NUVEEN PFD & INCOME OPPORTUN
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| Patriot Financial Group Insurance Agency, LLC | 34,485 | 68,970 | +34,485 | 0.03 | 0.03 | -0.00 | buy |
| Mission Hills Financial Advisory, LLC | 86,884 | 112,170 | +25,286 | 0.37 | 0.43 | +0.06 | buy |
| StoneX Group Inc. | 77,525 | 92,101 | +14,576 | 0.03 | 0.04 | +0.01 | buy |
| Abel Hall, LLC | 70,000 | 83,600 | +13,600 | 0.13 | 0.13 | +0.00 | buy |
| FCA CORP /TX | 515,677 | 526,494 | +10,817 | 1.18 | 1.12 | -0.06 | buy |
| Pacific Wealth Strategies Group, Inc. | 13,000 | 20,000 | +7,000 | 0.06 | 0.09 | +0.03 | buy |
| CARY STREET PARTNERS FINANCIAL LLC | 130,528 | 137,079 | +6,551 | 0.03 | 0.03 | -0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 31,392 | 37,182 | +5,790 | 0.01 | 0.01 | +0.00 | buy |
| Strategic Financial Concepts, LLC | 12,554 | 17,274 | +4,720 | 0.09 | 0.03 | -0.06 | buy |
| Jacobi Capital Management LLC | 20,475 | 24,475 | +4,000 | 0.01 | 0.01 | +0.00 | buy |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | 63,250 | 67,250 | +4,000 | 0.21 | 0.21 | -0.00 | buy |
| Gerber Kawasaki Wealth & Investment Management | 13,426 | 16,622 | +3,196 | 0.00 | 0.00 | +0.00 | buy |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 58,444 | 61,444 | +3,000 | 0.05 | 0.05 | -0.00 | buy |
| J. L. Bainbridge & Co., Inc. | 18,991 | 21,629 | +2,638 | 0.01 | 0.01 | +0.00 | buy |
| Kingstone Capital Partners Texas, LLC | 25,997 | 28,578 | +2,581 | 0.12 | 0.13 | +0.01 | buy |
| Investmark Advisory Group LLC | 45,486 | 48,023 | +2,537 | 0.16 | 0.15 | -0.00 | buy |
| Moors & Cabot, Inc. | 536,942 | 539,130 | +2,188 | 0.19 | 0.17 | -0.01 | buy |
| Sage Capital Advisors,llc | 42,193 | 43,899 | +1,706 | 0.08 | 0.08 | -0.00 | buy |
| STOCK YARDS BANK & TRUST CO | 10,904 | 12,304 | +1,400 | 0.00 | 0.00 | +0.00 | buy |
| Founders Financial Alliance, LLC | 23,108 | 24,017 | +909 | 0.04 | 0.03 | -0.00 | buy |
| DAYMARK WEALTH PARTNERS, LLC | 34,405 | 35,255 | +850 | 0.01 | 0.01 | -0.00 | buy |
| Etesian Wealth Advisors, Inc. | 14,000 | 14,500 | +500 | 0.04 | 0.03 | -0.00 | buy |
| Wealthspire Advisors, LLC | 202,186 | 202,659 | +473 | 0.01 | 0.01 | -0.00 | buy |
| Concord Wealth Partners | 27,725 | 28,150 | +425 | 0.03 | 0.03 | -0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 83,682 | 84,083 | +401 | 0.02 | 0.02 | -0.00 | buy |
| Wagner Wealth Management, LLC | 23,465 | 23,718 | +253 | 0.04 | 0.04 | -0.00 | buy |
| Realta Investment Advisors | 15,668 | 15,908 | +240 | 0.04 | 0.04 | -0.00 | buy |
| BEACON FINANCIAL GROUP | 16,112 | 16,332 | +220 | 0.01 | 0.01 | -0.00 | buy |
| Royal Fund Management, LLC | 13,823 | 14,034 | +211 | 0.01 | 0.01 | -0.00 | buy |
| Aspire Growth Partners LLC | 12,564 | 12,756 | +192 | 0.07 | 0.07 | -0.00 | buy |
| Berger Financial Group, Inc | 24,179 | 24,344 | +165 | 0.01 | 0.01 | -0.00 | buy |
| W.H. Cornerstone Investments Inc. | 10,489 | 10,649 | +160 | 0.05 | 0.05 | -0.00 | buy |
| LEIGH BALDWIN & CO., LLC | 10,380 | 10,538 | +158 | 0.06 | 0.05 | -0.00 | buy |
| Johnson & White Wealth Management, LLC | 11,767 | 11,911 | +144 | 0.04 | 0.04 | -0.00 | buy |
| Certified Advisory Corp | 11,320 | 11,451 | +131 | 0.01 | 0.01 | -0.00 | buy |
| Glass Jacobson Investment Advisors llc | 22,502 | 22,572 | +70 | 0.07 | 0.06 | -0.01 | buy |
| Tyche Wealth Partners LLC | 22,176 | 22,242 | +66 | 0.03 | 0.03 | -0.00 | buy |
| JB Capital LLC | 17,568 | 17,632 | +64 | 0.01 | 0.01 | -0.00 | buy |
| Catalina Capital Group, LLC | 24,565 | 24,627 | +62 | 0.12 | 0.11 | -0.01 | buy |
| Beacon Financial Advisory LLC | 13,672 | 13,705 | +33 | 0.03 | 0.02 | -0.00 | buy |
| 180 WEALTH ADVISORS, LLC | 12,841 | 12,863 | +22 | 0.01 | 0.01 | -0.00 | buy |
| Cottage Street Advisors LLC | 49,782 | 49,799 | +17 | 0.17 | 0.16 | -0.01 | buy |
| Ausdal Financial Partners, Inc. | 16,695 | 16,706 | +11 | 0.01 | 0.01 | -0.00 | buy |
| Trust Co | 676 | 681 | +5 | 0.00 | 0.00 | -0.00 | buy |
| HAZLETT, BURT & WATSON, INC. | 4,966 | 4,943 | -23 | 0.01 | 0.01 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 97,108 | 97,015 | -93 | 0.45 | 0.42 | -0.03 | sell |
| M Holdings Securities, Inc. | 28,107 | 27,930 | -177 | 0.02 | 0.02 | -0.00 | sell |
| MONTAG A & ASSOCIATES INC | 219 | 0 | -219 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 46,974 | 46,721 | -253 | 0.04 | 0.04 | -0.00 | sell |
| SILVER OAK SECURITIES, INCORPORATED | 39,363 | 39,045 | -318 | 0.02 | 0.02 | -0.00 | sell |
| LIBERTY WEALTH MANAGEMENT LLC | 38,295 | 37,890 | -405 | 0.04 | 0.04 | -0.00 | sell |
| Bramshill Investments, LLC | 75,805 | 75,329 | -476 | 0.03 | 0.05 | +0.01 | sell |
| Post Resch Tallon Group Inc. | 14,560 | 14,065 | -495 | 0.10 | 0.09 | -0.01 | sell |
| WESBANCO BANK INC | 13,212 | 12,640 | -572 | 0.00 | 0.00 | -0.00 | sell |
| Advisor OS, LLC | 29,490 | 28,785 | -705 | 0.02 | 0.02 | -0.00 | sell |
| IBEX WEALTH ADVISORS | 292,799 | 292,047 | -752 | 0.23 | 0.21 | -0.03 | sell |
| Centurion Wealth Management LLC | 67,748 | 66,984 | -764 | 0.12 | 0.11 | -0.01 | sell |
| Tradition Wealth Management, LLC | 12,677 | 11,838 | -839 | 0.01 | 0.01 | -0.00 | sell |
| International Private Wealth Advisors LLC | 24,389 | 23,531 | -858 | 0.12 | 0.11 | -0.02 | sell |
| B. Riley Wealth Advisors, Inc. | 52,930 | 51,889 | -1,041 | 0.02 | 0.02 | +0.00 | sell |
| GILL CAPITAL PARTNERS, LLC | 22,748 | 20,874 | -1,874 | 0.06 | 0.05 | -0.01 | sell |
| Waterfront Wealth Inc. | 20,673 | 18,792 | -1,881 | 0.03 | 0.03 | -0.01 | sell |
| MKT Advisors LLC | 13,388 | 10,700 | -2,688 | 0.04 | 0.03 | -0.01 | sell |
| Valley Brook Capital Group, Inc. | 22,996 | 20,306 | -2,690 | 0.12 | 0.10 | -0.02 | sell |
| Accel Wealth Management | 68,329 | 65,015 | -3,314 | 0.15 | 0.13 | -0.02 | sell |
| Carson Advisory Inc. | 45,061 | 41,561 | -3,500 | 0.19 | 0.16 | -0.03 | sell |
| E&G Advisors, LP | 158,245 | 153,900 | -4,345 | 0.29 | 0.26 | -0.03 | sell |
| MSH Capital Advisors LLC | 258,815 | 252,239 | -6,576 | 0.45 | 0.40 | -0.05 | sell |
| SMITH CHAS P & ASSOCIATES PA CPAS | 42,500 | 35,000 | -7,500 | 0.02 | 0.01 | -0.00 | sell |
| Shulman DeMeo Asset Management LLC | 85,354 | 77,701 | -7,653 | 0.16 | 0.12 | -0.03 | sell |
| Gridiron Partners, LLC | 52,969 | 43,356 | -9,613 | 0.24 | 0.20 | -0.04 | sell |
| FIRST MERCHANTS CORP | 51,643 | 39,283 | -12,360 | 0.02 | 0.01 | -0.00 | sell |
| Samalin Investment Counsel, LLC | 118,931 | 105,673 | -13,258 | 0.34 | 0.28 | -0.06 | sell |
| Smith Asset Management Co., LLC | 926,024 | 911,404 | -14,620 | 6.20 | 5.90 | -0.30 | sell |
| Curi Capital, LLC | 75,613 | 60,965 | -14,648 | 0.01 | 0.01 | -0.00 | sell |
| GREATMARK INVESTMENT PARTNERS, INC. | 1,002,592 | 985,860 | -16,732 | 0.96 | 0.87 | -0.09 | sell |
| Fiera Capital Corp | 346,849 | 329,854 | -16,995 | 0.01 | 0.01 | -0.00 | sell |
| Capital Investment Advisors, LLC | 314,730 | 269,938 | -44,792 | 0.04 | 0.03 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 373,908 | 326,333 | -47,575 | 0.10 | 0.08 | -0.02 | sell |
| Wealth Advisory Solutions, LLC | 274,024 | 219,469 | -54,555 | 0.52 | 0.37 | -0.15 | sell |