Stock TransactionsADVENT CONV & INCOME FD

Total Bought
1,048,906
50 transactions
Total Sold
1,073,618
30 transactions
Net
-24,712
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
WOLVERINE ASSET MANAGEMENT LLC152,998361,758+208,7600.030.06+0.04buy
Rockefeller Capital Management L.P.7,884190,980+183,0960.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC1,598,6991,780,142+181,4430.010.01+0.00buy
Advisors Asset Management, Inc.690,549777,357+86,8080.130.16+0.03buy
GUGGENHEIM CAPITAL LLC743,063801,115+58,0520.070.07+0.00buy
XTX Topco Ltd033,273+33,2730.000.01+0.01buy
NewEdge Advisors, LLC66,75496,524+29,7700.000.00+0.00buy
Penserra Capital Management LLC658,215684,338+26,1230.090.07-0.02buy
Calamos Advisors LLC12,42238,189+25,7670.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.022,185+22,1850.000.02+0.02buy
WELLS FARGO & COMPANY/MN860,064881,999+21,9350.000.00+0.00buy
Steward Partners Investment Advisory, LLC226,812248,369+21,5570.010.02+0.00buy
CoreCap Advisors, LLC1,50021,193+19,6930.000.01+0.01buy
Equitable Holdings, Inc.018,536+18,5360.000.00+0.00buy
OSAIC HOLDINGS, INC.100,092117,641+17,5490.000.00+0.00buy
FCA CORP /TX239,080254,832+15,7520.750.82+0.07buy
IMC-Chicago, LLC010,715+10,7150.000.00+0.00buy
Koshinski Asset Management, Inc.472,817481,591+8,7740.330.34+0.01buy
STIFEL FINANCIAL CORP56,26963,232+6,9630.000.00+0.00buy
Kestra Advisory Services, LLC26,43133,153+6,7220.000.00+0.00buy
Ameritas Advisory Services, LLC33,24639,309+6,0630.010.01-0.00buy
UBS Group AG104,300109,792+5,4920.000.00+0.00buy
Beacon Pointe Advisors, LLC10,80015,591+4,7910.000.00+0.00buy
BANK OF AMERICA CORP /DE/60,45865,016+4,5580.000.00+0.00buy
Institute for Wealth Management, LLC.03,052+3,0520.000.00+0.00buy
Cetera Investment Advisers39,12042,060+2,9400.000.00+0.00buy
Stolper Co63,02665,745+2,7190.200.22+0.02buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC02,448+2,4480.000.00+0.00buy
Logan Stone Capital, LLC13,55515,892+2,3370.040.04+0.00buy
Quarry LP42,33444,322+1,9880.100.09-0.00buy
MERCER GLOBAL ADVISORS INC /ADV01,957+1,9570.000.00+0.00buy
Arete Wealth Advisors, LLC317,688319,601+1,9130.170.20+0.03buy
BENJAMIN EDWARDS INC18,87020,255+1,3850.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC18,36819,293+9250.000.00+0.00buy
FIFTH THIRD BANCORP18,94219,544+6020.000.00+0.00buy
PRIVATE TRUST CO NA21,16621,749+5830.020.02+0.00buy
Oxbow Advisors, LLC15,12615,540+4140.010.02+0.00buy
BOK Financial Private Wealth, Inc.0304+3040.000.00+0.00buy
BESSEMER GROUP INC0195+1950.000.00+0.00buy
ABSOLUTE INVESTMENT ADVISERS, LLC68,39168,584+1930.090.09-0.00buy
Tactive Advisors, LLC14,00014,172+1720.040.05+0.00buy
High Net Worth Advisory Group LLC13,79513,911+1160.040.04+0.00buy
Modern Wealth Management, LLC54,23554,307+720.010.01-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC28,74828,815+670.000.00-0.00buy
Encompass More Asset Management14,49414,547+530.030.03+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC13,10213,139+370.000.00+0.00buy
Vanguard Capital Wealth Advisors20,34520,374+290.210.18-0.03buy
Centurion Wealth Management LLC32,79032,815+250.080.10+0.02buy
OPPENHEIMER & CO INC11,51711,519+20.000.00+0.00buy
Twelve Points Wealth Management LLC34,78434,785+10.090.09+0.01buy
MeadowBrook Investment Advisors LLC4,7054,70500.050.05+0.00hold
North Star Investment Management Corp.42042000.000.00+0.00hold
ASSETMARK, INC26226200.000.00-0.00hold
GHP Investment Advisors, Inc.1,3001,30000.000.00+0.00hold
Allworth Financial LP40040000.000.00+0.00hold
Moors & Cabot, Inc.28,75028,75000.010.01+0.00hold
IFP Advisors, Inc989800.000.00+0.00hold
Pinnacle Wealth Planning Services, Inc.10,12510,12500.010.01+0.00hold
Triumph Capital Management1,0261,02600.000.00+0.00hold
Vestmark Advisory Solutions, Inc.12,18112,18100.000.00-0.00hold
LFA - Lugano Financial Advisors SA2,7592,75900.020.02+0.01hold
ELEVATION POINT WEALTH PARTNERS, LLC12,18112,18100.000.00-0.00hold
Geneos Wealth Management Inc.999900.000.00+0.00hold
Golden State Wealth Management, LLC1,0261,02600.000.00-0.00hold
Fortis Group Advisors, LLC54454400.000.00+0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC47,63647,63600.040.04-0.00hold
Heron Bay Capital Management42,82342,82300.040.05+0.01hold
WCG Wealth Advisors LLC36,75236,75200.010.01-0.00hold
Cyndeo Wealth Partners, LLC153,126153,12600.090.09+0.00hold
Colonial Trust Co / SC1,9731,97300.000.00+0.00hold
MELFA WEALTH MANAGEMENT, INC.13,80213,80200.090.10+0.01hold
Compound Planning, Inc.21,15621,15600.010.01-0.00hold
Federation des caisses Desjardins du Quebec1,0001,00000.000.00-0.00hold
Gen-Wealth Partners Inc49549500.000.00+0.00hold
Sage Capital Management, LLC36,20036,20000.190.19-0.00hold
HIGHLINE WEALTH PARTNERS LLC22022000.000.00-0.00hold
US BANCORP \DE\1,4741,47400.000.00+0.00hold
HARBOUR INVESTMENTS, INC.8,1618,16100.000.00+0.00hold
Atlantic Union Bankshares Corp4,7004,70000.000.00+0.00hold
TRUIST FINANCIAL CORP19,45119,45100.000.00+0.00hold
Western Wealth Management, LLC1360-1360.000.00-0.00sell
Advisory Services Network, LLC3630-3630.000.00-0.00sell
Ellevest, Inc.11,38711,014-3730.020.02-0.00sell
JONES FINANCIAL COMPANIES LLLP4800-4800.000.00-0.00sell
Baird Financial Group, Inc.286,777285,983-7940.000.01+0.00sell
Creative Planning140,964140,156-8080.000.00+0.00sell
Concurrent Investment Advisors, LLC40,87439,784-1,0900.000.00-0.00sell
Formidable Asset Management, LLC75,20473,901-1,3030.150.13-0.01sell
Sound Income Strategies, LLC1,4000-1,4000.000.00-0.00sell
&PARTNERS73,04671,383-1,6630.000.00-0.00sell
NWF Advisory Services Inc.69,08767,113-1,9740.090.08-0.00sell
Waverly Advisors, LLC49,77946,333-3,4460.000.00-0.00sell
Integrated Wealth Concepts LLC38,16234,608-3,5540.000.00-0.00sell
Windsor Capital Management, LLC18,76814,712-4,0560.060.05-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC164,124159,498-4,6260.000.00+0.00sell
PFG Investments, LLC56,58350,298-6,2850.030.03-0.00sell
Shaker Financial Services, LLC36,43029,979-6,4510.140.12-0.02sell
LPL Financial LLC536,305528,821-7,4840.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.65,32856,077-9,2510.000.00-0.00sell
Patriot Financial Group Insurance Agency, LLC10,1980-10,1980.010.00-0.01sell
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