Stock TransactionsPIMCO HIGH INCOME FD

Total Bought
2,839,987
54 transactions
Total Sold
1,838,776
39 transactions
Net
+1,001,211
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
OSAIC HOLDINGS, INC.1,286,8791,828,380+541,5010.010.01+0.00buy
RFG Advisory, LLC0390,856+390,8560.000.03+0.03buy
RIVERNORTH CAPITAL MANAGEMENT, LLC447,813736,603+288,7900.100.16+0.06buy
IMC-Chicago, LLC0179,410+179,4100.000.01+0.01buy
WELLS FARGO & COMPANY/MN185,772350,455+164,6830.000.00+0.00buy
UBS Group AG1,265,9431,395,218+129,2750.000.00-0.00buy
BANK OF AMERICA CORP /DE/1,247,8141,364,448+116,6340.000.00-0.00buy
GraniteShares Advisors LLC504,811580,836+76,0251.681.74+0.06buy
MORGAN STANLEY851,211922,885+71,6740.000.00-0.00buy
XTX Topco Ltd067,883+67,8830.000.00+0.00buy
GUGGENHEIM CAPITAL LLC1,072,1491,139,957+67,8080.040.03-0.01buy
ENVESTNET ASSET MANAGEMENT INC926,775986,473+59,6980.000.00-0.00buy
PRINCIPAL SECURITIES, INC.349,863405,481+55,6180.020.02-0.00buy
TWO SIGMA SECURITIES, LLC19,03071,357+52,3270.010.03+0.02buy
J.W. COLE ADVISORS, INC.051,702+51,7020.000.00+0.00buy
Invesco Ltd.1,248,6191,300,222+51,6030.000.00-0.00buy
Advisors Asset Management, Inc.1,30847,680+46,3720.000.00+0.00buy
WEDBUSH SECURITIES INC044,936+44,9360.000.01+0.01buy
Marex Group plc044,907+44,9070.000.00+0.00buy
COMMERCE BANK044,543+44,5430.000.00+0.00buy
Carl P. Sherr & Co., LLC036,800+36,8000.000.07+0.07buy
Integrated Wealth Concepts LLC028,976+28,9760.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS103,000130,000+27,0000.000.00+0.00buy
BESSEMER GROUP INC025,000+25,0000.000.00+0.00buy
Creative Planning020,145+20,1450.000.00+0.00buy
Kovack Advisors, Inc.016,511+16,5110.000.00+0.00buy
PRIVATE TRUST CO NA10,00024,861+14,8610.000.01+0.01buy
COHEN & STEERS, INC.1,187,0441,201,591+14,5470.010.01-0.00buy
STIFEL FINANCIAL CORP41,45253,021+11,5690.000.00+0.00buy
Creekside Partners131,085142,025+10,9400.250.24-0.01buy
Moors & Cabot, Inc.24,50035,350+10,8500.000.01+0.00buy
Concurrent Investment Advisors, LLC010,815+10,8150.000.00+0.00buy
HRT FINANCIAL LP24,96535,212+10,2470.000.00+0.00buy
49 WEALTH MANAGEMENT, LLC010,000+10,0000.000.01+0.01buy
MML INVESTORS SERVICES, LLC64,42472,179+7,7550.000.00-0.00buy
Baird Financial Group, Inc.172,509178,530+6,0210.000.00-0.00buy
BOOTHBAY FUND MANAGEMENT, LLC18,87424,657+5,7830.000.00+0.00buy
Strategic Financial Partners, Ltd.14,26519,912+5,6470.030.04+0.01buy
PFG Investments, LLC78,85184,456+5,6050.020.02-0.00buy
Elm3 Financial Group, LLC259,069264,575+5,5061.010.84-0.17buy
Capital Investment Advisory Services, LLC63,90065,900+2,0000.020.02-0.00buy
PARK AVENUE SECURITIES LLC353,156354,870+1,7140.010.01-0.00buy
Beaird Harris Wealth Management, LLC01,027+1,0270.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.376,159377,178+1,0190.000.00-0.00buy
Allworth Financial LP33,73634,736+1,0000.000.00+0.00buy
International Private Wealth Advisors LLC28,25529,090+8350.080.07-0.01buy
Institute for Wealth Management, LLC.0500+5000.000.00+0.00buy
RMR Wealth Builders11,61211,934+3220.000.00-0.00buy
MGO ONE SEVEN LLC51,36051,672+3120.000.00-0.00buy
Valley Financial Group, Inc.23,57923,723+1440.060.05-0.00buy
Brookstone Capital Management23,88823,999+1110.000.00-0.00buy
Cornerstone Planning Group LLC6,3406,404+640.000.00-0.00buy
IFP Advisors, Inc2,0242,087+630.000.00-0.00buy
B. Riley Wealth Advisors, Inc.15,08215,135+530.000.00-0.00buy
PRINCIPAL FINANCIAL GROUP INC11,27811,27800.000.00-0.00hold
EASTERN BANK10,50010,50000.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT83383300.000.00+0.00hold
Curi Capital, LLC10,48010,48000.000.00-0.00hold
SCOTIA CAPITAL INC.15,85015,85000.000.00-0.00hold
Rathbones Group PLC131,400131,40000.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO5,5775,57700.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC494900.000.00-0.00hold
New England Private Wealth Advisors LLC44,34744,34700.020.02-0.00hold
E&G Advisors, LP10,80010,80000.010.01-0.00hold
Cornerstone Wealth Management, LLC10,00010,00000.000.00-0.00hold
Glenview Trust Co13,01013,01000.000.00-0.00hold
Bryn Mawr Trust Advisors, LLC11,27711,27700.000.00-0.00hold
Strategic Wealth Partners, Ltd.81381300.000.00-0.00hold
Ceeto Capital Group, LLC20,00020,00000.030.03-0.00hold
Wagner Wealth Management, LLC16,30916,30900.020.01-0.00hold
180 WEALTH ADVISORS, LLC21,55021,55000.010.01-0.00hold
FNY Investment Advisers, LLC2,6002,60000.010.00-0.00hold
HHM Wealth Advisors, LLC2,0272,02700.000.00-0.00hold
Centric Wealth Management23,94023,94000.020.02-0.00hold
Western Wealth Management, LLC108,255108,25500.020.02-0.00hold
Williams Jones Wealth Management, LLC.21,24021,24000.000.00-0.00hold
Marks Group Wealth Management, Inc261,440261,44000.120.11-0.01hold
Tempus Wealth Planning, LLC22,73022,73000.020.02-0.00hold
Madison Wealth Partners, Inc13,95013,95000.010.01-0.00hold
Spire Wealth Management14,91814,91800.000.00-0.00hold
CoreCap Advisors, LLC6,0006,00000.000.00-0.00hold
Nemes Rush Group LLC2,1752,17500.000.00-0.00hold
KPP Advisory Services LLC13,16013,16000.010.01-0.00hold
DiNuzzo Private Wealth, Inc.1,0001,00000.000.00-0.00hold
IAMS WEALTH MANAGEMENT, LLC30,00030,00000.050.04-0.01hold
BlackRock, Inc.33,76233,76200.000.00-0.00hold
Hilltop National Bank4,1004,10000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
FIFTH THIRD BANCORP1,5001,50000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.2,1752,17500.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC12612600.000.00-0.00hold
Advisory Services Network, LLC1000-1000.000.00-0.00sell
Key FInancial Inc1300-1300.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS21,50721,372-1350.000.00-0.00sell
Apollon Wealth Management, LLC173,291173,133-1580.010.01-0.00sell
Wealthcare Advisory Partners LLC25,00024,800-2000.000.00-0.00sell
Bank of New York Mellon Corp10,69810,242-4560.000.00-0.00sell
Shulman DeMeo Asset Management LLC10,80710,294-5130.010.01-0.00sell
INTEGRITY ALLIANCE, LLC.14,77513,830-9450.000.00-0.00sell
Atria Investments, Inc22,94521,856-1,0890.000.00-0.00sell
Page 1 of 2