Stock Transactions — ADVENT CONV & INCOME FD

Total Bought
775,710
47 transactions
Total Sold
1,321,164
34 transactions
Net
-545,454
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
WOLVERINE ASSET MANAGEMENT LLC0152,998+152,9980.000.03+0.03buy
READYSTATE ASSET MANAGEMENT LP0106,373+106,3730.000.07+0.07buy
RAYMOND JAMES FINANCIAL INC1,534,3211,598,699+64,3780.010.01-0.00buy
WELLS FARGO & COMPANY/MN799,373860,064+60,6910.000.00-0.00buy
MORGAN STANLEY486,277543,111+56,8340.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC053,470+53,4700.000.00+0.00buy
Integrated Wealth Concepts LLC038,162+38,1620.000.00+0.00buy
HRT FINANCIAL LP025,714+25,7140.000.00+0.00buy
JANE STREET GROUP, LLC025,001+25,0010.000.00+0.00buy
FIFTH THIRD BANCORP018,942+18,9420.000.00+0.00buy
Kestra Advisory Services, LLC9,49126,431+16,9400.000.00+0.00buy
Shaker Financial Services, LLC20,93436,430+15,4960.080.14+0.06buy
Cyndeo Wealth Partners, LLC138,145153,126+14,9810.090.09-0.00buy
High Net Worth Advisory Group LLC013,795+13,7950.000.04+0.04buy
Logan Stone Capital, LLC013,555+13,5550.000.04+0.04buy
Calamos Advisors LLC012,422+12,4220.000.00+0.00buy
Patriot Financial Group Insurance Agency, LLC010,198+10,1980.000.01+0.01buy
Arete Wealth Advisors, LLC308,048317,688+9,6400.270.17-0.10buy
ABSOLUTE INVESTMENT ADVISERS, LLC59,00268,391+9,3890.090.09+0.00buy
Steward Partners Investment Advisory, LLC217,859226,812+8,9530.010.01-0.00buy
FCA CORP /TX231,225239,080+7,8550.820.75-0.06buy
Koshinski Asset Management, Inc.465,158472,817+7,6590.380.33-0.05buy
STIFEL FINANCIAL CORP50,62456,269+5,6450.000.00+0.00buy
MeadowBrook Investment Advisors LLC04,705+4,7050.000.05+0.05buy
Quarry LP38,42342,334+3,9110.080.10+0.02buy
Sage Capital Management, LLC33,20036,200+3,0000.190.19-0.00buy
Rockefeller Capital Management L.P.4,9277,884+2,9570.000.00+0.00buy
Concurrent Investment Advisors, LLC38,03940,874+2,8350.010.00-0.00buy
CWM, LLC7442,766+2,0220.000.00+0.00buy
Colonial Trust Co / SC01,973+1,9730.000.00+0.00buy
Stolper Co61,91963,026+1,1070.230.20-0.03buy
COMMONWEALTH EQUITY SERVICES, LLC163,357164,124+7670.000.00-0.00buy
PRIVATE TRUST CO NA20,55821,166+6080.020.02-0.00buy
JONES FINANCIAL COMPANIES LLLP0480+4800.000.00+0.00buy
Oxbow Advisors, LLC14,69615,126+4300.020.01-0.00buy
Advisory Services Network, LLC0363+3630.000.00+0.00buy
Ellevest, Inc.11,06111,387+3260.020.02-0.00buy
Ballew Advisors, Inc10,07710,375+2980.070.07-0.00buy
Creative Planning140,680140,964+2840.000.00-0.00buy
PFG Investments, LLC56,30056,583+2830.030.03-0.00buy
Western Wealth Management, LLC0136+1360.000.00+0.00buy
Encompass More Asset Management14,42214,494+720.030.03-0.01buy
Vanguard Capital Wealth Advisors20,31520,345+300.200.21+0.01buy
Centurion Wealth Management LLC32,77332,790+170.090.08-0.01buy
LEVEL FOUR ADVISORY SERVICES, LLC13,09413,102+80.010.00-0.00buy
OPPENHEIMER & CO INC11,51111,517+60.000.00-0.00buy
Twelve Points Wealth Management LLC34,78334,784+10.100.09-0.02buy
North Star Investment Management Corp.42042000.000.00-0.00hold
ASSETMARK, INC26226200.000.00-0.00hold
GHP Investment Advisors, Inc.1,3001,30000.000.00-0.00hold
Allworth Financial LP40040000.000.00-0.00hold
IFP Advisors, Inc989800.000.00-0.00hold
McIlrath & Eck, LLC80580500.000.00-0.00hold
Triumph Capital Management1,0261,02600.000.00-0.00hold
Sound Income Strategies, LLC1,4001,40000.000.00-0.00hold
Vestmark Advisory Solutions, Inc.12,18112,18100.000.00-0.00hold
LFA - Lugano Financial Advisors SA2,7592,75900.020.02-0.00hold
ELEVATION POINT WEALTH PARTNERS, LLC12,18112,18100.010.00-0.00hold
Geneos Wealth Management Inc.999900.000.00-0.00hold
Golden State Wealth Management, LLC1,0261,02600.000.00-0.00hold
Fortis Group Advisors, LLC54454400.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC47,63647,63600.040.04-0.00hold
Heron Bay Capital Management42,82342,82300.100.04-0.06hold
WCG Wealth Advisors LLC36,75236,75200.010.01-0.00hold
Ameritas Advisory Services, LLC33,24633,24600.020.01-0.00hold
MELFA WEALTH MANAGEMENT, INC.13,80213,80200.100.09-0.01hold
Compound Planning, Inc.21,15621,15600.010.01-0.00hold
Federation des caisses Desjardins du Quebec1,0001,00000.000.00-0.00hold
Gen-Wealth Partners Inc49549500.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC22022000.000.00-0.00hold
US BANCORP \DE\1,4741,47400.000.00-0.00hold
Atlantic Union Bankshares Corp4,7004,70000.000.00-0.00hold
BENJAMIN EDWARDS INC19,09318,870-2230.000.00-0.00sell
Tactive Advisors, LLC14,45514,000-4550.050.04-0.01sell
Merit Financial Group, LLC14,32513,827-4980.000.00-0.00sell
TRUIST FINANCIAL CORP19,95119,451-5000.000.00-0.00sell
UBS Group AG104,853104,300-5530.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC19,09918,368-7310.000.00-0.00sell
Moors & Cabot, Inc.29,50028,750-7500.020.01-0.00sell
ROYAL BANK OF CANADA42,71141,954-7570.000.00-0.00sell
Cetera Investment Advisers40,70139,120-1,5810.000.00-0.00sell
Windsor Capital Management, LLC20,55318,768-1,7850.070.06-0.01sell
NWF Advisory Services Inc.70,89369,087-1,8060.100.09-0.01sell
HARBOUR INVESTMENTS, INC.10,0118,161-1,8500.000.00-0.00sell
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/2,0100-2,0100.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.12,39810,125-2,2730.020.01-0.00sell
NewEdge Advisors, LLC69,77566,754-3,0210.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.68,45265,328-3,1240.000.00-0.00sell
Waverly Advisors, LLC54,27049,779-4,4910.010.00-0.00sell
Modern Wealth Management, LLC61,83154,235-7,5960.010.01-0.00sell
&PARTNERS81,62173,046-8,5750.010.00-0.00sell
BANK OF AMERICA CORP /DE/69,94260,458-9,4840.000.00-0.00sell
CALTON & ASSOCIATES, INC.10,8560-10,8560.020.00-0.02sell
Invesco Ltd.28,92217,092-11,8300.000.00-0.00sell
Beacon Pointe Advisors, LLC23,42810,800-12,6280.000.00-0.00sell
Baird Financial Group, Inc.300,161286,777-13,3840.010.00-0.00sell
Formidable Asset Management, LLC89,31675,204-14,1120.170.15-0.02sell
OSAIC HOLDINGS, INC.117,678100,092-17,5860.000.00-0.00sell
KESTRA PRIVATE WEALTH SERVICES, LLC19,7000-19,7000.000.00-0.00sell
CoreCap Advisors, LLC23,2651,500-21,7650.010.00-0.01sell
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