| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 12,503,767 | 13,459,566 | +955,799 | 0.01 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 9,605,644 | 7,042,269 | -2,563,375 | 3.11 | 2.45 | -0.66 | sell |
| SIT INVESTMENT ASSOCIATES INC | 6,505,892 | 6,578,667 | +72,775 | 1.08 | 1.09 | +0.01 | buy |
| Invesco Ltd. | 4,313,168 | 4,420,583 | +107,415 | 0.01 | 0.01 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 3,232,672 | 3,345,432 | +112,760 | 0.01 | 0.01 | +0.00 | buy |
| UBS Group AG | 3,386,454 | 3,319,616 | -66,838 | 0.01 | 0.01 | -0.00 | sell |
| LPL Financial LLC | 1,609,298 | 2,809,794 | +1,200,496 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,890,000 | 2,500,025 | +610,025 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 1,847,499 | 1,854,872 | +7,373 | 0.23 | 0.17 | -0.07 | buy |
| AQR Arbitrage LLC | 2,219,116 | 1,818,591 | -400,525 | 0.61 | 0.46 | -0.15 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 1,791,757 | 1,763,421 | -28,336 | 0.02 | 0.02 | -0.00 | sell |
| ALGEBRIS (UK) LTD | 1,429,820 | 1,429,820 | 0 | 4.57 | 4.23 | -0.34 | hold |
| COHEN & STEERS, INC. | 1,395,741 | 1,395,741 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,317,556 | 1,165,060 | -152,496 | 3.27 | 2.96 | -0.31 | sell |
| AMERIPRISE FINANCIAL INC | 1,068,819 | 1,067,338 | -1,481 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 1,162,523 | 996,590 | -165,933 | 0.00 | 0.00 | -0.00 | sell |
| GREATMARK INVESTMENT PARTNERS, INC. | 862,713 | 967,236 | +104,523 | 0.91 | 0.99 | +0.07 | buy |
| Capital Investment Advisors, LLC | 839,675 | 926,888 | +87,213 | 0.14 | 0.16 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 830,819 | 815,105 | -15,714 | 0.01 | 0.01 | +0.00 | sell |
| ROYAL BANK OF CANADA | 699,939 | 704,485 | +4,546 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 558,415 | 677,633 | +119,218 | 0.22 | 0.26 | +0.04 | buy |
| CAPTRUST FINANCIAL ADVISORS | 586,148 | 675,202 | +89,054 | 0.01 | 0.02 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 453,598 | 582,384 | +128,786 | 0.02 | 0.03 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 515,478 | 549,787 | +34,309 | 0.00 | 0.00 | +0.00 | buy |
| Moors & Cabot, Inc. | 566,648 | 542,696 | -23,952 | 0.24 | 0.21 | -0.03 | sell |
| Janney Montgomery Scott LLC | 431,387 | 532,770 | +101,383 | 0.01 | 0.01 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 536,787 | 532,426 | -4,361 | 0.07 | 0.06 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 520,189 | 528,701 | +8,512 | 0.29 | 0.28 | -0.02 | buy |
| Baird Financial Group, Inc. | 158,656 | 482,325 | +323,669 | 0.00 | 0.01 | +0.00 | buy |
| Advisors Asset Management, Inc. | 301,902 | 477,939 | +176,037 | 0.04 | 0.07 | +0.02 | buy |
| Pathstone Holdings, LLC | 553,447 | 476,282 | -77,165 | 0.02 | 0.02 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 482,426 | 475,059 | -7,367 | 0.01 | 0.01 | -0.00 | sell |
| PROTECTIVE LIFE CORP | 440,000 | 440,000 | 0 | 100.00 | 100.00 | 0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 784,537 | 438,121 | -346,416 | 0.47 | 0.28 | -0.20 | sell |
| Lido Advisors, LLC | 367,194 | 400,716 | +33,522 | 0.02 | 0.03 | +0.00 | buy |
| Cetera Investment Advisers | 129,728 | 345,396 | +215,668 | 0.01 | 0.01 | -0.00 | buy |
| Cerity Partners LLC | 274,755 | 343,262 | +68,507 | 0.01 | 0.01 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 315,010 | 334,445 | +19,435 | 0.00 | 0.00 | +0.00 | buy |
| Sowell Financial Services LLC | 251,567 | 330,100 | +78,533 | 0.09 | 0.11 | +0.02 | buy |
| PARK AVENUE SECURITIES LLC | 270,134 | 326,379 | +56,245 | 0.03 | 0.03 | +0.01 | buy |
| Chicago Partners Investment Group LLC | 269,535 | 300,509 | +30,974 | 0.09 | 0.09 | +0.00 | buy |
| Rareview Capital LLC | 408,615 | 289,879 | -118,736 | 2.54 | 2.05 | -0.49 | sell |
| FIRST TRUST ADVISORS LP | 256,225 | 280,545 | +24,320 | 0.00 | 0.00 | +0.00 | buy |
| Fiera Capital Corp | 275,262 | 277,253 | +1,991 | 0.01 | 0.01 | +0.00 | buy |
| NewEdge Advisors, LLC | 211,759 | 245,115 | +33,356 | 0.01 | 0.02 | +0.00 | buy |
| CoreCap Advisors, LLC | 264,715 | 240,931 | -23,784 | 0.12 | 0.09 | -0.02 | sell |
| DAVENPORT & Co LLC | 220,730 | 219,873 | -857 | 0.01 | 0.01 | -0.00 | sell |
| PETRA FINANCIAL ADVISORS INC | 206,489 | 204,892 | -1,597 | 1.17 | 1.08 | -0.08 | sell |
| FCA CORP /TX | 177,506 | 203,555 | +26,049 | 0.41 | 0.47 | +0.06 | buy |
| MSH Capital Advisors LLC | 192,132 | 196,211 | +4,079 | 0.49 | 0.50 | +0.01 | buy |
| Jupiter Wealth Management LLC | 182,794 | 182,794 | 0 | 0.73 | 0.70 | -0.03 | hold |
| Private Advisor Group, LLC | 182,964 | 175,476 | -7,488 | 0.01 | 0.01 | -0.00 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 172,412 | 158,412 | -14,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 472,136 | 158,013 | -314,123 | 1.31 | 0.44 | -0.87 | sell |
| Geneos Wealth Management Inc. | 163,706 | 152,772 | -10,934 | 0.05 | 0.05 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 645,879 | 128,821 | -517,058 | 0.01 | 0.00 | -0.01 | sell |
| E&G Advisors, LP | 113,400 | 112,350 | -1,050 | 0.27 | 0.25 | -0.02 | sell |
| Kestra Advisory Services, LLC | 106,882 | 108,844 | +1,962 | 0.01 | 0.01 | -0.00 | buy |
| Mariner, LLC | 106,256 | 107,967 | +1,711 | 0.00 | 0.00 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 104,441 | 104,456 | +15 | 0.66 | 0.54 | -0.12 | buy |
| WEDBUSH SECURITIES INC | 103,986 | 103,154 | -832 | 0.03 | 0.03 | -0.00 | sell |
| Palogic Value Management, L.P. | 102,293 | 102,293 | 0 | 0.31 | 0.32 | +0.01 | hold |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 96,105 | 99,742 | +3,637 | 0.03 | 0.03 | -0.00 | buy |
| Samalin Investment Counsel, LLC | 92,603 | 94,740 | +2,137 | 0.32 | 0.32 | +0.01 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 35,493 | 92,248 | +56,755 | 0.11 | 0.25 | +0.13 | buy |
| WHITTIER TRUST CO | 98,678 | 91,507 | -7,171 | 0.01 | 0.01 | -0.00 | sell |
| Wealthcare Advisory Partners LLC | 97,954 | 91,290 | -6,664 | 0.03 | 0.02 | -0.00 | sell |
| Shulman DeMeo Asset Management LLC | 91,169 | 90,695 | -474 | 0.17 | 0.17 | -0.00 | sell |
| Wela Strategies, Inc. | 143,916 | 89,226 | -54,690 | 0.52 | 0.30 | -0.22 | sell |
| HighTower Advisors, LLC | 374,731 | 88,804 | -285,927 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 89,616 | 87,445 | -2,171 | 0.00 | 0.00 | -0.00 | sell |
| SageView Advisory Group, LLC | 18,441 | 86,265 | +67,824 | 0.01 | 0.18 | +0.18 | buy |
| Spire Wealth Management | 71,301 | 85,649 | +14,348 | 0.02 | 0.01 | -0.01 | buy |
| Accel Wealth Management | 82,974 | 84,119 | +1,145 | 0.28 | 0.26 | -0.02 | buy |
| CHOREO, LLC | 0 | 83,362 | +83,362 | 0.00 | 0.02 | +0.02 | buy |
| PRINCIPAL SECURITIES, INC. | 81,443 | 80,579 | -864 | 0.02 | 0.02 | -0.00 | sell |
| MARINO, STRAM & ASSOCIATES LLC | 79,161 | 79,161 | 0 | 0.14 | 0.13 | -0.00 | hold |
| LEVEL FOUR ADVISORY SERVICES, LLC | 76,337 | 76,337 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Atria Wealth Solutions, Inc. | 98,517 | 73,869 | -24,648 | 0.01 | 0.01 | -0.00 | sell |
| Financial Enhancement Group LLC | 74,568 | 71,977 | -2,591 | 0.09 | 0.08 | -0.01 | sell |
| Stolper Co | 68,100 | 68,776 | +676 | 0.19 | 0.18 | -0.01 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 59,186 | 61,126 | +1,940 | 0.00 | 0.00 | +0.00 | buy |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 76,587 | 59,470 | -17,117 | 0.09 | 0.07 | -0.02 | sell |
| RVW Wealth, LLC | 58,500 | 58,500 | 0 | 0.04 | 0.04 | -0.00 | hold |
| HUB Investment Partners, LLC | 34,779 | 58,268 | +23,489 | 0.02 | 0.02 | +0.01 | buy |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 48,719 | 55,269 | +6,550 | 0.15 | 0.16 | +0.01 | buy |
| TOWNSQUARE CAPITAL LLC | 55,804 | 54,247 | -1,557 | 0.01 | 0.01 | -0.00 | sell |
| Gridiron Partners, LLC | 52,969 | 52,969 | 0 | 0.25 | 0.24 | -0.01 | hold |
| HARBOUR INVESTMENTS, INC. | 51,939 | 51,939 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CSS LLC/IL | 51,605 | 51,605 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Live Oak Private Wealth LLC | 51,460 | 51,460 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Corient Private Wealth LLC | 27,740 | 51,293 | +23,553 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Advisory Services, LLC | 0 | 50,568 | +50,568 | 0.00 | 0.01 | +0.01 | buy |
| Marathon Trading Investment Management LLC | 55,000 | 50,000 | -5,000 | 0.07 | 0.14 | +0.07 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 49,259 | 49,302 | +43 | 0.04 | 0.04 | -0.01 | buy |
| BURNEY CO/ | 61,700 | 48,913 | -12,787 | 0.02 | 0.01 | -0.00 | sell |
| One Wealth Management Investment & Advisory Services, LLC | 47,965 | 47,965 | 0 | 0.14 | 0.14 | -0.00 | hold |
| OPPENHEIMER & CO INC | 67,225 | 47,110 | -20,115 | 0.01 | 0.01 | -0.00 | sell |
| Centurion Wealth Management LLC | 24,925 | 46,476 | +21,551 | 0.07 | 0.13 | +0.06 | buy |
| 49 WEALTH MANAGEMENT, LLC | 46,409 | 46,409 | 0 | 0.08 | 0.07 | -0.01 | hold |