Stock Transactions — NUVEEN PFD &INCOME OPPORTUN

Total Bought
2,885,421
123 transactions
Total Sold
5,242,916
113 transactions
Net
-2,357,495
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RAYMOND JAMES FINANCIAL INC3,479,3923,823,922+344,5300.010.01+0.00buy
Kestra Advisory Services, LLC419,141657,118+237,9770.020.02+0.01buy
JANE STREET GROUP, LLC115,326318,905+203,5790.000.00+0.00buy
BANK OF AMERICA CORP /DE/4,381,8494,522,267+140,4180.000.00-0.00buy
Invesco Ltd.3,020,8823,151,446+130,5640.000.00-0.00buy
UBS Group AG4,184,7234,314,973+130,2500.010.01+0.00buy
Cetera Investment Advisers621,071733,307+112,2360.010.01+0.00buy
J.W. COLE ADVISORS, INC.118,918209,431+90,5130.020.04+0.02buy
UMB Bank, n.a.72,492158,854+86,3620.010.02+0.01buy
Penserra Capital Management LLC836,745922,135+85,3900.080.09+0.01buy
World Investment Advisors18,326100,323+81,9970.000.01+0.01buy
Fiera Capital Corp276,567346,849+70,2820.010.01+0.00buy
Steward Partners Investment Advisory, LLC258,868326,921+68,0530.010.01+0.00buy
CAPITAL ADVISORS INC/OK055,837+55,8370.000.01+0.01buy
Integrated Wealth Concepts LLC43,10797,432+54,3250.000.01+0.01buy
FIRST MERCHANTS CORP051,643+51,6430.000.02+0.02buy
Global Retirement Partners, LLC1,02852,594+51,5660.000.01+0.01buy
&PARTNERS141,154189,627+48,4730.010.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC306,017353,598+47,5810.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS1,167,3491,211,339+43,9900.020.02-0.00buy
Savvy Advisors, Inc.043,265+43,2650.000.01+0.01buy
FCA CORP /TX473,561515,677+42,1161.081.18+0.10buy
KESTRA PRIVATE WEALTH SERVICES, LLC56,24895,424+39,1760.010.01+0.00buy
LIBERTY WEALTH MANAGEMENT LLC038,295+38,2950.000.04+0.04buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP033,850+33,8500.000.00+0.00buy
Vestmark Advisory Solutions, Inc.031,755+31,7550.000.00+0.00buy
M Holdings Securities, Inc.028,107+28,1070.000.02+0.02buy
Cerity Partners LLC998,5421,025,620+27,0780.010.01-0.00buy
Pathstone Holdings, LLC25,00049,570+24,5700.000.00+0.00buy
Kovack Advisors, Inc.11,84334,117+22,2740.010.01+0.00buy
LPL Financial LLC2,235,0192,252,995+17,9760.010.00-0.00buy
HighTower Advisors, LLC130,059146,735+16,6760.000.00+0.00buy
HARBOUR INVESTMENTS, INC.80,86696,870+16,0040.020.02+0.00buy
TWO SIGMA SECURITIES, LLC015,362+15,3620.000.02+0.02buy
ROYAL BANK OF CANADA1,115,3791,130,474+15,0950.000.00-0.00buy
Segment Wealth Management, LLC015,006+15,0060.000.01+0.01buy
Mission Hills Financial Advisory, LLC73,30586,884+13,5790.320.37+0.05buy
CLIENT 1ST ADVISORY GROUP, LLC012,721+12,7210.000.03+0.03buy
Strategic Financial Concepts, LLC012,554+12,5540.000.09+0.09buy
STIFEL FINANCIAL CORP467,628480,149+12,5210.000.00+0.00buy
Onyx Financial Advisors, LLC37,84850,149+12,3010.140.17+0.04buy
American Financial Advisors, LLC012,000+12,0000.000.01+0.01buy
Snowden Capital Advisors LLC16,48527,624+11,1390.000.01+0.00buy
Oakworth Capital, Inc.010,966+10,9660.000.00+0.00buy
NewEdge Advisors, LLC329,703340,448+10,7450.010.01-0.00buy
Wealthcare Advisory Partners LLC112,721123,451+10,7300.020.02+0.00buy
Fox Hill Wealth Management010,633+10,6330.000.04+0.04buy
W.H. Cornerstone Investments Inc.010,489+10,4890.000.05+0.05buy
Collaborative Wealth Managment Inc.010,290+10,2900.000.03+0.03buy
PROATHLETE WEALTH MANAGEMENT LLC09,888+9,8880.000.02+0.02buy
LEVEL FOUR ADVISORY SERVICES, LLC73,99083,682+9,6920.020.02+0.00buy
Janney Montgomery Scott LLC1,106,6381,115,920+9,2820.020.02-0.00buy
Merit Financial Group, LLC21,99831,178+9,1800.000.00+0.00buy
PRINCIPAL SECURITIES, INC.58,71467,631+8,9170.010.01+0.00buy
SILVER OAK SECURITIES, INCORPORATED30,99339,363+8,3700.020.02+0.00buy
US BANCORP \DE\5,97714,021+8,0440.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.07,645+7,6450.000.01+0.01buy
Sunbelt Securities, Inc.8698,000+7,1310.000.00+0.00buy
Kingstone Capital Partners Texas, LLC20,41225,997+5,5850.100.12+0.03buy
Fortitude Advisory Group L.L.C.25,56130,719+5,1580.110.11-0.01buy
MSH Capital Advisors LLC253,766258,815+5,0490.560.45-0.11buy
HUB Investment Partners, LLC20,31824,462+4,1440.010.01-0.00buy
Chicago Partners Investment Group LLC532,503536,132+3,6290.110.11-0.01buy
CreativeOne Wealth, LLC14,16417,771+3,6070.000.00+0.00buy
JB Capital LLC14,01117,568+3,5570.000.01+0.00buy
CARY STREET PARTNERS FINANCIAL LLC127,028130,528+3,5000.030.03-0.00buy
MERCER GLOBAL ADVISORS INC /ADV31,52235,016+3,4940.000.00+0.00buy
Triumph Capital Management87,03390,506+3,4730.090.16+0.07buy
Equitable Holdings, Inc.25,74629,059+3,3130.000.00+0.00buy
Allworth Financial LP21,56424,871+3,3070.000.00+0.00buy
Mariner, LLC82,51185,794+3,2830.000.00-0.00buy
Creative Planning26,28529,564+3,2790.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC03,207+3,2070.000.00+0.00buy
Royal Fund Management, LLC11,18713,823+2,6360.020.01-0.01buy
ELEVATION POINT WEALTH PARTNERS, LLC29,63732,255+2,6180.020.01-0.00buy
Dynamic Wealth Strategies, LLC02,499+2,4990.000.01+0.01buy
Founders Financial Alliance, LLC20,71623,108+2,3920.030.04+0.00buy
Perigon Wealth Management, LLC13,31215,312+2,0000.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.02,000+2,0000.000.00+0.00buy
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV61,25063,250+2,0000.210.21-0.00buy
Smartleaf Asset Management LLC01,999+1,9990.000.00+0.00buy
Geneos Wealth Management Inc.195,356196,865+1,5090.040.04-0.00buy
Jacobi Capital Management LLC19,17520,475+1,3000.010.01+0.00buy
BOK Financial Private Wealth, Inc.01,137+1,1370.000.00+0.00buy
Sage Capital Advisors,llc41,17942,193+1,0140.080.08+0.00buy
Etesian Wealth Advisors, Inc.13,00014,000+1,0000.040.04+0.00buy
FIRST TRUST ADVISORS LP236,904237,856+9520.000.00-0.00buy
Corient Private Wealth LLC16,53117,322+7910.000.00-0.00buy
PFG Investments, LLC22,19322,968+7750.010.01-0.00buy
Elevate Capital Advisors, LLC34,58235,311+7290.200.19-0.01buy
International Private Wealth Advisors LLC23,67024,389+7190.120.12+0.00buy
Motiv8 Investments LLC0627+6270.000.00+0.00buy
CWM, LLC8,1738,799+6260.000.00-0.00buy
Summit Trail Advisors, LLC18,75519,365+6100.000.00+0.00buy
Clearstead Advisors, LLC17,33817,902+5640.000.00-0.00buy
ASSETMARK, INC1,1541,713+5590.000.00+0.00buy
Berger Financial Group, Inc23,63524,179+5440.010.01-0.00buy
Bramshill Investments, LLC75,28675,805+5190.040.03-0.01buy
Concurrent Investment Advisors, LLC49,21649,695+4790.010.00-0.00buy
BEACON FINANCIAL GROUP15,66116,112+4510.010.01+0.00buy
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