NUVEEN PFD & INCOME OPPORTUN
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| Gridiron Partners, LLC | 52,969 | 1,661,104 | +1,608,135 | 0.26 | 0.25 | -0.02 | buy |
| Smith Asset Management Co., LLC | 353,052 | 944,134 | +591,082 | 2.44 | 6.59 | +4.15 | buy |
| READYSTATE ASSET MANAGEMENT LP | 88,024 | 179,162 | +91,138 | 0.03 | 0.07 | +0.04 | buy |
| E&G Advisors, LP | 90,550 | 167,236 | +76,686 | 0.19 | 0.32 | +0.13 | buy |
| Curi Capital, LLC | 36,816 | 75,613 | +38,797 | 0.01 | 0.01 | +0.01 | buy |
| DIVERSIFY WEALTH MANAGEMENT, LLC | 73,000 | 106,881 | +33,881 | 0.04 | 0.05 | +0.01 | buy |
| MSH Capital Advisors LLC | 220,453 | 253,766 | +33,313 | 0.51 | 0.56 | +0.05 | buy |
| StoneX Group Inc. | 53,114 | 82,830 | +29,716 | 0.02 | 0.03 | +0.01 | buy |
| Concord Wealth Partners | 2,316 | 27,561 | +25,245 | 0.00 | 0.03 | +0.03 | buy |
| CARY STREET PARTNERS FINANCIAL LLC | 102,362 | 127,028 | +24,666 | 0.02 | 0.03 | +0.00 | buy |
| FCA CORP /TX | 454,604 | 473,561 | +18,957 | 1.09 | 1.08 | -0.01 | buy |
| Elevate Capital Advisors, LLC | 15,691 | 34,582 | +18,891 | 0.10 | 0.20 | +0.10 | buy |
| Live Oak Private Wealth LLC | 51,460 | 65,572 | +14,112 | 0.06 | 0.07 | +0.01 | buy |
| SageView Advisory Group, LLC | 14,147 | 27,730 | +13,583 | 0.00 | 0.01 | +0.00 | buy |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | 47,750 | 61,250 | +13,500 | 0.18 | 0.21 | +0.04 | buy |
| Laird Norton Wetherby Wealth Management, LLC | 36,995 | 48,995 | +12,000 | 0.01 | 0.02 | +0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 14,492 | 25,622 | +11,130 | 0.04 | 0.06 | +0.03 | buy |
| Valley Brook Capital Group, Inc. | 13,489 | 22,996 | +9,507 | 0.08 | 0.13 | +0.05 | buy |
| Founders Financial Alliance, LLC | 13,208 | 20,716 | +7,508 | 0.02 | 0.03 | +0.01 | buy |
| Fiera Capital Corp | 269,309 | 276,567 | +7,258 | 0.01 | 0.01 | +0.00 | buy |
| Tyche Wealth Partners LLC | 15,726 | 22,075 | +6,349 | 0.03 | 0.03 | +0.01 | buy |
| Samalin Investment Counsel, LLC | 114,822 | 120,369 | +5,547 | 0.35 | 0.34 | -0.01 | buy |
| U.S. Capital Wealth Advisors, LLC | 14,602 | 18,352 | +3,750 | 0.00 | 0.00 | +0.00 | buy |
| Pacific Wealth Strategies Group, Inc. | 10,000 | 13,000 | +3,000 | 0.05 | 0.07 | +0.01 | buy |
| NWF Advisory Services Inc. | 43,620 | 46,618 | +2,998 | 0.04 | 0.04 | +0.00 | buy |
| Jacobi Capital Management LLC | 16,700 | 19,175 | +2,475 | 0.01 | 0.01 | +0.00 | buy |
| Sage Capital Management, LLC | 20,500 | 22,500 | +2,000 | 0.08 | 0.08 | +0.00 | buy |
| Patriot Financial Group Insurance Agency, LLC | 32,639 | 34,608 | +1,969 | 0.03 | 0.04 | +0.01 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 72,055 | 73,990 | +1,935 | 0.02 | 0.02 | -0.00 | buy |
| Investmark Advisory Group LLC | 43,688 | 45,253 | +1,565 | 0.16 | 0.16 | -0.00 | buy |
| IBEX WEALTH ADVISORS | 314,819 | 316,087 | +1,268 | 0.27 | 0.25 | -0.02 | buy |
| Prairie Wealth Advisors, Inc. | 29,041 | 30,171 | +1,130 | 0.10 | 0.10 | +0.00 | buy |
| ONE WEALTH CAPITAL MANAGEMENT, LLC | 47,965 | 49,025 | +1,060 | 0.18 | 0.18 | -0.00 | buy |
| Belpointe Asset Management LLC | 14,964 | 15,988 | +1,024 | 0.01 | 0.01 | +0.00 | buy |
| MKT Advisors LLC | 15,560 | 16,558 | +998 | 0.05 | 0.05 | +0.00 | buy |
| Alpha Cubed Investments, LLC | 15,899 | 16,776 | +877 | 0.00 | 0.00 | -0.00 | buy |
| Waterfront Wealth Inc. | 19,790 | 20,662 | +872 | 0.04 | 0.03 | -0.00 | buy |
| IFG Advisory, LLC | 34,989 | 35,685 | +696 | 0.01 | 0.01 | -0.00 | buy |
| Kingstone Capital Partners Texas, LLC | 19,818 | 20,412 | +594 | 0.10 | 0.10 | -0.01 | buy |
| International Private Wealth Advisors LLC | 23,129 | 23,670 | +541 | 0.16 | 0.12 | -0.04 | buy |
| PARSONS CAPITAL MANAGEMENT INC/RI | 13,695 | 14,193 | +498 | 0.01 | 0.01 | -0.00 | buy |
| Realta Investment Advisors | 21,214 | 21,584 | +370 | 0.07 | 0.06 | -0.01 | buy |
| BEACON FINANCIAL GROUP | 15,322 | 15,661 | +339 | 0.01 | 0.01 | -0.00 | buy |
| Beacon Financial Advisory LLC | 13,284 | 13,602 | +318 | 0.03 | 0.03 | -0.00 | buy |
| Aspire Growth Partners LLC | 11,872 | 12,168 | +296 | 0.08 | 0.07 | -0.01 | buy |
| Certified Advisory Corp | 10,850 | 11,051 | +201 | 0.01 | 0.01 | -0.00 | buy |
| Ellis Investment Partners, LLC | 10,060 | 10,244 | +184 | 0.02 | 0.02 | -0.00 | buy |
| Advisor OS, LLC | 29,494 | 29,623 | +129 | 0.02 | 0.02 | -0.00 | buy |
| Gerber Kawasaki Wealth & Investment Management | 13,159 | 13,270 | +111 | 0.00 | 0.00 | -0.00 | buy |
| HAZLETT, BURT & WATSON, INC. | 4,828 | 4,887 | +59 | 0.02 | 0.01 | -0.00 | buy |
| Creekmur Asset Management LLC | 1,515 | 1,549 | +34 | 0.00 | 0.00 | -0.00 | buy |
| Berger Financial Group, Inc | 23,711 | 23,635 | -76 | 0.01 | 0.01 | -0.00 | sell |
| 180 WEALTH ADVISORS, LLC | 13,069 | 12,819 | -250 | 0.01 | 0.01 | -0.00 | sell |
| Wealth Advisory Solutions, LLC | 274,632 | 274,382 | -250 | 0.56 | 0.55 | -0.01 | sell |
| Shulman DeMeo Asset Management LLC | 89,471 | 89,054 | -417 | 0.18 | 0.17 | -0.01 | sell |
| Caldwell Trust Co | 1,086 | 669 | -417 | 0.00 | 0.00 | -0.00 | sell |
| Centurion Wealth Management LLC | 68,529 | 68,050 | -479 | 0.16 | 0.13 | -0.03 | sell |
| Baker Avenue Asset Management, LP | 12,500 | 12,000 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Gen-Wealth Partners Inc | 929 | 429 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Tradition Wealth Management, LLC | 13,369 | 12,677 | -692 | 0.01 | 0.01 | -0.00 | sell |
| Sage Capital Advisors,llc | 41,989 | 41,179 | -810 | 0.08 | 0.08 | -0.00 | sell |
| DUNCKER STREETT & CO INC | 27,439 | 26,451 | -988 | 0.04 | 0.04 | -0.00 | sell |
| ACCREDITED INVESTOR SERVICES, LLC | 11,610 | 10,565 | -1,045 | 0.07 | 0.06 | -0.01 | sell |
| Accel Wealth Management | 73,416 | 70,665 | -2,751 | 0.20 | 0.17 | -0.03 | sell |
| Ausdal Financial Partners, Inc. | 19,449 | 16,673 | -2,776 | 0.01 | 0.01 | -0.00 | sell |
| Kovack Advisors, Inc. | 14,843 | 11,843 | -3,000 | 0.01 | 0.01 | -0.00 | sell |
| Capital Investment Advisors, LLC | 339,215 | 336,171 | -3,044 | 0.05 | 0.05 | -0.00 | sell |
| Pathway Financial Advisers, LLC | 11,964 | 8,771 | -3,193 | 0.03 | 0.02 | -0.01 | sell |
| GREATMARK INVESTMENT PARTNERS, INC. | 1,011,715 | 1,006,905 | -4,810 | 1.02 | 0.99 | -0.03 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 28,250 | 16,426 | -11,824 | 0.00 | 0.00 | -0.00 | sell |
| Bramshill Investments, LLC | 87,915 | 75,286 | -12,629 | 0.07 | 0.04 | -0.03 | sell |
| HUB Investment Partners, LLC | 36,774 | 20,318 | -16,456 | 0.01 | 0.01 | -0.00 | sell |
| Triumph Capital Management | 110,974 | 87,033 | -23,941 | 0.27 | 0.19 | -0.07 | sell |
| Moors & Cabot, Inc. | 565,388 | 537,988 | -27,400 | 0.21 | 0.19 | -0.02 | sell |
| CAMPBELL CAPITAL MANAGEMENT INC | 381,038 | 352,416 | -28,622 | 1.19 | 1.11 | -0.08 | sell |
| Hennion & Walsh Asset Management, Inc. | 570,516 | 511,302 | -59,214 | 0.18 | 0.15 | -0.03 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,196,141 | 529,686 | -666,455 | 0.20 | 0.09 | -0.12 | sell |