Stock TransactionsNUVEEN PFD & INCOME OPPORTUN

Total Bought
500,329
33 transactions
Total Sold
2,230,873
34 transactions
Net
-1,730,544
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
FCA CORP /TX223,366436,615+213,2490.551.07+0.52buy
Wealth Advisory Solutions, LLC30,773200,593+169,8200.070.44+0.37buy
KINGSWOOD WEALTH ADVISORS, LLC35,51960,391+24,8720.020.04+0.02buy
Moors & Cabot, Inc.541,845559,341+17,4960.220.21-0.01buy
RVW Wealth, LLC58,50070,922+12,4220.040.05+0.01buy
Centurion Wealth Management LLC58,23569,378+11,1430.150.17+0.02buy
Glass Jacobson Investment Advisors llc13,40223,922+10,5200.040.06+0.03buy
Strategic Financial Concepts, LLC10,77620,881+10,1050.030.03+0.00buy
Samalin Investment Counsel, LLC101,361106,191+4,8300.360.36+0.00buy
Chicago Partners Investment Group LLC317,337321,537+4,2000.090.09-0.01buy
Sowell Financial Services LLC310,378313,912+3,5340.120.13+0.01buy
Ameritas Advisory Services, LLC47,05250,176+3,1240.020.01-0.00buy
J. L. Bainbridge & Co., Inc.24,07526,852+2,7770.020.02+0.00buy
Beacon Financial Advisory LLC11,19113,198+2,0070.030.03+0.00buy
Coastline Trust Co10,14312,143+2,0000.010.01+0.00buy
Triumph Capital Management80,21181,578+1,3670.230.22-0.01buy
Bramshill Investments, LLC81,09182,441+1,3500.070.10+0.03buy
Ausdal Financial Partners, Inc.20,08021,164+1,0840.020.01-0.00buy
Summit Trail Advisors, LLC16,67817,547+8690.000.01+0.00buy
International Private Wealth Advisors LLC21,57222,243+6710.260.17-0.08buy
Prairie Wealth Advisors, Inc.33,26833,768+5000.130.13-0.01buy
Mission Hills Financial Advisory, LLC14,48514,985+5000.100.09-0.01buy
Morling Financial Advisors, LLC14,20014,674+4740.040.04-0.00buy
BEACON FINANCIAL GROUP14,34514,766+4210.010.01-0.00buy
Realta Investment Advisors20,25720,606+3490.080.07-0.01buy
Certified Advisory Corp10,26610,518+2520.010.01-0.00buy
Advisor OS, LLC29,13929,299+1600.020.03+0.00buy
Pathway Financial Advisers, LLC11,66111,774+1130.040.03-0.01buy
Creekmur Asset Management LLC1,4231,459+360.000.00-0.00buy
Financial Advocates Investment Management15,15115,185+340.010.01-0.00buy
Shulman DeMeo Asset Management LLC90,56690,600+340.180.19+0.01buy
Patriot Financial Group Insurance Agency, LLC33,27433,285+110.040.04-0.00buy
Concord Wealth Partners2,0232,028+50.000.00-0.00buy
Investmark Advisory Group LLC44,55544,497-580.170.17-0.00sell
GHP Investment Advisors, Inc.1,5291,229-3000.000.00-0.00sell
Berger Financial Group, Inc23,51723,167-3500.010.01-0.00sell
Caldwell Trust Co1,9081,266-6420.000.00-0.00sell
180 WEALTH ADVISORS, LLC14,20613,069-1,1370.020.02-0.00sell
HUB Investment Partners, LLC42,18840,906-1,2820.010.01-0.00sell
HAZLETT, BURT & WATSON, INC.5,8764,547-1,3290.020.02-0.01sell
Stolper Co67,21965,889-1,3300.180.17-0.00sell
MELFA WEALTH MANAGEMENT, INC.101,11799,767-1,3500.540.52-0.01sell
PARSONS CAPITAL MANAGEMENT INC/RI19,99717,377-2,6200.010.01-0.00sell
TITLEIST ASSET MANAGEMENT, LLC15,49012,490-3,0000.020.01-0.01sell
Accel Wealth Management80,64677,578-3,0680.240.23-0.01sell
MSH Capital Advisors LLC204,504200,704-3,8000.500.50-0.01sell
NOESIS CAPITAL MANGEMENT CORP17,23313,433-3,8000.030.02-0.01sell
Kovack Advisors, Inc.15,80911,843-3,9660.010.01-0.00sell
Sage Capital Advisors,llc54,82750,629-4,1980.120.10-0.01sell
Second Line Capital, LLC16,89211,948-4,9440.040.03-0.01sell
LEVEL FOUR ADVISORY SERVICES, LLC78,73873,423-5,3150.030.02-0.00sell
Wealthcare Advisory Partners LLC88,69982,573-6,1260.020.02-0.00sell
BURNEY CO/41,27534,854-6,4210.010.01-0.00sell
Penbrook Management LLC33,62125,710-7,9110.180.14-0.04sell
Carson Advisory Inc.55,63847,433-8,2050.280.26-0.02sell
CAMPBELL CAPITAL MANAGEMENT INC393,267384,993-8,274100.001.18-98.82sell
Fiera Capital Corp284,541275,879-8,6620.010.01-0.00sell
E&G Advisors, LP107,85093,650-14,2000.240.20-0.04sell
TRANSCEND CAPITAL ADVISORS, LLC45,51029,807-15,7030.020.02-0.01sell
SHUFRO ROSE & CO LLC33,37312,841-20,5320.020.01-0.01sell
GREATMARK INVESTMENT PARTNERS, INC.1,022,242994,010-28,2321.121.06-0.05sell
Shaker Financial Services, LLC57,00013,965-43,0350.170.04-0.13sell
Hennion & Walsh Asset Management, Inc.918,156789,682-128,4740.350.28-0.06sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC392,40954,014-338,3950.130.04-0.10sell
COHEN & STEERS, INC.1,365,741995,741-370,0000.020.01-0.00sell
SIT INVESTMENT ASSOCIATES INC5,229,5304,747,959-481,5710.940.85-0.10sell
Capital Investment Advisors, LLC1,069,296366,653-702,6430.180.06-0.12sell
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