18661,126+1,9400.000.00+0.00buy
Occidental Asset Management, LLC10,72812,541+1,8130.020.02+0.00buy
Mariner, LLC106,256107,967+1,7110.000.00-0.00buy
Main Street Group, LTD01,681+1,6810.000.01+0.01buy
CWM, LLC7,5279,133+1,6060.000.00+0.00buy
NWF Advisory Services Inc.28,63830,138+1,5000.040.04-0.00buy
MGO ONE SEVEN LLC21,02822,493+1,4650.010.01+0.00buy
CITIGROUP INC1,1292,544+1,4150.000.00+0.00buy
NBC SECURITIES, INC.6,9438,218+1,2750.000.01+0.00buy
Accel Wealth Management82,97484,119+1,1450.280.26-0.02buy
Sage Capital Advisors,llc43,72844,448+7200.100.09-0.00buy
ASSETMARK, INC0711+7110.000.00+0.00buy
Stolper Co68,10068,776+6760.190.18-0.01buy
Investmark Advisory Group LLC42,03042,510+4800.170.17+0.00buy
Glass Jacobson Investment Advisors llc16,76117,211+4500.050.05+0.00buy
Beacon Capital Management, LLC12,80013,203+4030.020.02-0.00buy
BOYD WATTERSON ASSET MANAGEMENT LLC/OH0395+3950.000.00+0.00buy
Page 1 of 3