Stock TransactionsNUVEEN PFD & INCOME OPPORTUN

Total Bought
14,139,579
27 transactions
Total Sold
53,064
9 transactions
Net
+14,086,515
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
RIVERNORTH CAPITAL MANAGEMENT, LLC1,684,5919,605,644+7,921,0530.563.11+2.55buy
AQR Arbitrage LLC802,7252,219,116+1,416,3910.230.61+0.38buy
ALGEBRIS (UK) LTD191,0341,429,820+1,238,7860.624.57+3.95buy
Capital Investment Advisors, LLC94,830839,675+744,8450.020.14+0.13buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.167,373784,537+617,1640.140.47+0.33buy
COHEN & STEERS, INC.881,4241,395,741+514,3170.010.02+0.01buy
Shaker Financial Services, LLC166,631472,136+305,5050.501.31+0.82buy
RPO LLC428,442687,473+259,0314.627.33+2.71buy
Moors & Cabot, Inc.317,164566,648+249,4840.140.24+0.10buy
CoreCap Advisors, LLC17,029264,715+247,6860.010.12+0.11buy
Hennion & Walsh Asset Management, Inc.329,363558,415+229,0520.130.22+0.08buy
Palogic Value Management, L.P.24,737102,293+77,5560.070.31+0.23buy
Wealthcare Advisory Partners LLC26,94097,954+71,0140.010.03+0.02buy
MSH Capital Advisors LLC122,703192,132+69,4290.300.49+0.18buy
MELFA WEALTH MANAGEMENT, INC.63,037104,441+41,4040.430.66+0.23buy
LEVEL FOUR ADVISORY SERVICES, LLC43,47976,337+32,8580.020.03+0.01buy
LexAurum Advisors, LLC49,94071,527+21,5870.090.13+0.03buy
Operose Advisors LLC44,46560,506+16,0410.110.16+0.05buy
Glass Jacobson Investment Advisors llc1,50016,761+15,2610.000.05+0.04buy
Bramshill Investments, LLC57,76167,237+9,4760.040.04+0.00buy
Fortitude Advisory Group L.L.C.11,57120,598+9,0270.050.08+0.04buy
Logan Stone Capital, LLC15,00022,504+7,5040.030.03+0.00buy
NWF Advisory Services Inc.21,20028,638+7,4380.030.04+0.01buy
CoreFirst Bank & Trust3,33210,092+6,7600.010.05+0.03buy
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV35,00041,000+6,0000.120.14+0.02buy
HAZLETT, BURT & WATSON, INC.2,2005,691+3,4910.010.03+0.02buy
Caldwell Trust Co6692,088+1,4190.000.00+0.00buy
HUB Investment Partners, LLC34,83534,779-560.030.02-0.02sell
MERIDIAN INVESTMENT COUNSEL INC.32,85031,850-1,0000.080.07-0.00sell
Ausdal Financial Partners, Inc.24,33623,186-1,1500.020.02-0.00sell
Strategic Financial Concepts, LLC12,25010,877-1,3730.030.04+0.02sell
Stonegate Investment Group, LLC19,59917,965-1,6340.000.00-0.00sell
MOSAIC FAMILY WEALTH PARTNERS, LLC78,74676,587-2,1590.100.09-0.01sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC101,00296,105-4,8970.030.03-0.00sell
Gerber Kawasaki Wealth & Investment Management30,05014,955-15,0950.010.01-0.01sell
E&G Advisors, LP139,100113,400-25,7000.320.27-0.05sell
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