| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,212,452 | 2,232,680 | +1,020,228 | 0.25 | 0.48 | +0.23 | buy |
| MORGAN STANLEY | 461,630 | 601,644 | +140,014 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 57,484 | 172,184 | +114,700 | 0.00 | 0.01 | +0.01 | buy |
| Pathstone Holdings, LLC | 605,336 | 658,280 | +52,944 | 0.02 | 0.03 | +0.00 | buy |
| ROYAL BANK OF CANADA | 507,716 | 555,704 | +47,988 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 21,786 | 61,644 | +39,858 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 694,477 | 728,949 | +34,472 | 0.00 | 0.00 | +0.00 | buy |
| AlphaCore Capital LLC | 0 | 30,000 | +30,000 | 0.00 | 0.02 | +0.02 | buy |
| UBS Group AG | 117,917 | 137,167 | +19,250 | 0.00 | 0.00 | +0.00 | buy |
| GraniteShares Advisors LLC | 269,047 | 286,407 | +17,360 | 1.57 | 1.68 | +0.12 | buy |
| Dynamic Advisor Solutions LLC | 0 | 13,623 | +13,623 | 0.00 | 0.00 | +0.00 | buy |
| Equitable Holdings, Inc. | 41,844 | 55,421 | +13,577 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 12,112 | +12,112 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 159,740 | 169,750 | +10,010 | 1.11 | 0.99 | -0.12 | buy |
| BANK OF AMERICA CORP /DE/ | 73,647 | 81,589 | +7,942 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 65,512 | 70,204 | +4,692 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 10,725 | 13,989 | +3,264 | 0.00 | 0.00 | +0.00 | buy |
| Morey & Quinn Wealth Partners, LLC | 60,339 | 63,451 | +3,112 | 0.47 | 0.48 | +0.01 | buy |
| Concurrent Investment Advisors, LLC | 19,872 | 21,967 | +2,095 | 0.00 | 0.00 | -0.00 | buy |
| Avior Wealth Management, LLC | 10,937 | 12,794 | +1,857 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 0 | 1,532 | +1,532 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 712 | 1,457 | +745 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 20,162 | 20,822 | +660 | 0.00 | 0.00 | -0.00 | buy |
| VSM Wealth Advisory, LLC | 5,606 | 5,901 | +295 | 0.02 | 0.02 | +0.00 | buy |
| COMERICA BANK | 4,863 | 5,035 | +172 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,248 | 10,313 | +65 | 0.00 | 0.00 | -0.00 | buy |
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 42 | +42 | 0.00 | 0.00 | +0.00 | buy |
| Encompass More Asset Management | 13,582 | 13,623 | +41 | 0.04 | 0.04 | -0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 4,964 | 4,964 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COHEN & STEERS, INC. | 143,767 | 143,767 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fiera Capital Corp | 114,029 | 114,029 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Moors & Cabot, Inc. | 18,000 | 18,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NWAM LLC | 12,859 | 12,859 | 0 | 0.01 | 0.01 | +0.00 | hold |
| McIlrath & Eck, LLC | 1,510 | 1,510 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 1,600 | 1,600 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Apollon Wealth Management, LLC | 18,365 | 18,365 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 15,150 | 15,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 32,402 | 32,402 | 0 | 0.02 | 0.03 | +0.00 | hold |
| CoreCap Advisors, LLC | 3,137 | 3,137 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Catalina Capital Group, LLC | 10,892 | 10,892 | 0 | 0.03 | 0.07 | +0.03 | hold |
| Uncommon Cents Investing LLC | 35,060 | 34,910 | -150 | 0.10 | 0.09 | -0.00 | sell |
| WPG Advisers, LLC | 430 | 194 | -236 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 28,215 | 27,842 | -373 | 0.00 | 0.00 | +0.00 | sell |
| PRIVATE TRUST CO NA | 2,655 | 2,000 | -655 | 0.00 | 0.00 | -0.00 | sell |
| Provenance Wealth Advisors, LLC | 870 | 0 | -870 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 947 | 0 | -947 | 0.00 | 0.00 | -0.00 | sell |
| Coppell Advisory Solutions LLC | 1,500 | 0 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 137,385 | 135,279 | -2,106 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 15,716 | 13,570 | -2,146 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 25,489 | 22,989 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| Sowell Financial Services LLC | 168,588 | 164,765 | -3,823 | 0.08 | 0.07 | -0.01 | sell |
| Capital Investment Advisors, LLC | 45,883 | 41,977 | -3,906 | 0.01 | 0.01 | -0.00 | sell |
| NewEdge Advisors, LLC | 31,900 | 27,400 | -4,500 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 185,686 | 174,622 | -11,064 | 0.00 | 0.00 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 33,295 | 19,086 | -14,209 | 0.00 | 0.00 | -0.00 | sell |
| BENJAMIN EDWARDS INC | 130,646 | 115,924 | -14,722 | 0.02 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 522,417 | 503,205 | -19,212 | 0.00 | 0.00 | -0.00 | sell |
| Calamos Advisors LLC | 58,420 | 36,719 | -21,701 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 783,438 | 758,838 | -24,600 | 0.58 | 0.56 | -0.01 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 61,004 | 36,004 | -25,000 | 0.06 | 0.04 | -0.02 | sell |
| HighTower Advisors, LLC | 27,663 | 0 | -27,663 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 35,002 | 0 | -35,002 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 70,894 | 34,685 | -36,209 | 0.07 | 0.03 | -0.04 | sell |
| Shaker Financial Services, LLC | 376,291 | 333,567 | -42,724 | 1.34 | 1.21 | -0.13 | sell |
| Independent Advisor Alliance | 46,200 | 0 | -46,200 | 0.01 | 0.00 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 129,426 | 69,066 | -60,360 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 151,085 | 63,314 | -87,771 | 0.03 | 0.01 | -0.02 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 136,353 | 25,151 | -111,202 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 145,328 | 0 | -145,328 | 0.43 | 0.00 | -0.43 | sell |