Stock Transactions — PIMCO HIGH INCOME FD

Total Bought
1,825,157
53 transactions
Total Sold
1,984,833
35 transactions
Net
-159,676
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
OSAIC HOLDINGS, INC.444,3991,251,635+807,2360.000.01+0.00buy
Cetera Investment Advisers506,330648,647+142,3170.000.00-0.00buy
UBS Group AG1,039,6121,158,962+119,3500.000.00+0.00buy
LPL Financial LLC1,777,4201,889,877+112,4570.000.00-0.00buy
JANE STREET GROUP, LLC098,449+98,4490.000.00+0.00buy
TrueMark Investments, LLC076,922+76,9220.000.07+0.07buy
BANK OF AMERICA CORP /DE/960,2591,030,933+70,6740.000.00+0.00buy
Invesco Ltd.1,226,2041,279,467+53,2630.000.00+0.00buy
Orion Porfolio Solutions, LLC430,521472,168+41,6470.020.02+0.00buy
GUGGENHEIM CAPITAL LLC1,323,6271,364,892+41,2650.050.05-0.00buy
MORGAN STANLEY792,260823,786+31,5260.000.00+0.00buy
New England Private Wealth Advisors LLC15,00044,347+29,3470.010.03+0.02buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC17,37935,858+18,4790.000.00+0.00buy
PRINCIPAL SECURITIES, INC.313,802329,250+15,4480.030.03-0.00buy
Steward Partners Investment Advisory, LLC4,92319,883+14,9600.000.00+0.00buy
Mach-1 Financial Group, LLC013,125+13,1250.000.01+0.01buy
PRINCIPAL FINANCIAL GROUP INC012,134+12,1340.000.00+0.00buy
COHEN & STEERS, INC.1,110,1561,121,829+11,6730.010.01+0.00buy
TWO SIGMA SECURITIES, LLC26,69137,498+10,8070.020.03+0.01buy
Base Wealth Management LLC010,212+10,2120.000.03+0.03buy
Zullo Investment Group, Inc.010,100+10,1000.000.02+0.02buy
PRIVATE TRUST CO NA010,000+10,0000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC180,096190,058+9,9620.000.00+0.00buy
EASTERN BANK70010,500+9,8000.000.00+0.00buy
MML INVESTORS SERVICES, LLC68,04676,080+8,0340.000.00+0.00buy
Aspect Partners, LLC05,873+5,8730.000.01+0.01buy
Guerra Advisors Inc05,659+5,6590.000.01+0.01buy
Baird Financial Group, Inc.169,130174,105+4,9750.000.00-0.00buy
Founders Financial Alliance, LLC69,51974,325+4,8060.080.07-0.01buy
ENVESTNET ASSET MANAGEMENT INC887,672892,320+4,6480.000.00+0.00buy
J.W. COLE ADVISORS, INC.53,43056,430+3,0000.010.01-0.00buy
STIFEL FINANCIAL CORP42,31345,060+2,7470.000.00+0.00buy
Kilter Group LLC02,670+2,6700.000.01+0.01buy
Alpha Cubed Investments, LLC20,07922,194+2,1150.000.00+0.00buy
Presper Financial Architects, LLC112,347114,037+1,6900.400.33-0.07buy
PFG Investments, LLC82,24483,751+1,5070.020.02-0.00buy
HIGHLINE WEALTH PARTNERS LLC01,000+1,0000.000.00+0.00buy
Brookstone Capital Management21,95422,740+7860.000.00-0.00buy
International Private Wealth Advisors LLC26,00426,737+7330.110.08-0.02buy
Whipplewood Advisors, LLC204,651205,264+6130.540.67+0.13buy
US BANCORP \DE\0600+6000.000.00+0.00buy
INTEGRITY ALLIANCE, LLC.17,27817,858+5800.000.00-0.00buy
Mariner, LLC22,16422,721+5570.000.00-0.00buy
Spire Wealth Management14,91815,335+4170.000.00+0.00buy
RMR Wealth Builders12,07312,358+2850.010.01-0.00buy
Centric Wealth Management27,15127,424+2730.030.03-0.00buy
Wealthcare Advisory Partners LLC24,80025,000+2000.000.00-0.00buy
Advisory Services Network, LLC0100+1000.000.00+0.00buy
IFP Advisors, Inc1,8541,909+550.000.00-0.00buy
B. Riley Wealth Advisors, Inc.14,93514,983+480.000.00+0.00buy
Cornerstone Planning Group LLC020+200.000.00+0.00buy
Ethos Financial Group, LLC19,58619,598+120.010.01-0.00buy
Boreal Capital Management LLC13,14713,148+10.050.05+0.00buy
MAI Capital Management3,5503,55000.000.00-0.00hold
OLD POINT TRUST & FINANCIAL SERVICES N A1,0001,00000.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT83383300.000.00-0.00hold
SCOTIA CAPITAL INC.15,85015,85000.000.00-0.00hold
Rathbones Group PLC131,400131,40000.000.00-0.00hold
CIBC WORLD MARKET INC.11,73011,73000.000.00-0.00hold
HighTower Advisors, LLC14,78614,78600.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO5,5775,57700.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC494900.000.00-0.00hold
Allworth Financial LP32,23632,23600.000.00-0.00hold
E&G Advisors, LP10,80010,80000.010.01-0.00hold
Anfield Capital Management, LLC11,40711,40700.020.02-0.00hold
Moors & Cabot, Inc.20,50020,50000.000.00-0.00hold
Stratos Wealth Partners, LTD.21,24921,24900.000.00-0.00hold
Cornerstone Wealth Management, LLC10,00010,00000.000.00-0.00hold
Mutual Advisors, LLC10,42710,42700.000.00-0.00hold
Bryn Mawr Trust Advisors, LLC12,40512,40500.000.00-0.00hold
Strategic Wealth Partners, Ltd.81381300.000.00-0.00hold
Belpointe Asset Management LLC20,00020,00000.000.00-0.00hold
Ceeto Capital Group, LLC20,00020,00000.030.03-0.00hold
Wagner Wealth Management, LLC16,30916,30900.020.02+0.00hold
MGO ONE SEVEN LLC41,36041,36000.010.00-0.00hold
FNY Investment Advisers, LLC2,6002,60000.010.00-0.00hold
HHM Wealth Advisors, LLC2,0272,02700.000.00+0.00hold
Williams Jones Wealth Management, LLC.21,24021,24000.000.00-0.00hold
Cedar Mountain Advisors, LLC2,8542,85400.000.00-0.00hold
Key FInancial Inc13013000.000.00-0.00hold
Marks Group Wealth Management, Inc280,669280,66900.130.13+0.00hold
Carl P. Sherr & Co., LLC36,80036,80000.090.09-0.00hold
SYNOVUS FINANCIAL CORP35,39535,39500.000.00-0.00hold
Madison Wealth Partners, Inc21,35021,35000.020.02-0.00hold
Fortitude Family Office, LLC1,1101,11000.000.00-0.00hold
KPP Advisory Services LLC15,05515,05500.010.01-0.00hold
DiNuzzo Private Wealth, Inc.1,0001,00000.000.00-0.00hold
IAMS WEALTH MANAGEMENT, LLC30,00030,00000.070.06-0.01hold
Valley Financial Group, Inc.16,25016,25000.050.05-0.00hold
Hilltop National Bank4,1004,10000.010.01-0.00hold
Creekside Partners50,02850,02800.110.11-0.00hold
HARBOUR INVESTMENTS, INC.2,0002,00000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC12612600.000.00-0.00hold
Ameritas Advisory Services, LLC500-500.000.00-0.00sell
Shulman DeMeo Asset Management LLC11,51111,389-1220.010.01-0.00sell
Tempus Wealth Planning, LLC23,62623,426-2000.030.03-0.00sell
Atria Investments, Inc21,84421,525-3190.000.00-0.00sell
180 WEALTH ADVISORS, LLC22,17521,550-6250.010.01-0.00sell
Financial Management Professionals, Inc.8470-8470.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.1,0000-1,0000.000.00-0.00sell
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