Stock TransactionsNUVEEN PFD & INCOME OPPORTUN

Total Bought
841,481
45 transactions
Total Sold
4,213,237
41 transactions
Net
-3,371,756
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Hennion & Walsh Asset Management, Inc.558,415677,633+119,2180.220.26+0.04buy
GREATMARK INVESTMENT PARTNERS, INC.862,713967,236+104,5230.910.99+0.07buy
Capital Investment Advisors, LLC839,675926,888+87,2130.140.16+0.01buy
Sowell Financial Services LLC251,567330,100+78,5330.090.11+0.02buy
SIT INVESTMENT ASSOCIATES INC6,505,8926,578,667+72,7751.081.09+0.01buy
SageView Advisory Group, LLC18,44186,265+67,8240.010.18+0.18buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC35,49392,248+56,7550.110.25+0.13buy
Chicago Partners Investment Group LLC269,535300,509+30,9740.090.09+0.00buy
TRANSCEND CAPITAL ADVISORS, LLC15,33542,335+27,0000.010.02+0.02buy
FCA CORP /TX177,506203,555+26,0490.410.47+0.06buy
HUB Investment Partners, LLC34,77958,268+23,4890.020.02+0.01buy
Laird Norton Wetherby Wealth Management, LLC15,83738,902+23,0650.010.01+0.01buy
Centurion Wealth Management LLC24,92546,476+21,5510.070.13+0.06buy
Carson Advisory Inc.19,31033,710+14,4000.100.17+0.07buy
SHUFRO ROSE & CO LLC17,50030,873+13,3730.010.02+0.01buy
INTEGRATED CAPITAL MANAGEMENT, INC.32,36544,959+12,5940.190.26+0.08buy
Strategic Financial Concepts, LLC10,87720,553+9,6760.040.04-0.01buy
IEQ CAPITAL, LLC17,34026,555+9,2150.000.00+0.00buy
Resurgent Financial Advisors LLC6,75913,728+6,9690.030.05+0.02buy
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC48,71955,269+6,5500.150.16+0.01buy
MSH Capital Advisors LLC192,132196,211+4,0790.490.50+0.01buy
Fortitude Advisory Group L.L.C.20,59824,297+3,6990.080.10+0.01buy
CARY STREET PARTNERS INVESTMENT ADVISORY LLC96,10599,742+3,6370.030.03-0.00buy
Pinnacle Wealth Planning Services, Inc.17,89220,404+2,5120.020.02+0.00buy
CLIFFORD SWAN INVESTMENT COUNSEL LLC18,95221,424+2,4720.000.01+0.00buy
Samalin Investment Counsel, LLC92,60394,740+2,1370.320.32+0.01buy
Fiera Capital Corp275,262277,253+1,9910.010.01+0.00buy
Occidental Asset Management, LLC10,72812,541+1,8130.020.02+0.00buy
NWF Advisory Services Inc.28,63830,138+1,5000.040.04-0.00buy
MGO ONE SEVEN LLC21,02822,493+1,4650.010.01+0.00buy
Accel Wealth Management82,97484,119+1,1450.280.26-0.02buy
Sage Capital Advisors,llc43,72844,448+7200.100.09-0.00buy
Stolper Co68,10068,776+6760.190.18-0.01buy
Investmark Advisory Group LLC42,03042,510+4800.170.17+0.00buy
Glass Jacobson Investment Advisors llc16,76117,211+4500.050.05+0.00buy
International Private Wealth Advisors LLC20,29120,674+3830.140.29+0.15buy
BEACON FINANCIAL GROUP13,43213,705+2730.010.01+0.00buy
Realta Investment Advisors19,46819,640+1720.030.03-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC49,25949,302+430.040.04-0.01buy
HAZLETT, BURT & WATSON, INC.5,6915,732+410.030.02-0.00buy
Concord Wealth Partners1,9071,933+260.000.00-0.00buy
MELFA WEALTH MANAGEMENT, INC.104,441104,456+150.660.54-0.12buy
Ausdal Financial Partners, Inc.23,18623,190+40.020.02-0.00buy
Gleason Group, Inc.2021+10.000.00-0.00buy
WealthTrust Axiom LLC22,32922,330+10.050.05+0.00buy
WESBANCO BANK INC21,15821,155-30.010.01-0.00sell
Caldwell Trust Co2,0881,908-1800.000.00-0.00sell
Shulman DeMeo Asset Management LLC91,16990,695-4740.170.17-0.00sell
Curi Capital, LLC37,58537,045-5400.010.01-0.00sell
STEEL GROVE CAPITAL ADVISORS, LLC12,35911,653-7060.010.01-0.00sell
E&G Advisors, LP113,400112,350-1,0500.270.25-0.02sell
Gerber Kawasaki Wealth & Investment Management14,95513,899-1,0560.010.01-0.00sell
Pathway Financial Advisers, LLC12,92411,510-1,4140.030.03-0.00sell
Waterfront Wealth Inc.23,22021,749-1,4710.050.04-0.00sell
PETRA FINANCIAL ADVISORS INC206,489204,892-1,5971.171.08-0.08sell
Patriot Financial Group Insurance Agency, LLC39,64337,974-1,6690.050.04-0.01sell
Financial Advocates Investment Management17,05715,107-1,9500.010.01-0.00sell
Stonegate Investment Group, LLC17,96515,988-1,9770.000.00-0.00sell
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV41,00039,000-2,0000.140.13-0.01sell
CITY HOLDING CO3,4521,435-2,0170.000.00-0.00sell
Financial Enhancement Group LLC74,56871,977-2,5910.090.08-0.01sell
Concurrent Investment Advisors, LLC29,94027,305-2,6350.010.01-0.00sell
Stonebrook Private Inc.23,01519,421-3,5940.050.04-0.01sell
WATERSHED PRIVATE WEALTH LLC20,64316,847-3,7960.080.05-0.02sell
Berger Financial Group, Inc29,01925,012-4,0070.020.01-0.01sell
Marathon Trading Investment Management LLC55,00050,000-5,0000.020.03+0.01sell
Creekmur Asset Management LLC11,1535,066-6,0870.020.01-0.01sell
PSI Advisors, LLC13,0966,500-6,5960.030.02-0.02sell
Wealthcare Advisory Partners LLC97,95491,290-6,6640.030.02-0.00sell
CALDWELL SUTTER CAPITAL, INC.33,86427,144-6,7200.120.09-0.02sell
AXS Investments LLC27,00020,000-7,0000.040.03-0.01sell
MERIDIAN INVESTMENT COUNSEL INC.31,85021,850-10,0000.070.05-0.02sell
BURNEY CO/61,70048,913-12,7870.020.01-0.00sell
Operose Advisors LLC60,50644,465-16,0410.160.11-0.06sell
MOSAIC FAMILY WEALTH PARTNERS, LLC76,58759,470-17,1170.090.07-0.02sell
Moors & Cabot, Inc.566,648542,696-23,9520.240.21-0.03sell
Eschler Asset Management LLP39,00012,000-27,0000.220.06-0.17sell
LexAurum Advisors, LLC71,52744,260-27,2670.130.08-0.05sell
Wela Strategies, Inc.143,91689,226-54,6900.520.30-0.22sell
Bramshill Investments, LLC67,23711,319-55,9180.040.01-0.04sell
Rareview Capital LLC408,615289,879-118,7362.542.05-0.49sell
Thomas J. Herzfeld Advisors, Inc.1,317,5561,165,060-152,4963.272.96-0.31sell
Shaker Financial Services, LLC472,136158,013-314,1231.310.44-0.87sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.784,537438,121-346,4160.470.28-0.20sell
AQR Arbitrage LLC2,219,1161,818,591-400,5250.610.46-0.15sell
RIVERNORTH CAPITAL MANAGEMENT, LLC9,605,6447,042,269-2,563,3753.112.45-0.66sell
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