Stock Transactions — PIMCO HIGH INCOME FD

Total Bought
2,653,576
38 transactions
Total Sold
1,403,841
32 transactions
Net
+1,249,735
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RIVERNORTH CAPITAL MANAGEMENT, LLC3,439,1584,469,476+1,030,3180.821.07+0.25buy
Cetera Investment Advisers178,394726,061+547,6670.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.1,130,6781,276,861+146,1830.020.02+0.00buy
MILLENNIUM MANAGEMENT LLC43,964152,221+108,2570.000.00+0.00buy
Kestra Advisory Services, LLC135,535233,767+98,2320.010.01+0.00buy
ENVESTNET ASSET MANAGEMENT INC575,912659,501+83,5890.000.00+0.00buy
Sigma Planning Corp100,141183,051+82,9100.040.03-0.01buy
LPL Financial LLC836,282914,383+78,1010.000.00-0.00buy
MORGAN STANLEY1,381,0351,447,896+66,8610.000.00-0.00buy
BANK OF AMERICA CORP /DE/921,776982,280+60,5040.000.00-0.00buy
PFG Investments, LLC059,790+59,7900.000.02+0.02buy
MERCER GLOBAL ADVISORS INC /ADV035,030+35,0300.000.00+0.00buy
KPP Advisory Services LLC031,235+31,2350.000.04+0.04buy
Rathbones Group PLC025,400+25,4000.000.00+0.00buy
Cornerstone Wealth Group, LLC024,810+24,8100.000.01+0.01buy
HRT FINANCIAL LP022,610+22,6100.000.00+0.00buy
Apollon Wealth Management, LLC165,528184,538+19,0100.030.03+0.00buy
Zuckerman Investment Group, LLC018,000+18,0000.000.01+0.01buy
B. Riley Wealth Advisors, Inc.016,074+16,0740.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO113,023128,822+15,7990.000.00+0.00buy
Ameritas Advisory Services, LLC013,355+13,3550.000.00+0.00buy
ROYAL BANK OF CANADA33,94747,158+13,2110.000.00+0.00buy
WELLS FARGO & COMPANY/MN010,127+10,1270.000.00+0.00buy
PRINCIPAL SECURITIES, INC.229,955236,980+7,0250.040.04-0.01buy
PNC FINANCIAL SERVICES GROUP, INC.05,625+5,6250.000.00+0.00buy
SYNOVUS FINANCIAL CORP35,39541,008+5,6130.000.00+0.00buy
Belpointe Asset Management LLC20,00025,000+5,0000.010.01+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.04,000+4,0000.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.40,76544,631+3,8660.170.18+0.01buy
Baird Financial Group, Inc.148,756151,931+3,1750.000.00-0.00buy
Kingsview Wealth Management, LLC91,57494,349+2,7750.010.01-0.00buy
CoreCap Advisors, LLC36,36138,900+2,5390.010.01-0.00buy
AVANTAX ADVISORY SERVICES, INC.11,55114,051+2,5000.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS85,83688,271+2,4350.000.00-0.00buy
Tower Research Capital LLC (TRC)01,110+1,1100.000.00+0.00buy
International Private Wealth Advisors LLC22,05522,655+6000.110.22+0.11buy
RMR Wealth Builders10,54110,775+2340.010.01-0.00buy
Global Retirement Partners, LLC337343+60.000.00-0.00buy
Roof Eidam Maycock Peralta, LLC15,51715,51700.020.02-0.00hold
HOLLENCREST CAPITAL MANAGEMENT83383300.000.00-0.00hold
COHEN & STEERS, INC.345,910345,91000.000.00+0.00hold
Janney Montgomery Scott LLC11,96011,96000.000.00-0.00hold
Mechanics Bank Trust Department10,80010,80000.010.01-0.00hold
BROWN BROTHERS HARRIMAN & CO5,5775,57700.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC494900.000.00-0.00hold
Gradient Investments LLC1100.000.00-0.00hold
Private Advisor Group, LLC13,67513,67500.000.00-0.00hold
Financial Management Professionals, Inc.40940900.000.00-0.00hold
Moors & Cabot, Inc.41,75041,75000.010.01-0.00hold
Stratos Wealth Partners, LTD.12,05512,05500.000.00-0.00hold
KESTRA PRIVATE WEALTH SERVICES, LLC10,08810,08800.000.00-0.00hold
Cornerstone Wealth Management, LLC10,00110,00100.000.00-0.00hold
OneDigital Investment Advisors LLC13,33913,33900.000.00-0.00hold
Bryn Mawr Trust Advisors, LLC33,91033,91000.010.01-0.00hold
Ceeto Capital Group, LLC20,00020,00000.040.04-0.00hold
Wagner Wealth Management, LLC17,72917,72900.030.03-0.00hold
180 WEALTH ADVISORS, LLC20,69320,69300.020.02-0.00hold
MGO ONE SEVEN LLC12,50012,50000.000.00-0.00hold
FNY Investment Advisers, LLC2,6002,60000.010.01-0.01hold
HHM Wealth Advisors, LLC2,0272,02700.000.00-0.00hold
Shulman DeMeo Asset Management LLC12,47912,47900.020.02-0.00hold
WT Wealth Management20,89320,89300.040.04-0.00hold
Williams Jones Wealth Management, LLC.21,24021,24000.000.00-0.00hold
Cedar Mountain Advisors, LLC2,8542,85400.000.00-0.00hold
Arkadios Wealth Advisors10,35010,35000.000.00-0.00hold
Key FInancial Inc13013000.000.00-0.00hold
Future Financial Wealth Managment LLC10,00010,00000.050.04-0.01hold
Lion Street Advisors, LLC48,83648,83600.100.10-0.00hold
Carl P. Sherr & Co., LLC36,80036,80000.110.10-0.01hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC10,70010,70000.010.01-0.00hold
Spire Wealth Management23,26823,26800.000.00-0.00hold
SFI Advisors, LLC40,07440,07400.170.16-0.02hold
PFS Partners, LLC50050000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.4,0004,00000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.2,0002,00000.000.00-0.00hold
Madison Wealth Partners, Inc23,25823,254-40.050.04-0.00sell
STIFEL FINANCIAL CORP33,47432,824-6500.000.00-0.00sell
Farther Finance Advisors, LLC1,5500-1,5500.000.00-0.00sell
Advisory Services Network, LLC1,6040-1,6040.000.00-0.00sell
COMERICA BANK2,7901,050-1,7400.000.00-0.00sell
Atria Wealth Solutions, Inc.83,82481,400-2,4240.010.00-0.00sell
Tempus Wealth Planning, LLC27,97825,539-2,4390.060.06-0.01sell
PARK AVENUE SECURITIES LLC266,646264,095-2,5510.020.02-0.00sell
FSC Wealth Advisors, LLC2,6000-2,6000.010.00-0.01sell
Mariner, LLC24,16719,667-4,5000.000.00-0.00sell
Good Life Advisors, LLC40,10235,208-4,8940.020.02-0.00sell
OSAIC HOLDINGS, INC.266,023259,727-6,2960.000.00+0.00sell
Mutual Advisors, LLC17,47710,777-6,7000.000.00-0.00sell
MML INVESTORS SERVICES, LLC34,60327,626-6,9770.000.00-0.00sell
TWO SIGMA SECURITIES, LLC10,9190-10,9190.000.00-0.00sell
Creative Planning10,9710-10,9710.000.00-0.00sell
Meridian Wealth Management, LLC12,0850-12,0850.000.00-0.00sell
Gladstone Institutional Advisory LLC15,0170-15,0170.000.00-0.00sell
Founders Financial Alliance, LLC54,25937,785-16,4740.100.06-0.05sell
Livelsberger Financial Advisory147,117130,047-17,0700.667.34+6.69sell
NewEdge Advisors, LLC205,300187,300-18,0000.010.01-0.00sell
NOMURA HOLDINGS INC20,7700-20,7700.000.00-0.00sell
WATERS PARKERSON & CO., LLC21,2500-21,2500.010.00-0.01sell
UBS Group AG319,126272,814-46,3120.000.00-0.00sell
Rockefeller Capital Management L.P.61,8900-61,8900.000.00-0.00sell
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