Stock Transactions — ADVENT CONV & INCOME FD

Total Bought
6,287,190
43 transactions
Total Sold
1,862,084
36 transactions
Net
+4,425,106
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC117,5364,355,074+4,237,5380.031.16+1.13buy
ABSOLUTE INVESTMENT ADVISERS, LLC0797,246+797,2460.001.21+1.21buy
Quarry LP11,351290,621+279,2700.040.67+0.63buy
Creative Planning0160,890+160,8900.000.00+0.00buy
Advisors Asset Management, Inc.492,836602,548+109,7120.110.13+0.02buy
READYSTATE ASSET MANAGEMENT LP0104,580+104,5800.000.05+0.05buy
Penserra Capital Management LLC996,1941,068,202+72,0080.250.23-0.02buy
LPL Financial LLC434,996498,517+63,5210.000.00+0.00buy
Koshinski Asset Management, Inc.341,488404,996+63,5080.350.41+0.06buy
Waverly Advisors, LLC059,395+59,3950.000.01+0.01buy
FCA CORP /TX141,610190,847+49,2370.510.70+0.19buy
Rockefeller Capital Management L.P.039,047+39,0470.000.00+0.00buy
Calamos Advisors LLC032,762+32,7620.000.00+0.00buy
UBS Group AG144,611174,298+29,6870.000.00-0.00buy
XTX Topco Ltd017,444+17,4440.000.02+0.02buy
OneDigital Investment Advisors LLC016,493+16,4930.000.00+0.00buy
Modern Wealth Management, LLC57,66773,868+16,2010.040.03-0.01buy
CoreCap Advisors, LLC13,15028,050+14,9000.010.02+0.01buy
STIFEL FINANCIAL CORP11,41526,223+14,8080.000.00+0.00buy
Marex Group plc014,432+14,4320.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.012,520+12,5200.000.02+0.02buy
Concurrent Investment Advisors, LLC14,75126,337+11,5860.010.01+0.00buy
GUGGENHEIM CAPITAL LLC670,431682,010+11,5790.060.07+0.01buy
WELLS FARGO & COMPANY/MN745,259756,278+11,0190.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC08,556+8,5560.000.00+0.00buy
Heron Bay Capital Management35,11442,823+7,7090.090.11+0.02buy
Baird Financial Group, Inc.289,309295,570+6,2610.010.01+0.00buy
BANK OF AMERICA CORP /DE/59,84765,087+5,2400.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC41,36345,509+4,1460.000.00-0.00buy
Jaffetilchin Investment Partners, LLC13,47516,342+2,8670.010.01+0.00buy
Encompass More Asset Management11,90514,660+2,7550.050.06+0.00buy
NewEdge Advisors, LLC60,26562,865+2,6000.000.00-0.00buy
Parkside Financial Bank & Trust02,042+2,0420.000.00+0.00buy
Compound Planning, Inc.20,21322,212+1,9990.010.01-0.00buy
Sage Capital Management, LLC31,70032,700+1,0000.180.19+0.02buy
Elequin Capital, LP0971+9710.000.00+0.00buy
Oxbow Advisors, LLC23,40924,111+7020.030.03+0.01buy
Centurion Wealth Management LLC31,84332,273+4300.120.12-0.00buy
HARBOUR INVESTMENTS, INC.9,68110,011+3300.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,0875,190+1030.000.00-0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC12,02912,078+490.000.00-0.00buy
Vanguard Capital Wealth Advisors20,67820,705+270.260.27+0.01buy
CIBC Private Wealth Group LLC1,9561,976+200.000.00+0.00buy
MeadowBrook Investment Advisors LLC5,0555,05500.050.05-0.00hold
North Star Investment Management Corp.42042000.000.00+0.00hold
ASSETMARK, INC26226200.000.00-0.00hold
CWM, LLC42342300.000.00-0.00hold
Allworth Financial LP40040000.000.00-0.00hold
Moors & Cabot, Inc.21,00021,00000.010.01-0.00hold
McIlrath & Eck, LLC80580500.000.00-0.00hold
Larson Financial Group LLC3,7953,79500.000.00-0.00hold
TRANSCEND CAPITAL ADVISORS, LLC11,68111,68100.010.01+0.00hold
ATTICUS WEALTH MANAGEMENT, LLC83783700.000.00-0.00hold
Fortis Group Advisors, LLC90990900.000.00+0.00hold
Coppell Advisory Solutions LLC10510500.000.00-0.00hold
Cyndeo Wealth Partners, LLC63,40963,40900.050.05-0.00hold
MELFA WEALTH MANAGEMENT, INC.13,80213,80200.110.11+0.00hold
Gen-Wealth Partners Inc49549500.000.00+0.00hold
US BANCORP \DE\1,4741,47400.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.18,32618,32600.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Geneos Wealth Management Inc.1,370991-3790.000.00-0.00sell
Global Retirement Partners, LLC1,124702-4220.000.00-0.00sell
Windsor Capital Management, LLC22,28621,831-4550.080.08+0.00sell
COMMONWEALTH EQUITY SERVICES, LLC176,212175,582-6300.000.00-0.00sell
Twelve Points Wealth Management LLC35,88535,016-8690.130.12-0.01sell
Beacon Pointe Advisors, LLC23,07322,014-1,0590.000.00-0.00sell
ROYAL BANK OF CANADA47,09045,968-1,1220.000.00-0.00sell
Stolper Co56,16654,928-1,2380.220.22-0.00sell
Ameritas Advisory Services, LLC34,58033,303-1,2770.020.01-0.00sell
BARTLETT & CO. WEALTH MANAGEMENT LLC1,3000-1,3000.000.00-0.00sell
Steward Partners Investment Advisory, LLC24,07922,729-1,3500.000.00-0.00sell
TRUIST FINANCIAL CORP22,13420,615-1,5190.000.00-0.00sell
OPPENHEIMER & CO INC13,29710,697-2,6000.000.00-0.00sell
COMERICA BANK22,17718,274-3,9030.000.00-0.00sell
Mariner, LLC17,27112,537-4,7340.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.77,63272,547-5,0850.000.00-0.00sell
Formidable Asset Management, LLC120,724115,632-5,0920.230.22-0.00sell
Gilliland Jeter Wealth Management LLC5,1270-5,1270.020.00-0.02sell
OSAIC HOLDINGS, INC.116,873111,247-5,6260.000.00-0.00sell
PFG Investments, LLC56,43750,760-5,6770.040.04-0.01sell
Capital Investment Advisors, LLC10,1340-10,1340.000.00-0.00sell
PARK AVENUE SECURITIES LLC10,5750-10,5750.000.00-0.00sell
Invesco Ltd.151,954139,988-11,9660.000.00-0.00sell
CALTON & ASSOCIATES, INC.12,9710-12,9710.060.00-0.06sell
CHOREO, LLC13,9460-13,9460.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.14,6300-14,6300.020.00-0.02sell
Yakira Capital Management, Inc.84,18953,462-30,7270.380.25-0.13sell
Walleye Capital LLC31,8140-31,8140.000.00-0.00sell
Shaker Financial Services, LLC41,5960-41,5960.180.00-0.18sell
NWF Advisory Services Inc.73,9510-73,9510.130.00-0.13sell
Cable Car Capital, LP100,0000-100,0001.270.00-1.27sell
MORGAN STANLEY1,570,5421,348,544-221,9980.000.00-0.00sell
Arete Wealth Advisors, LLC600,039322,546-277,4930.310.27-0.04sell
BOOTHBAY FUND MANAGEMENT, LLC289,1430-289,1430.100.00-0.10sell
Alpine Global Management, LLC298,6110-298,6110.850.00-0.85sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC407,80134,736-373,0650.100.03-0.06sell
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