| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 6,099,288 | 6,618,052 | +518,764 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 5,899,602 | +5,899,602 | 0.00 | 2.51 | +2.51 | buy |
| SIT INVESTMENT ASSOCIATES INC | 350,136 | 5,227,321 | +4,877,185 | 0.06 | 0.90 | +0.84 | buy |
| McGowan Group Asset Management, Inc. | 3,797,228 | 4,552,900 | +755,672 | 4.19 | 4.94 | +0.75 | buy |
| Yakira Capital Management, Inc. | 897,293 | 3,560,988 | +2,663,695 | 2.69 | 8.88 | +6.19 | buy |
| Invesco Ltd. | 1,632,966 | 2,493,657 | +860,691 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 38,284 | 2,248,793 | +2,210,509 | 0.00 | 0.04 | +0.04 | buy |
| LPL Financial LLC | 1,363,639 | 1,333,447 | -30,192 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 450,846 | 1,314,005 | +863,159 | 0.00 | 0.00 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 1,191,864 | +1,191,864 | 0.00 | 1.19 | +1.19 | buy |
| OAK HILL ADVISORS LP | 891,998 | 1,070,395 | +178,397 | 1.30 | 1.04 | -0.26 | buy |
| GUGGENHEIM CAPITAL LLC | 909,705 | 1,023,575 | +113,870 | 0.06 | 0.07 | +0.01 | buy |
| MML INVESTORS SERVICES, LLC | 923,437 | 959,669 | +36,232 | 0.02 | 0.02 | +0.00 | buy |
| COHEN & STEERS, INC. | 405,607 | 950,417 | +544,810 | 0.01 | 0.01 | +0.01 | buy |
| Penserra Capital Management LLC | 760,397 | 884,648 | +124,251 | 0.08 | 0.09 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 897,948 | 883,975 | -13,973 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 530,307 | 854,832 | +324,525 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 0 | 789,976 | +789,976 | 0.00 | 0.48 | +0.48 | buy |
| Quarry LP | 100 | 464,426 | +464,326 | 0.00 | 0.80 | +0.80 | buy |
| LAKE STREET PRIVATE WEALTH, LLC | 399,075 | 419,475 | +20,400 | 0.43 | 0.46 | +0.02 | buy |
| ROYAL BANK OF CANADA | 305,911 | 323,974 | +18,063 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 321,137 | 315,103 | -6,034 | 0.00 | 0.00 | -0.00 | sell |
| Rareview Capital LLC | 0 | 307,199 | +307,199 | 0.00 | 1.76 | +1.76 | buy |
| Onyx Bridge Wealth Group LLC | 121,250 | 300,920 | +179,670 | 0.11 | 0.28 | +0.16 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 306,209 | 295,123 | -11,086 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 281,355 | 281,032 | -323 | 0.01 | 0.01 | -0.00 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 232,249 | 278,695 | +46,446 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 353,953 | 272,615 | -81,338 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 280,308 | 248,104 | -32,204 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 224,796 | 228,340 | +3,544 | 0.01 | 0.01 | -0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 146,577 | 227,377 | +80,800 | 0.09 | 0.13 | +0.05 | buy |
| RAYMOND JAMES FINANCIAL INC | 202,385 | 227,019 | +24,634 | 0.00 | 0.00 | +0.00 | buy |
| Pathway Financial Advisers, LLC | 214,454 | 216,222 | +1,768 | 0.55 | 0.52 | -0.03 | buy |
| Activest Wealth Management | 168,608 | 189,908 | +21,300 | 0.28 | 0.28 | +0.00 | buy |
| Covenant Asset Management, LLC | 182,534 | 186,145 | +3,611 | 0.31 | 0.33 | +0.01 | buy |
| RDA Financial Network | 181,859 | 182,359 | +500 | 0.39 | 0.39 | -0.00 | buy |
| Uncommon Cents Investing LLC | 92,860 | 172,553 | +79,693 | 0.20 | 0.34 | +0.14 | buy |
| Robbins Farley | 140,640 | 165,336 | +24,696 | 0.57 | 0.62 | +0.06 | buy |
| Bramshill Investments, LLC | 0 | 148,780 | +148,780 | 0.00 | 0.11 | +0.11 | buy |
| Whipplewood Advisors, LLC | 135,753 | 144,130 | +8,377 | 0.78 | 0.64 | -0.14 | buy |
| TrueMark Investments, LLC | 0 | 135,896 | +135,896 | 0.00 | 0.23 | +0.23 | buy |
| JANE STREET GROUP, LLC | 370,951 | 134,599 | -236,352 | 0.00 | 0.00 | -0.00 | sell |
| Lido Advisors, LLC | 129,220 | 132,092 | +2,872 | 0.00 | 0.00 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 126,037 | 127,821 | +1,784 | 0.00 | 0.00 | -0.00 | buy |
| Kanen Wealth Management LLC | 82,000 | 117,800 | +35,800 | 0.22 | 0.36 | +0.14 | buy |
| Marks Group Wealth Management, Inc | 122,892 | 113,360 | -9,532 | 0.10 | 0.09 | -0.01 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 100,793 | 106,826 | +6,033 | 0.00 | 0.00 | -0.00 | buy |
| Capital Investment Advisors, LLC | 109,349 | 105,419 | -3,930 | 0.01 | 0.01 | -0.00 | sell |
| HUB Investment Partners, LLC | 162,638 | 103,158 | -59,480 | 0.04 | 0.02 | -0.02 | sell |
| Wealthspire Advisors, LLC | 0 | 102,215 | +102,215 | 0.00 | 0.01 | +0.01 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 100,298 | +100,298 | 0.00 | 0.05 | +0.05 | buy |
| Tempus Wealth Planning, LLC | 50,000 | 100,000 | +50,000 | 0.10 | 0.20 | +0.09 | buy |
| Baird Financial Group, Inc. | 87,316 | 85,416 | -1,900 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 80,772 | 80,772 | 0 | 0.41 | 0.40 | -0.02 | hold |
| Ionic Capital Management LLC | 65,000 | 77,999 | +12,999 | 0.57 | 0.56 | -0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 77,288 | 77,288 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Diversified Enterprises, LLC | 71,043 | 73,923 | +2,880 | 0.04 | 0.03 | -0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 72,530 | +72,530 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 79,695 | 70,824 | -8,871 | 0.00 | 0.00 | -0.00 | sell |
| Smith Asset Management Co., LLC | 65,407 | 70,789 | +5,382 | 0.48 | 0.52 | +0.04 | buy |
| NewEdge Advisors, LLC | 76,690 | 69,682 | -7,008 | 0.00 | 0.00 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 0 | 69,422 | +69,422 | 0.00 | 0.01 | +0.01 | buy |
| Granite Investment Partners, LLC | 56,123 | 68,809 | +12,686 | 0.03 | 0.04 | +0.01 | buy |
| J. Goldman & Co LP | 0 | 63,156 | +63,156 | 0.00 | 0.02 | +0.02 | buy |
| Creekside Partners | 83,548 | 62,662 | -20,886 | 0.31 | 0.22 | -0.09 | sell |
| Kovack Advisors, Inc. | 61,760 | 61,956 | +196 | 0.03 | 0.03 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 52,623 | 58,247 | +5,624 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 56,009 | +56,009 | 0.00 | 0.01 | +0.01 | buy |
| Rockefeller Capital Management L.P. | 70,614 | 50,914 | -19,700 | 0.00 | 0.00 | -0.00 | sell |
| Cable Car Capital, LP | 50,000 | 50,000 | 0 | 0.03 | 0.15 | +0.12 | hold |
| HighTower Advisors, LLC | 48,447 | 48,806 | +359 | 0.00 | 0.00 | -0.00 | buy |
| CHOREO, LLC | 37,736 | 45,705 | +7,969 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 38,012 | 45,000 | +6,988 | 0.00 | 0.00 | +0.00 | buy |
| Investmark Advisory Group LLC | 40,793 | 43,475 | +2,682 | 0.15 | 0.16 | +0.00 | buy |
| Magnus Financial Group LLC | 0 | 43,469 | +43,469 | 0.00 | 0.03 | +0.03 | buy |
| New England Private Wealth Advisors LLC | 0 | 42,366 | +42,366 | 0.00 | 0.04 | +0.04 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 42,450 | 37,660 | -4,790 | 0.00 | 0.00 | +0.00 | sell |
| Samalin Investment Counsel, LLC | 40,774 | 36,815 | -3,959 | 0.13 | 0.11 | -0.02 | sell |
| Allworth Financial LP | 15,691 | 36,461 | +20,770 | 0.00 | 0.00 | +0.00 | buy |
| AEGON USA Investment Management, LLC | 20,000 | 35,000 | +15,000 | 0.13 | 0.23 | +0.11 | buy |
| Concord Wealth Partners | 33,688 | 34,604 | +916 | 0.04 | 0.04 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 63,072 | 33,317 | -29,755 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 16,316 | 31,529 | +15,213 | 0.00 | 0.01 | +0.00 | buy |
| Mariner, LLC | 20,275 | 30,018 | +9,743 | 0.00 | 0.00 | +0.00 | buy |
| HOURGLASS CAPITAL, LLC | 0 | 29,918 | +29,918 | 0.00 | 0.05 | +0.05 | buy |
| STIFEL FINANCIAL CORP | 36,662 | 28,974 | -7,688 | 0.00 | 0.00 | -0.00 | sell |
| Purus Wealth Management, LLC | 26,291 | 28,260 | +1,969 | 0.07 | 0.08 | +0.00 | buy |
| Kesler, Norman & Wride, LLC | 28,936 | 27,747 | -1,189 | 0.04 | 0.04 | -0.00 | sell |
| Prospera Financial Services Inc | 24,685 | 26,972 | +2,287 | 0.00 | 0.00 | +0.00 | buy |
| SMH CAPITAL ADVISORS INC | 26,563 | 26,663 | +100 | 0.48 | 0.64 | +0.16 | buy |
| Waverly Advisors, LLC | 27,727 | 26,179 | -1,548 | 0.00 | 0.00 | -0.00 | sell |
| World Investment Advisors | 0 | 25,254 | +25,254 | 0.00 | 0.00 | +0.00 | buy |
| Grove Bank & Trust | 24,500 | 24,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MRA Advisory Group | 20,108 | 24,224 | +4,116 | 0.08 | 0.08 | +0.01 | buy |
| Stratos Wealth Partners, LTD. | 26,080 | 21,641 | -4,439 | 0.00 | 0.00 | -0.00 | sell |
| CAHILL FINANCIAL ADVISORS INC | 20,643 | 20,643 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Corient Private Wealth LLC | 24,245 | 20,616 | -3,629 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 20,735 | 20,363 | -372 | 0.00 | 0.00 | -0.00 | sell |
| Apollon Wealth Management, LLC | 20,108 | 20,273 | +165 | 0.00 | 0.00 | -0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 19,955 | 19,245 | -710 | 0.00 | 0.00 | -0.00 | sell |