Stock TransactionsNUVEEN PFD & INCOME OPPORTUN

Total Bought
717,660
37 transactions
Total Sold
3,602,508
41 transactions
Net
-2,884,848
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC92,248376,070+283,8220.250.99+0.75buy
Hennion & Walsh Asset Management, Inc.677,633819,416+141,7830.260.31+0.05buy
Capital Investment Advisors, LLC926,8881,016,237+89,3490.160.17+0.02buy
Strategic Financial Concepts, LLC20,55392,294+71,7410.040.05+0.01buy
GREATMARK INVESTMENT PARTNERS, INC.967,2361,030,096+62,8600.991.12+0.13buy
Sage Capital Advisors,llc44,44852,358+7,9100.090.11+0.02buy
MSH Capital Advisors LLC196,211204,062+7,8510.500.51+0.01buy
FCA CORP /TX203,555208,944+5,3890.470.50+0.03buy
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV39,00044,000+5,0000.130.16+0.03buy
SMITH CHAS P & ASSOCIATES PA CPAS10,00015,000+5,0000.000.01+0.00buy
Second Line Capital, LLC12,55116,892+4,3410.030.04+0.01buy
PSI Advisors, LLC6,50010,816+4,3160.020.03+0.01buy
Wealth Advisory Solutions, LLC14,00018,072+4,0720.030.04+0.01buy
Carson Advisory Inc.33,71037,510+3,8000.170.20+0.03buy
TRANSCEND CAPITAL ADVISORS, LLC42,33545,935+3,6000.020.02+0.00buy
Chicago Partners Investment Group LLC300,509303,827+3,3180.090.09+0.00buy
Wela Strategies, Inc.89,22692,535+3,3090.300.32+0.02buy
SHUFRO ROSE & CO LLC30,87333,373+2,5000.020.02+0.00buy
Pinnacle Wealth Planning Services, Inc.20,40421,826+1,4220.020.02+0.00buy
Investmark Advisory Group LLC42,51043,859+1,3490.170.17+0.01buy
Occidental Asset Management, LLC12,54113,411+8700.020.02+0.00buy
Concurrent Investment Advisors, LLC27,30528,094+7890.010.01-0.00buy
RFG Advisory, LLC10,20910,806+5970.000.00+0.00buy
Realta Investment Advisors19,64020,216+5760.030.03+0.00buy
Samalin Investment Counsel, LLC94,74095,246+5060.320.33+0.01buy
WESBANCO BANK INC21,15521,550+3950.010.01+0.00buy
International Private Wealth Advisors LLC20,67421,061+3870.290.27-0.02buy
BEACON FINANCIAL GROUP13,70513,981+2760.010.01+0.00buy
Gilliland Jeter Wealth Management LLC7,5757,728+1530.020.02+0.00buy
Advisor OS, LLC28,92429,016+920.020.02-0.00buy
Pathway Financial Advisers, LLC11,51011,577+670.030.03+0.00buy
HAZLETT, BURT & WATSON, INC.5,7325,793+610.020.02-0.00buy
Rareview Capital LLC289,879289,928+492.052.07+0.02buy
Concord Wealth Partners1,9331,971+380.000.00+0.00buy
Beacon Financial Advisory LLC11,14111,171+300.040.03-0.01buy
Good Life Advisors, LLC10,13310,158+250.010.01-0.00buy
Financial Advocates Investment Management15,10715,124+170.010.01+0.00buy
HUB Investment Partners, LLC58,26858,255-130.020.02-0.00sell
MELFA WEALTH MANAGEMENT, INC.104,456104,357-990.540.54+0.00sell
Shulman DeMeo Asset Management LLC90,69590,523-1720.170.18+0.00sell
180 WEALTH ADVISORS, LLC14,50214,206-2960.020.02-0.00sell
Stolper Co68,77668,398-3780.180.18+0.00sell
Laird Norton Wetherby Wealth Management, LLC38,90238,073-8290.010.01+0.00sell
Ameritas Advisory Services, LLC50,56849,710-8580.010.01-0.00sell
WealthTrust Axiom LLC22,33021,442-8880.050.05+0.00sell
NWF Advisory Services Inc.30,13829,150-9880.040.03-0.00sell
Perigon Wealth Management, LLC13,31212,324-9880.000.00-0.00sell
Palogic Value Management, L.P.102,293101,305-9880.320.32+0.00sell
MOSAIC FAMILY WEALTH PARTNERS, LLC59,47058,444-1,0260.070.07-0.00sell
Prairie Wealth Advisors, Inc.34,22733,068-1,1590.120.13+0.01sell
Sowell Financial Services LLC330,100328,807-1,2930.110.12+0.01sell
Berger Financial Group, Inc25,01223,682-1,3300.010.01-0.00sell
Accel Wealth Management84,11982,597-1,5220.260.25-0.01sell
Glass Jacobson Investment Advisors llc17,21115,676-1,5350.050.04-0.00sell
Waterfront Wealth Inc.21,74919,772-1,9770.040.04-0.00sell
MERIDIAN INVESTMENT COUNSEL INC.21,85019,850-2,0000.050.05-0.01sell
Ausdal Financial Partners, Inc.23,19021,134-2,0560.020.02-0.00sell
E&G Advisors, LP112,350109,450-2,9000.250.24-0.01sell
Moors & Cabot, Inc.542,696539,329-3,3670.210.21+0.00sell
SOA Wealth Advisors, LLC.6,0072,462-3,5450.010.00-0.01sell
PETRA FINANCIAL ADVISORS INC204,892200,937-3,9551.081.08-0.00sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC99,74295,204-4,5380.030.03-0.00sell
LEVEL FOUR ADVISORY SERVICES, LLC76,33771,636-4,7010.030.02-0.00sell
Patriot Financial Group Insurance Agency, LLC37,97432,688-5,2860.040.04-0.01sell
MGO ONE SEVEN LLC22,49317,154-5,3390.010.01-0.00sell
Wealthcare Advisory Partners LLC91,29085,512-5,7780.020.02-0.00sell
Bramshill Investments, LLC11,3195,522-5,7970.010.00-0.01sell
WATERSHED PRIVATE WEALTH LLC16,84710,180-6,6670.050.03-0.02sell
BURNEY CO/48,91340,734-8,1790.010.01-0.00sell
PARSONS CAPITAL MANAGEMENT INC/RI30,52619,997-10,5290.020.01-0.00sell
LexAurum Advisors, LLC44,26021,372-22,8880.080.04-0.04sell
CSS LLC/IL51,60524,805-26,8000.020.01-0.01sell
COHEN & STEERS, INC.1,395,7411,365,741-30,0000.020.02+0.00sell
Thomas J. Herzfeld Advisors, Inc.1,165,0601,050,552-114,5082.962.75-0.21sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.438,12180,584-357,5370.280.05-0.22sell
SIT INVESTMENT ASSOCIATES INC6,578,6676,200,735-377,9321.091.07-0.02sell
AQR Arbitrage LLC1,818,5911,223,985-594,6060.460.24-0.22sell
RIVERNORTH CAPITAL MANAGEMENT, LLC7,042,2695,055,008-1,987,2612.451.78-0.66sell
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