| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 2,232,680 | 2,455,899 | +223,219 | 0.48 | 0.50 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 172,184 | 334,994 | +162,810 | 0.01 | 0.03 | +0.01 | buy |
| ROYAL BANK OF CANADA | 555,704 | 668,724 | +113,020 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 728,949 | 803,542 | +74,593 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 758,838 | 783,634 | +24,796 | 0.56 | 0.60 | +0.04 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 21,717 | +21,717 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 503,205 | 522,545 | +19,340 | 0.00 | 0.00 | -0.00 | buy |
| GraniteShares Advisors LLC | 286,407 | 305,503 | +19,096 | 1.68 | 1.77 | +0.09 | buy |
| AMERIPRISE FINANCIAL INC | 174,622 | 193,427 | +18,805 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 14,800 | +14,800 | 0.00 | 0.01 | +0.01 | buy |
| Cambridge Investment Research Advisors, Inc. | 27,842 | 42,469 | +14,627 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 11,073 | +11,073 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 61,644 | 67,756 | +6,112 | 0.00 | 0.00 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 25,151 | 31,028 | +5,877 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 70,204 | 75,808 | +5,604 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 13,570 | 18,570 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 1,532 | 5,490 | +3,958 | 0.00 | 0.01 | +0.00 | buy |
| Capital Investment Advisors, LLC | 41,977 | 44,717 | +2,740 | 0.01 | 0.01 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 32,402 | 34,402 | +2,000 | 0.03 | 0.03 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 1,457 | 2,034 | +577 | 0.00 | 0.00 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 21,967 | 22,534 | +567 | 0.00 | 0.00 | -0.00 | buy |
| Equitable Holdings, Inc. | 55,421 | 55,958 | +537 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 5,035 | 5,341 | +306 | 0.00 | 0.00 | +0.00 | buy |
| VSM Wealth Advisory, LLC | 5,901 | 6,187 | +286 | 0.02 | 0.02 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,313 | 10,440 | +127 | 0.00 | 0.00 | -0.00 | buy |
| Encompass More Asset Management | 13,623 | 13,711 | +88 | 0.04 | 0.03 | -0.01 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 4,964 | 4,964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRIVATE TRUST CO NA | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 143,767 | 143,767 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NWAM LLC | 12,859 | 12,859 | 0 | 0.01 | 0.01 | -0.00 | hold |
| McIlrath & Eck, LLC | 1,510 | 1,510 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AlphaCore Capital LLC | 30,000 | 30,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| FNY Investment Advisers, LLC | 1,600 | 1,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Apollon Wealth Management, LLC | 18,365 | 18,365 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 15,150 | 15,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Morey & Quinn Wealth Partners, LLC | 63,451 | 63,451 | 0 | 0.48 | 0.48 | -0.00 | hold |
| Cetera Investment Advisers | 20,822 | 20,800 | -22 | 0.00 | 0.00 | -0.00 | sell |
| Catalina Capital Group, LLC | 10,892 | 10,864 | -28 | 0.07 | 0.07 | +0.00 | sell |
| COLDSTREAM CAPITAL MANAGEMENT INC | 42 | 0 | -42 | 0.00 | 0.00 | -0.00 | sell |
| WPG Advisers, LLC | 194 | 150 | -44 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 13,989 | 13,830 | -159 | 0.00 | 0.00 | -0.00 | sell |
| Sowell Financial Services LLC | 164,765 | 164,342 | -423 | 0.07 | 0.06 | -0.01 | sell |
| CoreCap Advisors, LLC | 3,137 | 2,437 | -700 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 135,279 | 134,484 | -795 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 22,989 | 22,189 | -800 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 114,029 | 112,946 | -1,083 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 13,623 | 12,505 | -1,118 | 0.00 | 0.00 | -0.00 | sell |
| Uncommon Cents Investing LLC | 34,910 | 33,425 | -1,485 | 0.09 | 0.08 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 69,066 | 66,514 | -2,552 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 36,004 | 33,304 | -2,700 | 0.04 | 0.03 | -0.01 | sell |
| NewEdge Advisors, LLC | 27,400 | 23,900 | -3,500 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 81,589 | 74,002 | -7,587 | 0.00 | 0.00 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 19,086 | 10,132 | -8,954 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 12,112 | 0 | -12,112 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 12,794 | 0 | -12,794 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 18,000 | 0 | -18,000 | 0.01 | 0.00 | -0.01 | sell |
| Shaker Financial Services, LLC | 333,567 | 315,553 | -18,014 | 1.21 | 1.09 | -0.12 | sell |
| MORGAN STANLEY | 601,644 | 579,671 | -21,973 | 0.00 | 0.00 | -0.00 | sell |
| BENJAMIN EDWARDS INC | 115,924 | 85,854 | -30,070 | 0.01 | 0.01 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 34,685 | 0 | -34,685 | 0.03 | 0.00 | -0.03 | sell |
| Calamos Advisors LLC | 36,719 | 0 | -36,719 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 137,167 | 97,649 | -39,518 | 0.00 | 0.00 | -0.00 | sell |
| Rareview Capital LLC | 169,750 | 121,778 | -47,972 | 0.99 | 0.73 | -0.26 | sell |
| AQR Arbitrage LLC | 63,314 | 0 | -63,314 | 0.01 | 0.00 | -0.01 | sell |
| Pathstone Holdings, LLC | 658,280 | 479,293 | -178,987 | 0.03 | 0.02 | -0.01 | sell |