Stock TransactionsNUVEEN PFD & INCOME OPPORTUN

Total Bought
336,191
42 transactions
Total Sold
3,187,340
34 transactions
Net
-2,851,149
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Abel Hall, LLC10,00070,000+60,0000.050.26+0.21buy
Mission Hills Financial Advisory, LLC14,98573,305+58,3200.080.36+0.28buy
Moors & Cabot, Inc.531,623565,388+33,7650.210.21-0.00buy
Wealth Advisory Solutions, LLC244,083274,632+30,5490.510.56+0.04buy
Onyx Financial Advisors, LLC12,59537,848+25,2530.050.14+0.09buy
SMITH CHAS P & ASSOCIATES PA CPAS17,50042,500+25,0000.010.02+0.01buy
MSH Capital Advisors LLC201,095220,453+19,3580.500.51+0.01buy
FCA CORP /TX437,513454,604+17,0911.111.09-0.02buy
GREATMARK INVESTMENT PARTNERS, INC.998,5651,011,715+13,1501.081.02-0.07buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC51,22561,919+10,6940.040.04+0.00buy
Triumph Capital Management100,914110,974+10,0600.270.27-0.00buy
Jacobi Capital Management LLC10,40016,700+6,3000.010.01+0.00buy
Bramshill Investments, LLC82,55887,915+5,3570.070.07+0.01buy
Samalin Investment Counsel, LLC110,574114,822+4,2480.360.35-0.00buy
Kovack Advisors, Inc.11,84314,843+3,0000.010.01+0.00buy
Stolper Co66,64769,231+2,5840.170.18+0.01buy
IBEX WEALTH ADVISORS312,607314,819+2,2120.330.27-0.06buy
Shaker Financial Services, LLC53,00054,700+1,7000.160.16-0.00buy
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV46,25047,750+1,5000.190.18-0.01buy
Kingstone Capital Partners Texas, LLC18,59819,818+1,2200.120.10-0.02buy
Fisher Asset Management, LLC13,84014,574+7340.000.00-0.00buy
International Private Wealth Advisors LLC22,58923,129+5400.170.16-0.01buy
Berger Financial Group, Inc23,28323,711+4280.010.01-0.00buy
Elevate Capital Advisors, LLC15,30015,691+3910.110.10-0.01buy
Realta Investment Advisors20,84421,214+3700.080.07-0.01buy
Accel Wealth Management73,07073,416+3460.210.20-0.01buy
BEACON FINANCIAL GROUP14,98315,322+3390.010.01-0.00buy
HAZLETT, BURT & WATSON, INC.4,5794,828+2490.020.02-0.00buy
PSI Advisors, LLC19,42719,669+2420.050.08+0.03buy
Certified Advisory Corp10,64710,850+2030.010.01-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC71,88672,055+1690.020.02-0.00buy
Investmark Advisory Group LLC43,53243,688+1560.170.16-0.01buy
Advisor OS, LLC29,36429,494+1300.030.02-0.00buy
Pathway Financial Advisers, LLC11,84811,964+1160.030.03-0.00buy
Gerber Kawasaki Wealth & Investment Management13,04913,159+1100.000.00-0.00buy
Aspire Growth Partners LLC11,77311,872+990.080.08-0.00buy
Concord Wealth Partners2,2632,316+530.000.00-0.00buy
Beacon Financial Advisory LLC13,23213,284+520.030.03-0.00buy
Curi Capital, LLC36,77536,816+410.010.01-0.00buy
Creekmur Asset Management LLC1,4811,515+340.000.00-0.00buy
Ausdal Financial Partners, Inc.19,43219,449+170.010.01-0.00buy
Waterfront Wealth Inc.19,77919,790+110.040.04-0.00buy
Argentarii, LLC15,15715,073-840.060.06-0.00sell
NWF Advisory Services Inc.43,78543,620-1650.050.04-0.01sell
Caldwell Trust Co1,2661,086-1800.000.00-0.00sell
Shulman DeMeo Asset Management LLC89,65489,471-1830.200.18-0.02sell
GILL CAPITAL PARTNERS, LLC14,74714,492-2550.040.04-0.00sell
ACCREDITED INVESTOR SERVICES, LLC12,01111,610-4010.080.07-0.01sell
Stonegate Investment Group, LLC15,98815,488-5000.000.00-0.00sell
MKT Advisors LLC16,06115,560-5010.050.05-0.00sell
CARY STREET PARTNERS FINANCIAL LLC102,912102,362-5500.030.02-0.00sell
Patriot Financial Group Insurance Agency, LLC33,29032,639-6510.040.03-0.01sell
TITLEIST ASSET MANAGEMENT, LLC12,49011,833-6570.010.01-0.00sell
Centurion Wealth Management LLC69,37868,529-8490.170.16-0.01sell
Etesian Wealth Advisors, Inc.14,00013,000-1,0000.050.04-0.01sell
Laird Norton Wetherby Wealth Management, LLC38,07336,995-1,0780.010.01-0.00sell
Prairie Wealth Advisors, Inc.30,20129,041-1,1600.120.10-0.02sell
E&G Advisors, LP91,85090,550-1,3000.210.19-0.02sell
Glass Jacobson Investment Advisors llc23,92222,462-1,4600.060.07+0.01sell
Belpointe Asset Management LLC16,54614,964-1,5820.010.01-0.00sell
MELFA WEALTH MANAGEMENT, INC.99,76797,230-2,5370.540.49-0.04sell
Ellis Investment Partners, LLC13,17510,060-3,1150.020.02-0.01sell
CAMPBELL CAPITAL MANAGEMENT INC384,993381,038-3,955100.001.19-98.81sell
Carson Advisory Inc.49,86145,861-4,0000.270.23-0.03sell
Sage Capital Management, LLC24,50020,500-4,0000.110.08-0.03sell
Sage Capital Advisors,llc46,06341,989-4,0740.100.08-0.01sell
HUB Investment Partners, LLC40,89736,774-4,1230.010.01-0.00sell
Smith Asset Management Co., LLC357,253353,052-4,2012.682.44-0.24sell
IFG Advisory, LLC40,63234,989-5,6430.020.01-0.00sell
Fiera Capital Corp275,879269,309-6,5700.010.01-0.00sell
Wealthcare Advisory Partners LLC84,32277,543-6,7790.020.01-0.00sell
Capital Investment Advisors, LLC351,818339,215-12,6030.050.05-0.01sell
BURNEY CO/34,85421,710-13,1440.010.01-0.00sell
Northstar Financial Companies, Inc.35,78712,475-23,3120.310.10-0.21sell
Hennion & Walsh Asset Management, Inc.737,390570,516-166,8740.260.18-0.08sell
SIT INVESTMENT ASSOCIATES INC4,105,9951,196,141-2,909,8540.770.20-0.56sell
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