Stock Transactions — PIMCO HIGH INCOME FD

Total Bought
1,847,537
48 transactions
Total Sold
1,744,169
44 transactions
Net
+103,368
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LPL Financial LLC1,937,1182,465,679+528,5610.000.00+0.00buy
Shaker Financial Services, LLC0238,025+238,0250.000.38+0.38buy
Orion Porfolio Solutions, LLC1,158,2051,322,308+164,1030.040.05+0.01buy
Western Wealth Management, LLC0108,255+108,2550.000.02+0.02buy
Cetera Investment Advisers880,845941,248+60,4030.000.00-0.00buy
Elm3 Financial Group, LLC209,092259,069+49,9770.841.01+0.17buy
BANK OF AMERICA CORP /DE/1,199,5811,247,814+48,2330.000.00-0.00buy
New England Private Wealth Advisors LLC044,347+44,3470.000.02+0.02buy
WELLS FARGO & COMPANY/MN142,121185,772+43,6510.000.00+0.00buy
Virtu Financial LLC042,384+42,3840.000.01+0.01buy
Creekside Partners90,844131,085+40,2410.190.25+0.06buy
ENVESTNET ASSET MANAGEMENT INC887,862926,775+38,9130.000.00-0.00buy
COHEN & STEERS, INC.1,148,9531,187,044+38,0910.010.01-0.00buy
RITHOLTZ WEALTH MANAGEMENT034,500+34,5000.000.00+0.00buy
CWM, LLC034,162+34,1620.000.00+0.00buy
Invesco Ltd.1,216,3801,248,619+32,2390.000.00+0.00buy
NOMURA HOLDINGS INC030,300+30,3000.000.00+0.00buy
AE Wealth Management LLC029,970+29,9700.000.00+0.00buy
Independent Advisor Alliance028,368+28,3680.000.00+0.00buy
Arkadios Wealth Advisors025,259+25,2590.000.00+0.00buy
HRT FINANCIAL LP024,965+24,9650.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS021,507+21,5070.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC018,874+18,8740.000.00+0.00buy
PARK AVENUE SECURITIES LLC335,863353,156+17,2930.010.01-0.00buy
Jump Financial, LLC012,400+12,4000.000.00+0.00buy
PRINCIPAL SECURITIES, INC.337,605349,863+12,2580.030.02-0.00buy
MORGAN STANLEY840,360851,211+10,8510.000.00-0.00buy
HighTower Advisors, LLC14,78625,538+10,7520.000.00+0.00buy
Bank of New York Mellon Corp010,698+10,6980.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC195,849206,498+10,6490.000.00-0.00buy
MGO ONE SEVEN LLC41,36051,360+10,0000.000.00+0.00buy
Valley Financial Group, Inc.16,85023,579+6,7290.050.06+0.01buy
Capital Investment Advisory Services, LLC57,80063,900+6,1000.020.02+0.00buy
Kingsview Wealth Management, LLC81,78984,218+2,4290.010.01-0.00buy
Nemes Rush Group LLC02,175+2,1750.000.00+0.00buy
Baird Financial Group, Inc.170,737172,509+1,7720.000.00-0.00buy
Atria Investments, Inc21,23022,945+1,7150.000.00+0.00buy
STIFEL FINANCIAL CORP39,89141,452+1,5610.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.82,80284,342+1,5400.270.26-0.01buy
Advisors Asset Management, Inc.01,308+1,3080.000.00+0.00buy
International Private Wealth Advisors LLC27,48528,255+7700.080.08-0.00buy
Brookstone Capital Management23,45123,888+4370.000.00-0.00buy
Strategic Financial Partners, Ltd.13,93814,265+3270.030.03-0.00buy
HARBOUR INVESTMENTS, INC.2,0002,175+1750.000.00-0.00buy
Advisory Services Network, LLC0100+1000.000.00+0.00buy
Cornerstone Planning Group LLC6,2796,340+610.000.00-0.00buy
IFP Advisors, Inc1,9662,024+580.000.00-0.00buy
B. Riley Wealth Advisors, Inc.15,03115,082+510.000.00+0.00buy
MAI Capital Management4,2434,24300.000.00-0.00hold
EASTERN BANK10,50010,50000.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT83383300.000.00+0.00hold
PRIVATE TRUST CO NA10,00010,00000.000.00-0.00hold
Curi Capital, LLC10,48010,48000.000.00-0.00hold
SCOTIA CAPITAL INC.15,85015,85000.000.00-0.00hold
Rathbones Group PLC131,400131,40000.000.00-0.00hold
CIBC WORLD MARKET INC.11,73011,73000.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO5,5775,57700.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC494900.000.00+0.00hold
Allworth Financial LP33,73633,73600.000.00-0.00hold
E&G Advisors, LP10,80010,80000.010.01-0.00hold
Anfield Capital Management, LLC11,40711,40700.020.01-0.00hold
Moors & Cabot, Inc.24,50024,50000.010.00-0.00hold
Stratos Wealth Partners, LTD.21,24921,24900.000.00-0.00hold
Cornerstone Wealth Management, LLC10,00010,00000.000.00-0.00hold
Wealthcare Advisory Partners LLC25,00025,00000.000.00-0.00hold
Glenview Trust Co13,01013,01000.000.00-0.00hold
Strategic Wealth Partners, Ltd.81381300.000.00-0.00hold
Ceeto Capital Group, LLC20,00020,00000.030.03+0.00hold
Wagner Wealth Management, LLC16,30916,30900.020.02-0.00hold
180 WEALTH ADVISORS, LLC21,55021,55000.010.01-0.00hold
FNY Investment Advisers, LLC2,6002,60000.000.01+0.00hold
HHM Wealth Advisors, LLC2,0272,02700.000.00-0.00hold
Williams Jones Wealth Management, LLC.21,24021,24000.000.00+0.00hold
Key FInancial Inc13013000.000.00-0.00hold
Tempus Wealth Planning, LLC22,73022,73000.030.02-0.00hold
Madison Wealth Partners, Inc13,95013,95000.010.01-0.00hold
Spire Wealth Management14,91814,91800.000.00-0.00hold
CoreCap Advisors, LLC6,0006,00000.000.00-0.00hold
Fortitude Family Office, LLC1,1101,11000.000.00-0.00hold
DiNuzzo Private Wealth, Inc.1,0001,00000.000.00-0.00hold
IAMS WEALTH MANAGEMENT, LLC30,00030,00000.050.05-0.00hold
BlackRock, Inc.33,76233,76200.000.00-0.00hold
Hilltop National Bank4,1004,10000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
THRIVENT FINANCIAL FOR LUTHERANS103,000103,00000.000.00+0.00hold
FIFTH THIRD BANCORP1,5001,50000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC12612600.000.00-0.00hold
PRINCIPAL FINANCIAL GROUP INC11,66011,278-3820.000.00-0.00sell
Shulman DeMeo Asset Management LLC11,38910,807-5820.010.01-0.00sell
Whipplewood Advisors, LLC206,849205,862-9870.650.49-0.15sell
RMR Wealth Builders12,65011,612-1,0380.000.00-0.00sell
Bryn Mawr Trust Advisors, LLC12,40511,277-1,1280.000.00-0.00sell
Tower Research Capital LLC (TRC)1,6430-1,6430.000.00-0.00sell
KPP Advisory Services LLC15,05513,160-1,8950.010.01-0.00sell
Future Financial Wealth Managment LLC130,283127,753-2,5300.430.39-0.05sell
Steward Partners Investment Advisory, LLC15,45512,755-2,7000.000.00-0.00sell
Kilter Group LLC2,7490-2,7490.010.00-0.01sell
Centric Wealth Management28,09923,940-4,1590.030.02-0.01sell
Rockefeller Capital Management L.P.4,3870-4,3870.000.00-0.00sell
BENJAMIN EDWARDS INC130,650124,963-5,6870.010.01-0.00sell
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