Stock TransactionsNUVEEN PFD & INCOME OPPORTUN

Total Bought
719,465
10 transactions
Total Sold
2,125,969
16 transactions
Net
-1,406,504
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
AQR Arbitrage LLC341,421802,725+461,3040.100.23+0.13buy
ALGEBRIS (UK) LTD43,528191,034+147,5060.140.62+0.48buy
Hennion & Walsh Asset Management, Inc.267,560329,363+61,8030.100.13+0.03buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.132,201167,373+35,1720.110.14+0.03buy
Ameritas Advisory Services, LLC20,90430,004+9,1000.020.01-0.01buy
LEVEL FOUR ADVISORY SERVICES, LLC41,30943,479+2,1700.020.02+0.00buy
Wealthcare Advisory Partners LLC24,91026,940+2,0300.010.01+0.00buy
Apollon Wealth Management, LLC10,98411,209+2250.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.62,95063,037+870.410.43+0.02buy
HUB Investment Partners, LLC34,76734,835+680.040.03-0.00buy
Ausdal Financial Partners, Inc.24,40724,336-710.020.02-0.00sell
Fiera Capital Corp275,652275,262-3900.010.01+0.00sell
EXENCIAL WEALTH ADVISORS, LLC16,19515,499-6960.000.00-0.00sell
NWF Advisory Services Inc.22,20021,200-1,0000.030.03-0.00sell
HAZLETT, BURT & WATSON, INC.3,6722,200-1,4720.020.01-0.01sell
E&G Advisors, LP141,800139,100-2,7000.320.32+0.00sell
LexAurum Advisors, LLC52,94049,940-3,0000.100.09-0.01sell
CoreFirst Bank & Trust7,4143,332-4,0820.030.01-0.02sell
Curi Capital, LLC43,11037,585-5,5250.010.01-0.00sell
MOSAIC FAMILY WEALTH PARTNERS, LLC84,54278,746-5,7960.110.10-0.01sell
Gerber Kawasaki Wealth & Investment Management37,47030,050-7,4200.020.01-0.00sell
Carlton Hofferkamp & Jenks Wealth Management, LLC20,50012,000-8,5000.060.03-0.03sell
Moors & Cabot, Inc.334,087317,164-16,9230.140.14-0.01sell
COHEN & STEERS, INC.903,919881,424-22,4950.010.01+0.00sell
Woodline Partners LP267,15189,312-177,8390.020.01-0.01sell
Bramshill Investments, LLC1,925,82157,761-1,868,0601.130.04-1.09sell
Page 1 of 1