Stock TransactionsNUVEEN PFD & INCOME OPPORTUN

Total Bought
344,514
17 transactions
Total Sold
713,334
21 transactions
Net
-368,820
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
LPL Financial LLC2,279,9032,411,543+131,6400.000.00-0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC289,477350,000+60,5230.170.20+0.03buy
ROYAL BANK OF CANADA2,881,9522,914,736+32,7840.000.00-0.00buy
FCA CORP /TX526,494554,077+27,5831.121.08-0.05buy
J.W. COLE ADVISORS, INC.027,262+27,2620.000.00+0.00buy
First Heartland Consultants, Inc.013,428+13,4280.000.01+0.01buy
MONETA GROUP INVESTMENT ADVISORS LLC012,688+12,6880.000.00+0.00buy
Southeast Asset Advisors, LLC010,000+10,0000.000.01+0.01buy
WHITTIER TRUST CO28,40037,532+9,1320.000.00+0.00buy
MAI Capital Management5,67512,976+7,3010.000.00+0.00buy
BESSEMER GROUP INC06,000+6,0000.000.00+0.00buy
WEDBUSH SECURITIES INC115,387119,264+3,8770.030.02-0.00buy
Equitable Holdings, Inc.38,22139,903+1,6820.000.00-0.00buy
Janney Montgomery Scott LLC1,107,1121,107,404+2920.020.02-0.00buy
PRINCIPAL SECURITIES, INC.67,72567,977+2520.010.01-0.00buy
AdvisorNet Financial, Inc3,3903,452+620.000.00-0.00buy
ASSETMARK, INC1,5131,521+80.000.00-0.00buy
TRUST CO OF TOLEDO NA /OH/27627600.000.00-0.00hold
PARSONS CAPITAL MANAGEMENT INC/RI14,19314,19300.000.01+0.00hold
DUNCKER STREETT & CO INC24,47424,47400.040.03-0.00hold
CLIFFORD SWAN INVESTMENT COUNSEL LLC18,95218,95200.000.00-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC16,42616,42600.000.00+0.00hold
KEYBANK NATIONAL ASSOCIATION/OH24,92124,92100.000.00-0.00hold
MARINO, STRAM & ASSOCIATES LLC86,57186,57100.120.11-0.01hold
HOLLENCREST CAPITAL MANAGEMENT9,6459,64500.000.00+0.00hold
STEEL GROVE CAPITAL ADVISORS, LLC11,65311,65300.010.01-0.00hold
COHEN & STEERS, INC.785,251785,25100.010.01-0.00hold
SFE Investment Counsel12,81612,81600.020.01-0.00hold
Coastline Trust Co12,14312,14300.010.01-0.00hold
Huntleigh Advisors, Inc.16,72016,72000.020.02-0.00hold
WealthTrust Axiom LLC19,87919,87900.040.03-0.00hold
Baker Avenue Asset Management, LP12,00012,00000.000.00-0.00hold
PARK AVENUE SECURITIES LLC11,60911,561-480.000.00-0.00sell
SMITHBRIDGE ASSET MANAGEMENT INC/DE32,06232,000-620.040.03-0.00sell
&PARTNERS179,290178,942-3480.010.01-0.00sell
FIRST TRUST ADVISORS LP216,026215,674-3520.000.00-0.00sell
Financial Gravity Companies, Inc.3880-3880.000.00-0.00sell
WHITTIER TRUST CO OF NEVADA INC15,38714,392-9950.000.00-0.00sell
GHP Investment Advisors, Inc.2,2281,229-9990.000.00-0.00sell
D.A. DAVIDSON & CO.33,06931,089-1,9800.000.00-0.00sell
SILVER OAK SECURITIES, INCORPORATED39,04536,035-3,0100.020.02-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO44,64436,305-8,3390.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC400,398391,171-9,2270.000.00-0.00sell
SEGALL BRYANT & HAMILL, LLC13,0150-13,0150.000.00-0.00sell
PRIVATE TRUST CO NA31,14818,038-13,1100.020.01-0.01sell
Bank of New York Mellon Corp28,88213,540-15,3420.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC16,8870-16,8870.000.00-0.00sell
Mariner, LLC85,58267,074-18,5080.000.00-0.00sell
Curi Capital, LLC60,96540,346-20,6190.010.00-0.00sell
Cambridge Investment Research Advisors, Inc.431,675377,548-54,1270.010.01-0.00sell
MILLENNIUM MANAGEMENT LLC99,3530-99,3530.000.00-0.00sell
GUGGENHEIM CAPITAL LLC1,907,4721,692,635-214,8370.110.09-0.03sell
Advisors Asset Management, Inc.669,557447,769-221,7880.080.05-0.03sell
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