Stock Transactions — NUVEEN PFD &INCOME OPPORTUN

Total Bought
10,666,580
160 transactions
Total Sold
2,064,893
74 transactions
Net
+8,601,687
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Gridiron Partners, LLC52,9691,661,104+1,608,1350.260.25-0.02buy
MGO ONE SEVEN LLC0998,699+998,6990.000.19+0.19buy
WELLS FARGO & COMPANY/MN3,761,3964,495,530+734,1340.010.01+0.00buy
Smith Asset Management Co., LLC353,052944,134+591,0822.446.59+4.15buy
MORGAN STANLEY6,886,9897,445,312+558,3230.000.00+0.00buy
Janney Montgomery Scott LLC571,5171,106,638+535,1210.010.02+0.01buy
TRUIST FINANCIAL CORP498,8561,028,129+529,2730.010.01+0.01buy
LPL Financial LLC1,898,2232,235,019+336,7960.010.01+0.00buy
ROYAL BANK OF CANADA799,9681,115,379+315,4110.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC308,490577,429+268,9390.000.00+0.00buy
Kestra Advisory Services, LLC159,139419,141+260,0020.010.02+0.01buy
GUGGENHEIM CAPITAL LLC1,655,7581,905,196+249,4380.110.12+0.01buy
Chicago Partners Investment Group LLC347,690532,503+184,8130.080.11+0.03buy
BANK OF AMERICA CORP /DE/4,201,2194,381,849+180,6300.000.00-0.00buy
Sowell Financial Services LLC0155,277+155,2770.000.05+0.05buy
Cetera Investment Advisers470,523621,071+150,5480.010.01-0.00buy
AMERIPRISE FINANCIAL INC611,388760,935+149,5470.000.00+0.00buy
Penserra Capital Management LLC693,605836,745+143,1400.080.08+0.00buy
Cornerstone Advisory, LLC0132,318+132,3180.000.11+0.11buy
CITADEL ADVISORS LLC0111,662+111,6620.000.00+0.00buy
J.W. COLE ADVISORS, INC.27,106118,918+91,8120.000.02+0.01buy
READYSTATE ASSET MANAGEMENT LP88,024179,162+91,1380.030.07+0.04buy
Steward Partners Investment Advisory, LLC172,897258,868+85,9710.010.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC220,727306,017+85,2900.000.00+0.00buy
Virtu Financial LLC085,144+85,1440.000.04+0.04buy
E&G Advisors, LP90,550167,236+76,6860.190.32+0.13buy
CAPTRUST FINANCIAL ADVISORS1,092,6581,167,349+74,6910.020.02-0.00buy
Cottage Street Advisors LLC071,890+71,8900.000.25+0.25buy
OSAIC HOLDINGS, INC.1,137,1581,207,173+70,0150.020.01-0.00buy
Invesco Ltd.2,951,6563,020,882+69,2260.000.00-0.00buy
Everstar Asset Management, LLC069,074+69,0740.000.32+0.32buy
JANE STREET GROUP, LLC47,315115,326+68,0110.000.00+0.00buy
Lido Advisors, LLC398,064454,537+56,4730.020.02-0.00buy
NewEdge Advisors, LLC278,520329,703+51,1830.010.01+0.00buy
WEDBUSH SECURITIES INC73,289119,215+45,9260.020.03+0.01buy
Portfolio Strategies, Inc.040,638+40,6380.000.04+0.04buy
Curi Capital, LLC36,81675,613+38,7970.010.01+0.01buy
KINGSWOOD WEALTH ADVISORS, LLC036,400+36,4000.000.02+0.02buy
Wealthcare Advisory Partners LLC77,543112,721+35,1780.010.02+0.01buy
DAYMARK WEALTH PARTNERS, LLC034,405+34,4050.000.01+0.01buy
DIVERSIFY WEALTH MANAGEMENT, LLC73,000106,881+33,8810.040.05+0.01buy
IHT Wealth Management, LLC033,553+33,5530.000.01+0.01buy
Wealthspire Advisors, LLC193,045226,486+33,4410.010.01+0.00buy
MSH Capital Advisors LLC220,453253,766+33,3130.510.56+0.05buy
Integrated Wealth Concepts LLC11,14743,107+31,9600.000.00+0.00buy
SILVER OAK SECURITIES, INCORPORATED030,993+30,9930.000.02+0.02buy
Cerity Partners LLC968,109998,542+30,4330.010.01-0.00buy
HARBOUR INVESTMENTS, INC.51,07680,866+29,7900.010.02+0.00buy
StoneX Group Inc.53,11482,830+29,7160.020.03+0.01buy
ELEVATION POINT WEALTH PARTNERS, LLC029,637+29,6370.000.02+0.02buy
Physician Wealth Advisors, Inc.029,367+29,3670.000.03+0.03buy
FIFTH THIRD BANCORP1,57229,845+28,2730.000.00+0.00buy
MML INVESTORS SERVICES, LLC29,15656,993+27,8370.000.00+0.00buy
Quantinno Capital Management LP10,95237,938+26,9860.000.00+0.00buy
D.A. DAVIDSON & CO.20,45846,757+26,2990.000.00+0.00buy
Equitable Holdings, Inc.025,746+25,7460.000.00+0.00buy
Sigma Planning Corp025,413+25,4130.000.01+0.01buy
Concord Wealth Partners2,31627,561+25,2450.000.03+0.03buy
CARY STREET PARTNERS FINANCIAL LLC102,362127,028+24,6660.020.03+0.00buy
Wagner Wealth Management, LLC024,568+24,5680.000.05+0.05buy
RAYMOND JAMES FINANCIAL INC3,456,3173,479,392+23,0750.010.01-0.00buy
FCA CORP /TX454,604473,561+18,9571.091.08-0.01buy
Elevate Capital Advisors, LLC15,69134,582+18,8910.100.20+0.10buy
ZACKS INVESTMENT MANAGEMENT018,443+18,4430.000.00+0.00buy
RFG Advisory, LLC018,422+18,4220.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC37,87456,248+18,3740.000.01+0.00buy
World Investment Advisors018,326+18,3260.000.00+0.00buy
Farther Finance Advisors, LLC12,54230,371+17,8290.000.00+0.00buy
Prospera Financial Services Inc51,54269,069+17,5270.010.01+0.00buy
Huntleigh Advisors, Inc.016,720+16,7200.000.02+0.02buy
UMB Bank, n.a.55,99372,492+16,4990.010.01+0.00buy
Baird Financial Group, Inc.17,35633,596+16,2400.000.00+0.00buy
River Wealth Advisors LLC014,688+14,6880.000.01+0.01buy
Concurrent Investment Advisors, LLC34,53149,216+14,6850.010.01+0.00buy
RITHOLTZ WEALTH MANAGEMENT014,550+14,5500.000.00+0.00buy
COMERICA BANK50,42064,649+14,2290.000.00+0.00buy
Live Oak Private Wealth LLC51,46065,572+14,1120.060.07+0.01buy
JB Capital LLC014,011+14,0110.000.00+0.00buy
Creative Planning12,48226,285+13,8030.000.00+0.00buy
SageView Advisory Group, LLC14,14727,730+13,5830.000.01+0.00buy
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV47,75061,250+13,5000.180.21+0.04buy
HALBERT HARGROVE GLOBAL ADVISORS, LLC013,000+13,0000.000.01+0.01buy
Capital Investment Advisory Services, LLC012,498+12,4980.000.01+0.01buy
LEIGH BALDWIN & CO., LLC012,429+12,4290.000.05+0.05buy
CAHABA WEALTH MANAGEMENT, INC.012,108+12,1080.000.01+0.01buy
Laird Norton Wetherby Wealth Management, LLC36,99548,995+12,0000.010.02+0.00buy
BankPlus Wealth Management LLC011,507+11,5070.000.06+0.06buy
Royal Fund Management, LLC011,187+11,1870.000.02+0.02buy
GILL CAPITAL PARTNERS, LLC14,49225,622+11,1300.040.06+0.03buy
STOCK YARDS BANK & TRUST CO010,904+10,9040.000.00+0.00buy
Arkadios Wealth Advisors010,687+10,6870.000.00+0.00buy
Private Advisor Group, LLC145,556156,103+10,5470.010.01+0.00buy
Valley Brook Capital Group, Inc.13,48922,996+9,5070.080.13+0.05buy
AMERIFLEX GROUP, INC.9,01618,032+9,0160.040.06+0.02buy
Fisher Asset Management, LLC14,57422,129+7,5550.000.00+0.00buy
Founders Financial Alliance, LLC13,20820,716+7,5080.020.03+0.01buy
Fiera Capital Corp269,309276,567+7,2580.010.01+0.00buy
Tyche Wealth Partners LLC15,72622,075+6,3490.030.03+0.01buy
HARBOR INVESTMENT ADVISORY, LLC06,248+6,2480.000.00+0.00buy
PFG Investments, LLC15,94922,193+6,2440.010.01+0.00buy
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