Stock Transactions — NUVEEN PFD &INCOME OPPORTUN

Total Bought
4,895,332
132 transactions
Total Sold
5,081,393
118 transactions
Net
-186,061
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ROYAL BANK OF CANADA1,130,4742,881,952+1,751,4780.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS1,211,3391,536,912+325,5730.020.02+0.00buy
BANK OF AMERICA CORP /DE/4,522,2674,777,122+254,8550.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC3,823,9224,071,964+248,0420.010.01-0.00buy
WELLS FARGO & COMPANY/MN4,403,0454,648,791+245,7460.010.01+0.00buy
Jupiter Wealth Management LLC0168,733+168,7330.000.53+0.53buy
Cerity Partners LLC1,025,6201,194,265+168,6450.010.01+0.00buy
HARBOUR INVESTMENTS, INC.96,870206,694+109,8240.020.02+0.01buy
TRUIST FINANCIAL CORP787,910888,223+100,3130.010.01+0.00buy
MILLENNIUM MANAGEMENT LLC099,353+99,3530.000.00+0.00buy
XTX Topco Ltd090,392+90,3920.000.01+0.01buy
Kestra Advisory Services, LLC657,118744,388+87,2700.020.02-0.00buy
UBS Group AG4,314,9734,399,194+84,2210.010.01-0.00buy
Waverly Advisors, LLC14,01186,099+72,0880.000.00+0.00buy
Cetera Investment Advisers733,307803,340+70,0330.010.01-0.00buy
Everstar Asset Management, LLC066,075+66,0750.000.27+0.27buy
FIFTH THIRD BANCORP9,88070,860+60,9800.000.00+0.00buy
WEALTH EFFECTS LLC056,090+56,0900.000.15+0.15buy
Virtu Financial LLC038,097+38,0970.000.01+0.01buy
HRT FINANCIAL LP037,687+37,6870.000.00+0.00buy
AMERIPRISE FINANCIAL INC757,993794,989+36,9960.000.00-0.00buy
Patriot Financial Group Insurance Agency, LLC34,48568,970+34,4850.030.03-0.00buy
Arkadios Wealth Advisors032,979+32,9790.000.00+0.00buy
SMITHBRIDGE ASSET MANAGEMENT INC/DE032,062+32,0620.000.04+0.04buy
LPL Financial LLC2,252,9952,279,903+26,9080.000.00-0.00buy
Mission Hills Financial Advisory, LLC86,884112,170+25,2860.370.43+0.06buy
Pathstone Holdings, LLC49,57074,508+24,9380.000.00+0.00buy
Steward Partners Investment Advisory, LLC326,921351,622+24,7010.010.01-0.00buy
MERCER GLOBAL ADVISORS INC /ADV35,01659,402+24,3860.000.00+0.00buy
Western Wealth Management, LLC023,967+23,9670.000.01+0.01buy
OSAIC HOLDINGS, INC.1,190,3061,214,016+23,7100.010.01-0.00buy
MGO ONE SEVEN LLC961,953982,812+20,8590.160.15-0.01buy
McAlister, Sweet & Associates, Inc.017,191+17,1910.000.08+0.08buy
WOLVERINE ASSET MANAGEMENT LLC016,887+16,8870.000.00+0.00buy
PSI Advisors, LLC015,861+15,8610.000.03+0.03buy
Prospera Financial Services Inc67,42182,462+15,0410.010.01+0.00buy
StoneX Group Inc.77,52592,101+14,5760.030.04+0.01buy
Wealthcare Advisory Partners LLC123,451137,282+13,8310.020.02+0.00buy
IHT Wealth Management, LLC32,14645,844+13,6980.010.01+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP33,85047,450+13,6000.000.00+0.00buy
Abel Hall, LLC70,00083,600+13,6000.130.13+0.00buy
HUB Investment Partners, LLC24,46237,578+13,1160.010.01+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC013,018+13,0180.000.00+0.00buy
SEGALL BRYANT & HAMILL, LLC013,015+13,0150.000.00+0.00buy
Beacon Pointe Advisors, LLC012,776+12,7760.000.00+0.00buy
Dakota Wealth Management012,092+12,0920.000.00+0.00buy
Focus Partners Wealth011,948+11,9480.000.00+0.00buy
SAGESPRING WEALTH PARTNERS, LLC010,931+10,9310.000.00+0.00buy
FCA CORP /TX515,677526,494+10,8171.181.12-0.06buy
GUGGENHEIM CAPITAL LLC1,896,8261,907,472+10,6460.110.11+0.00buy
Bank of New York Mellon Corp18,42728,882+10,4550.000.00+0.00buy
WHITTIER TRUST CO OF NEVADA INC4,94315,387+10,4440.000.00+0.00buy
Savvy Advisors, Inc.43,26553,244+9,9790.010.01-0.00buy
Equitable Holdings, Inc.29,05938,221+9,1620.000.00+0.00buy
HighTower Advisors, LLC146,735155,624+8,8890.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.423,675431,675+8,0000.010.01-0.00buy
US BANCORP \DE\14,02121,521+7,5000.000.00+0.00buy
Pacific Wealth Strategies Group, Inc.13,00020,000+7,0000.060.09+0.03buy
Farther Finance Advisors, LLC21,70028,466+6,7660.000.00+0.00buy
CARY STREET PARTNERS FINANCIAL LLC130,528137,079+6,5510.030.03-0.00buy
KINGSWOOD WEALTH ADVISORS, LLC31,39237,182+5,7900.010.01+0.00buy
ROTHSCHILD INVESTMENT LLC66,23671,079+4,8430.030.03-0.00buy
Strategic Financial Concepts, LLC12,55417,274+4,7200.090.03-0.06buy
Creative Planning29,56434,277+4,7130.000.00+0.00buy
Opal Wealth Advisors, LLC04,700+4,7000.000.01+0.01buy
MATHER GROUP, LLC.04,039+4,0390.000.00+0.00buy
WEDBUSH SECURITIES INC111,354115,387+4,0330.030.03-0.00buy
Jacobi Capital Management LLC20,47524,475+4,0000.010.01+0.00buy
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV63,25067,250+4,0000.210.21-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO40,88844,644+3,7560.000.00-0.00buy
RFG Advisory, LLC18,86722,373+3,5060.000.00+0.00buy
Gerber Kawasaki Wealth & Investment Management13,42616,622+3,1960.000.00+0.00buy
Triumph Capital Management90,50693,553+3,0470.160.14-0.01buy
FNY Investment Advisers, LLC03,000+3,0000.000.01+0.01buy
MOSAIC FAMILY WEALTH PARTNERS, LLC58,44461,444+3,0000.050.05-0.00buy
Larson Financial Group LLC02,765+2,7650.000.00+0.00buy
Kovack Advisors, Inc.34,11736,773+2,6560.010.02+0.00buy
J. L. Bainbridge & Co., Inc.18,99121,629+2,6380.010.01+0.00buy
Kingstone Capital Partners Texas, LLC25,99728,578+2,5810.120.13+0.01buy
WHITTIER TRUST CO25,83528,400+2,5650.000.00+0.00buy
CWM, LLC8,79911,345+2,5460.000.00+0.00buy
Investmark Advisory Group LLC45,48648,023+2,5370.160.15-0.00buy
Moors & Cabot, Inc.536,942539,130+2,1880.190.17-0.01buy
Geneos Wealth Management Inc.196,865198,972+2,1070.040.03-0.00buy
Sage Capital Advisors,llc42,19343,899+1,7060.080.08-0.00buy
Main Street Group, LTD01,681+1,6810.000.00+0.00buy
STOCK YARDS BANK & TRUST CO10,90412,304+1,4000.000.00+0.00buy
Quantinno Capital Management LP17,64018,955+1,3150.000.00-0.00buy
Sunbelt Securities, Inc.8,0009,084+1,0840.000.00-0.00buy
GHP Investment Advisors, Inc.1,2292,228+9990.000.00+0.00buy
Founders Financial Alliance, LLC23,10824,017+9090.040.03-0.00buy
DAYMARK WEALTH PARTNERS, LLC34,40535,255+8500.010.01-0.00buy
POM Investment Strategies, LLC0699+6990.000.01+0.01buy
Beaird Harris Wealth Management, LLC0624+6240.000.00+0.00buy
Abound Wealth Management0588+5880.000.00+0.00buy
Etesian Wealth Advisors, Inc.14,00014,500+5000.040.03-0.00buy
Wealthspire Advisors, LLC202,186202,659+4730.010.01-0.00buy
Concord Wealth Partners27,72528,150+4250.030.03-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC83,68284,083+4010.020.02-0.00buy
SALEM INVESTMENT COUNSELORS INC0374+3740.000.00+0.00buy
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