Stock TransactionsNUVEEN PFD & INCOME OPPORTUN

Total Bought
161,932
37 transactions
Total Sold
1,016,702
27 transactions
Net
-854,770
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Wealth Advisory Solutions, LLC200,593244,083+43,4900.440.51+0.07buy
Shaker Financial Services, LLC13,96553,000+39,0350.040.16+0.12buy
Triumph Capital Management81,578100,914+19,3360.220.27+0.05buy
PSI Advisors, LLC10,25819,427+9,1690.020.05+0.03buy
MARINO, STRAM & ASSOCIATES LLC79,16186,571+7,4100.140.15+0.02buy
Uptown Financial Advisors LLC25,30031,600+6,3000.210.26+0.05buy
SHUFRO ROSE & CO LLC12,84118,373+5,5320.010.01+0.00buy
Chicago Partners Investment Group LLC321,537326,501+4,9640.090.08-0.00buy
GREATMARK INVESTMENT PARTNERS, INC.994,010998,565+4,5551.061.08+0.02buy
Samalin Investment Counsel, LLC106,191110,574+4,3830.360.36-0.00buy
Sage Capital Management, LLC21,00024,500+3,5000.080.11+0.02buy
SMITH CHAS P & ASSOCIATES PA CPAS15,00017,500+2,5000.010.01+0.00buy
Carson Advisory Inc.47,43349,861+2,4280.260.27+0.01buy
Wealthcare Advisory Partners LLC82,57384,322+1,7490.020.02-0.00buy
Kingstone Capital Partners Texas, LLC16,88818,598+1,7100.110.12+0.01buy
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV45,25046,250+1,0000.170.19+0.01buy
FCA CORP /TX436,615437,513+8981.071.11+0.04buy
Stolper Co65,88966,647+7580.170.17+0.00buy
IFG Advisory, LLC40,08140,632+5510.020.02+0.00buy
MSH Capital Advisors LLC200,704201,095+3910.500.50-0.00buy
International Private Wealth Advisors LLC22,24322,589+3460.170.17-0.00buy
Fortitude Advisory Group L.L.C.25,22025,561+3410.120.13+0.01buy
Summit Trail Advisors, LLC17,54717,841+2940.010.00-0.00buy
Realta Investment Advisors20,60620,844+2380.070.08+0.01buy
Concord Wealth Partners2,0282,263+2350.000.00+0.00buy
BEACON FINANCIAL GROUP14,76614,983+2170.010.01+0.00buy
Certified Advisory Corp10,51810,647+1290.010.01+0.00buy
Bramshill Investments, LLC82,44182,558+1170.100.07-0.03buy
Berger Financial Group, Inc23,16723,283+1160.010.01+0.00buy
Pathway Financial Advisers, LLC11,77411,848+740.030.03+0.00buy
Advisor OS, LLC29,29929,364+650.030.03-0.00buy
Beacon Financial Advisory LLC13,19813,232+340.030.03-0.00buy
HAZLETT, BURT & WATSON, INC.4,5474,579+320.020.02+0.00buy
Creekmur Asset Management LLC1,4591,481+220.000.00-0.00buy
Waterfront Wealth Inc.19,77219,779+70.040.04+0.00buy
Patriot Financial Group Insurance Agency, LLC33,28533,290+50.040.04+0.00buy
Gleason Group, Inc.2223+10.000.00+0.00buy
HUB Investment Partners, LLC40,90640,897-90.010.01-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC28,53828,250-2880.000.00-0.00sell
CARY STREET PARTNERS FINANCIAL LLC103,559102,912-6470.030.03-0.00sell
Post Resch Tallon Group Inc.15,29714,560-7370.120.12+0.00sell
Shulman DeMeo Asset Management LLC90,60089,654-9460.190.20+0.01sell
Investmark Advisory Group LLC44,49743,532-9650.170.17-0.00sell
Strategic Financial Concepts, LLC20,88119,768-1,1130.030.03-0.00sell
LEVEL FOUR ADVISORY SERVICES, LLC73,42371,886-1,5370.020.02-0.00sell
Ausdal Financial Partners, Inc.21,16419,432-1,7320.010.01-0.00sell
E&G Advisors, LP93,65091,850-1,8000.200.21+0.01sell
WealthTrust Axiom LLC21,78219,879-1,9030.050.05-0.00sell
Financial Advocates Investment Management15,18513,264-1,9210.010.01+0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC54,01451,225-2,7890.040.04-0.00sell
Smith Asset Management Co., LLC360,091357,253-2,8382.762.68-0.08sell
U.S. Capital Wealth Advisors, LLC17,80214,602-3,2000.000.00-0.00sell
Prairie Wealth Advisors, Inc.33,76830,201-3,5670.130.12-0.01sell
PARSONS CAPITAL MANAGEMENT INC/RI17,37713,695-3,6820.010.01-0.00sell
Accel Wealth Management77,57873,070-4,5080.230.21-0.02sell
Sage Capital Advisors,llc50,62946,063-4,5660.100.10-0.01sell
J. L. Bainbridge & Co., Inc.26,85218,991-7,8610.020.02-0.00sell
Northstar Financial Companies, Inc.44,48335,787-8,6960.330.31-0.02sell
IBEX WEALTH ADVISORS326,705312,607-14,0980.300.33+0.03sell
Capital Investment Advisors, LLC366,653351,818-14,8350.060.05-0.00sell
Moors & Cabot, Inc.559,341531,623-27,7180.210.21+0.01sell
Hennion & Walsh Asset Management, Inc.789,682737,390-52,2920.280.26-0.02sell
COHEN & STEERS, INC.995,741785,251-210,4900.010.01-0.00sell
SIT INVESTMENT ASSOCIATES INC4,747,9594,105,995-641,9640.850.77-0.08sell
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